Systematic Problem formulation in Action Design Research: the Case of Smart Cities

The research project presented in this paper is being conducted in collaboration with Dublin City Council and Intel Corporation, and is focused on the development of a Smart City maturity model. This paper focuses on the research methodology that is being used for this study, i.e. Action Design Research (Sein et al. 2011). Particularly, we will describe why this recently proposed methodology is suitable for our research, in comparison with Design Science Research (March and Smith, 1995; Hevner et al. 2004) and Action Research (Baburoglu and Ravn, 1992). Furthermore, we will focus on the problem formulation stage to systematically investigate the topic. A systematic literature review based on the 8-steps method proposed in (Okoli et al. 2010) is presented to explore the factors required to evaluate the environmental and socioeconomic sustainability impact of Information and Communication Technology (ICT) solutions at a city level. Furthermore, Grounded Theory principles were adopted to structure the Smart City ecosystem, and identify the areas in which ICT-enabled services have an impact on the city’s social, environmental, and economical performances.

[1]  Joe Nandhakumar,et al.  The dynamics of contextual forces of ERP implementation , 2005, J. Strateg. Inf. Syst..

[2]  P. Nijkamp,et al.  Smart Cities in Europe , 2011 .

[3]  Richard T. Watson,et al.  Analyzing the Past to Prepare for the Future: Writing a Literature Review , 2002, MIS Q..

[4]  R. E. Hall,et al.  VISION OF A SMART CITY , 2000 .

[5]  Kevin Ashton,et al.  That ‘Internet of Things’ Thing , 1999 .

[6]  Karamjit S. Gill The Internet of things! then what? , 2013, AI & SOCIETY.

[7]  Silvia Giordano,et al.  Modelling the smart city performance , 2012 .

[8]  B. Turner,et al.  Grounded Theory and Organizational Research , 1986 .

[9]  Markus Alsleben,et al.  Creating global dynamic capabilities : R&D network management for globally distributed research and development in the software industry , 2012 .

[10]  Sandeep Purao,et al.  Action Design Research , 2011, MIS Q..

[11]  Emmanouil Tranos,et al.  Smart networked cities? , 2012 .

[12]  L. Leydesdorff,et al.  The dynamics of innovation: from National Systems and , 2000 .

[13]  Zhu Wang,et al.  Living with Internet of Things: The Emergence of Embedded Intelligence , 2011, 2011 International Conference on Internet of Things and 4th International Conference on Cyber, Physical and Social Computing.

[14]  Donovan Plumb,et al.  The learning city in a ‘planet of slums’ , 2007 .

[15]  Tobias Mettler,et al.  Maturity assessment models: a design science research approach , 2011 .

[16]  Timo Ojala,et al.  Experiences inside the Ubiquitous Oulu Smart City , 2011, Computer.

[17]  Nikolaos Komninos,et al.  Intelligent Cities and Globalisation of Innovation Networks , 2008 .

[18]  T. Flew New Media: An Introduction , 2003 .

[19]  Adam Greenfield,et al.  Everyware: The Dawning Age of Ubiquitous Computing , 2006 .

[20]  Abdulrahman Alkandari,et al.  Smart cities: a survey , 2012 .

[21]  Chitu Okoli,et al.  A Guide to Conducting a Systematic Literature Review of Information Systems Research , 2010 .

[22]  Elias G. Carayannis,et al.  'Mode 3' and 'Quadruple Helix': toward a 21st century fractal innovation ecosystem , 2009, Int. J. Technol. Manag..

[23]  Nicos Komninos,et al.  Intelligent cities , 2002 .

[24]  Salvatore T. March,et al.  Design and natural science research on information technology , 1995, Decis. Support Syst..

[25]  Colin George Harrison,et al.  Instrumenting the planet , 2009 .

[26]  Raymond Scupin The KJ Method: A Technique for Analyzing Data Derived from Japanese Ethnology , 1997 .

[27]  Robert M. Davison,et al.  Principles of canonical action research , 2004, Inf. Syst. J..

[28]  Milind R. Naphade,et