Neurobiology of the Sleep-Wake Cycle: Sleep Architecture, Circadian Regulation, and Regulatory Feedback

This mini-review article presents the remarkable progress that has been made in the past decade in our understanding of the neural circuitry underlying the regulation of sleep-wake states and circadian control of behaviors. Following a brief introduction to sleep architecture and physiology, the authors describe the neural circuitry and neurotransmitters that regulate sleep and cortical arousal (i.e., wakefulness). They next examine how sleep and wakefulness are regulated by mutual inhibition between sleep-and arousal-promoting circuitry and how this interaction functions analogously to an electronic “flip-flop” switch that ensures behavioral state stability. The authors then discuss the role of circadian and homeostatic processes in the consolidation of sleep, including the physiologic basis of homeostatic sleep drive (i.e., wake-dependent increase in sleep propensity) and the role of the SCN in the circadian regulation of sleep-wake cycles. Finally, they describe the hypothalamic circuitry for the integration of photic and nonphotic environmental time cues and how this integration allows organisms to sculpt patterns of rest-activity and sleep-wake cycles that are optimally adaptive.

[1]  V. Cassone,et al.  Entrainment of rat circadian rhythms by daily injection of melatonin depends upon the hypothalamic suprachiasmatic nuclei , 1986, Physiology & Behavior.

[2]  R. McCarley,et al.  Neurobiological structure of the revised limit cycle reciprocal interaction model of REM cycle control , 1992, Journal of sleep research.

[3]  C. Ferris,et al.  Neuropeptide Y: Role in light-dark cycle entrainment of hamster circadian rhythms , 1984, Neuroscience Letters.

[4]  J. Aschoff The Clocks That Time Us: Physiology of the Circadian Timing System , 1982 .

[5]  L W Swanson,et al.  Efferent projections of the suprachiasmatic nucleus: II. Studies using retrograde transport of fluorescent dyes and simultaneous peptide immunohistochemistry in the rat , 1987, The Journal of comparative neurology.

[6]  Jun Lu,et al.  Critical Role of Dorsomedial Hypothalamic Nucleus in a Wide Range of Behavioral Circadian Rhythms , 2003, The Journal of Neuroscience.

[7]  C. Saper,et al.  Effect of Lesions of the Ventrolateral Preoptic Nucleus on NREM and REM Sleep , 2000, The Journal of Neuroscience.

[8]  J. Brewer,et al.  Neuropeptide Y rapidly reduces Period 1 and Period 2 mRNA levels in the hamster suprachiasmatic nucleus , 2001, Neuroscience Letters.

[9]  C. Saper,et al.  Organization of cerebral cortical afferent systems in the rat. II. Hypothalamocortical projections , 1985, The Journal of comparative neurology.

[10]  D. McGinty,et al.  Brain mechanisms of sleep , 1985 .

[11]  B. Stone,et al.  Hypnotic activity of melatonin. , 2000, Sleep.

[12]  S. Inouye Restricted daily feeding does not entrain circadian rhythms of the suprachiasmatic nucleus in the rat , 1982, Brain Research.

[13]  N. Yamada,et al.  Change in period of free-running rhythms determined by two different tools in blinded rats , 1986, Physiology & Behavior.

[14]  M. Harrington The Ventral Lateral Geniculate Nucleus and the Intergeniculate Leaflet: Interrelated Structures in the Visual and Circadian Systems , 1997, Neuroscience & Biobehavioral Reviews.

[15]  C. Saper,et al.  Contrasting Effects of Ibotenate Lesions of the Paraventricular Nucleus and Subparaventricular Zone on Sleep–Wake Cycle and Temperature Regulation , 2001, The Journal of Neuroscience.

[16]  Maciej Kaminski,et al.  Dynamic changes in the direction of the theta rhythmic drive between supramammillary nucleus and the septohippocampal system , 2006, Hippocampus.

[17]  A. Lewy,et al.  Sleep-promoting effects of melatonin: at what dose, in whom, under what conditions, and by what mechanisms? , 1997, Sleep.

[18]  T. Porkka-Heiskanen,et al.  Adenosine and sleep. , 2002, Sleep medicine reviews.

[19]  C. Saper,et al.  Hypothalamic regulation of sleep and circadian rhythms , 2005, Nature.

[20]  C A Czeisler,et al.  Variation of electroencephalographic activity during non‐rapid eye movement and rapid eye movement sleep with phase of circadian melatonin rhythm in humans , 1997, The Journal of physiology.

[21]  Jun Lu,et al.  The hypothalamic integrator for circadian rhythms , 2005, Trends in Neurosciences.

[22]  M. Yanagisawa,et al.  The dorsomedial hypothalamic nucleus as a putative food-entrainable circadian pacemaker , 2006, Proceedings of the National Academy of Sciences.

[23]  R. Stickgold,et al.  Sleep-Dependent θ Oscillations in the Human Hippocampus and Neocortex , 2003, The Journal of Neuroscience.

[24]  A. Levey,et al.  Cholinergic nucleus basalis neurons may influence the cortex via the thalamus , 1987, Neuroscience Letters.

[25]  Todd S. Horowitz,et al.  Scheduling of sleep/darkness affects the circadian phase of night shift workers , 2005, Neuroscience Letters.

[26]  F. Fleury-Olela,et al.  Restricted feeding uncouples circadian oscillators in peripheral tissues from the central pacemaker in the suprachiasmatic nucleus. , 2000, Genes & development.

[27]  Takeshi Sakurai,et al.  Behavioral State Instability in Orexin Knock-Out Mice , 2004, The Journal of Neuroscience.

[28]  R. McCarley Mechanisms and models of REM sleep control. , 2004, Archives italiennes de biologie.

[29]  G. Buzsáki,et al.  Nucleus basalis and thalamic control of neocortical activity in the freely moving rat , 1988, The Journal of neuroscience : the official journal of the Society for Neuroscience.

[30]  R. McCarley,et al.  Activation of Ventrolateral Preoptic Neurons During Sleep , 1996, Science.

[31]  W. Dement,et al.  Serotonergic afferents mediate activity-dependent entrainment of the mouse circadian clock. , 1997, The American journal of physiology.

[32]  Fred W. Turek,et al.  The Circadian Clock Mutation Alters Sleep Homeostasis in the Mouse , 2000, The Journal of Neuroscience.

[33]  Benita Middleton,et al.  Melatonin advances the circadian timing of EEG sleep and directly facilitates sleep without altering its duration in extended sleep opportunities in humans , 2004, The Journal of physiology.

[34]  M. Chandrashekaran,et al.  Light and dark pulse response curves in a day active palm squirrel Funambulus palmarum. , 1986, Experimental biology.

[35]  Joshua J Gooley,et al.  The dorsomedial hypothalamic nucleus is critical for the expression of food-entrainable circadian rhythms , 2006, Nature Neuroscience.

[36]  S. Carden Entrainment of Free-running Circadian Rhythms by Melatonin in Blind People, , 2001 .

[37]  R. Moore Neural control of the pineal gland , 1995, Behavioural Brain Research.

[38]  R. McCarley,et al.  Adenosine: a mediator of the sleep-inducing effects of prolonged wakefulness. , 1997, Science.

[39]  S. Deurveilher,et al.  Indirect projections from the suprachiasmatic nucleus to major arousal-promoting cell groups in rat: Implications for the circadian control of behavioural state , 2005, Neuroscience.

[40]  L W Swanson,et al.  Efferent projections of the suprachiasmatic nucleus: I. Studies using anterograde transport of Phaseolus vulgaris leucoagglutinin in the rat , 1987, The Journal of comparative neurology.

[41]  C. Saper,et al.  Homeostatic, circadian, and emotional regulation of sleep , 2005, The Journal of comparative neurology.

[42]  W. Mendelson,et al.  Efficacy of Melatonin as a Hypnotic Agent , 1997, Journal of biological rhythms.

[43]  Dennis McGinty,et al.  The sleep–wake switch: A neuronal alarm clock , 2000, Nature Medicine.

[44]  R. Kronauer,et al.  Phase‐shifting human circadian rhythms: influence of sleep timing, social contact and light exposure. , 1996, The Journal of physiology.

[45]  L. P. Morin,et al.  Serotonin and the regulation of mammalian circadian rhythmicity. , 1999, Annals of medicine.

[46]  N. Mrosovsky,et al.  Behavioral arousal blocks light-induced phase advances in locomotor rhythmicity but not light-induced Per1 and Fos expression in the hamster suprachiasmatic nucleus , 2003, Neuroscience.

[47]  Thomas E. Scammell,et al.  The sleep switch: hypothalamic control of sleep and wakefulness , 2001, Trends in Neurosciences.

[48]  N. Mrosovsky LOCOMOTOR ACTIVITY AND NON‐PHOTIC INFLUENCES ON CIRCADIAN CLOCKS , 1996, Biological reviews of the Cambridge Philosophical Society.

[49]  D. Krieger,et al.  The Clocks that Time Us: (Physiology of the Circadian Timing System) , 1982 .

[50]  G. Moruzzi,et al.  Brain stem reticular formation and activation of the EEG. , 1949, Electroencephalography and clinical neurophysiology.

[51]  N. Mrosovsky,et al.  Effects of Induced Wheel Running on the Circadian Activity Rhythms of Syrian Hamsters: Entrainment and Phase Response Curve , 1989, Journal of biological rhythms.

[52]  Y Sakaki,et al.  Entrainment of the circadian clock in the liver by feeding. , 2001, Science.

[53]  M. Steriade Neuronal Substrates of Sleep and Epilepsy , 2003 .

[54]  P. Franken,et al.  A role for cryptochromes in sleep regulation , 2002, BMC Neuroscience.

[55]  D.G.M. Dijk,et al.  Contribution of the circadian pacemaker and the sleep homeostat to sleep propensity, sleep structure, electroencephalographic slow waves, and sleep spindle activity in humans , 1995, The Journal of neuroscience : the official journal of the Society for Neuroscience.

[56]  P. Hof,et al.  Adenosine and Sleep Homeostasis in the Basal Forebrain , 2006, The Journal of Neuroscience.

[57]  V. Gribkoff,et al.  Targeted Disruption of the Mouse Mel1b Melatonin Receptor , 2003, Molecular and Cellular Biology.

[58]  R. Mistlberger,et al.  Circadian Clock Resetting by Sleep Deprivation without Exercise in the Syrian Hamster , 2000, The Journal of Neuroscience.

[59]  R. Mistlberger Circadian regulation of sleep in mammals: Role of the suprachiasmatic nucleus , 2005, Brain Research Reviews.

[60]  D. Dinges,et al.  Neurocognitive Consequences of Sleep Deprivation , 2005, Seminars in neurology.

[61]  R. Huber,et al.  Topography of EEG dynamics after sleep deprivation in mice. , 2000, Journal of neurophysiology.

[62]  V. Gribkoff,et al.  Molecular Dissection of Two Distinct Actions of Melatonin on the Suprachiasmatic Circadian Clock , 1997, Neuron.

[63]  A. Rechtschaffen,et al.  Relationships among wake episode lengths, contiguous sleep episode lengths, and electroencephalographic delta waves in rats with suprachiasmatic nuclei lesions. , 1987, Sleep.

[64]  M. A. Rea,et al.  Neuropeptide Y blocks light-induced phase advances but not delays of the circadian activity rhythm in hamsters , 1997, Neuroscience Letters.

[65]  R. Mistlberger,et al.  Persistence of a behavioral food-anticipatory circadian rhythm following dorsomedial hypothalamic ablation in rats. , 2006, American journal of physiology. Regulatory, integrative and comparative physiology.

[66]  D. Skene,et al.  Melatonin administration can entrain the free-running circadian system of blind subjects. , 2000, The Journal of endocrinology.

[67]  Mariska J Vansteensel,et al.  Sleep states alter activity of suprachiasmatic nucleus neurons , 2003, Nature Neuroscience.

[68]  P. Meerlo,et al.  The Effects of Social Defeat and Other Stressors on the Expression of Circadian Rhythms , 2002, Stress.

[69]  A. Rosenwasser,et al.  Phase Shifting the Hamster Circadian Clock by 15-Minute Dark Pulses , 2002, Journal of biological rhythms.

[70]  F. Turek,et al.  Lesions of the thalamic intergeniculate leafleet block activity-induced phase shifts in the circadian activity rhythm of the golden hamster , 1994, Brain Research.

[71]  D. Dijk,et al.  Separation of circadian and wake duration-dependent modulation of EEG activation during wakefulness , 2002, Neuroscience.

[72]  F. Turek,et al.  Deletion of the mammalian circadian clock gene BMAL1/Mop3 alters baseline sleep architecture and the response to sleep deprivation. , 2005, Sleep.

[73]  Orfeu M Buxton,et al.  Exercise elicits phase shifts and acute alterations of melatonin that vary with circadian phase. , 2003, American journal of physiology. Regulatory, integrative and comparative physiology.

[74]  Michael J Kahana,et al.  Sleep-dependent theta oscillations in the human hippocampus and neocortex. , 2003, The Journal of neuroscience : the official journal of the Society for Neuroscience.

[75]  Jon T. Willie,et al.  Narcolepsy in orexin Knockout Mice Molecular Genetics of Sleep Regulation , 1999, Cell.

[76]  N. Mrosovsky,et al.  Intergeniculate leaflet lesions and behaviorally-induced shifts of circadian rhythms , 1994, Brain Research.

[77]  C. Saper Organization of cerebral cortical afferent systems in the rat. II. Magnocellular basal nucleus , 1984, The Journal of comparative neurology.

[78]  J. Rossier,et al.  Identification of sleep-promoting neurons in vitro , 2000, Nature.

[79]  Laura K Barger,et al.  Daily exercise facilitates phase delays of circadian melatonin rhythm in very dim light. , 2004, American journal of physiology. Regulatory, integrative and comparative physiology.

[80]  C. Saper,et al.  A putative flip–flop switch for control of REM sleep , 2006, Nature.

[81]  N. Watson,et al.  Both Neuropeptide Y and Serotonin Are Necessary for Entrainment of Circadian Rhythms in Mice by Daily Treadmill Running Schedules , 1997, The Journal of Neuroscience.

[82]  DM Edgar,et al.  Effect of SCN lesions on sleep in squirrel monkeys: evidence for opponent processes in sleep-wake regulation , 1993, The Journal of neuroscience : the official journal of the Society for Neuroscience.

[83]  D. Dawson,et al.  Effect of Atenolol on Nocturnal Sleep and Temperature in Young Men: Reversal by Pharmacological Doses of Melatonin , 1997, Physiology & Behavior.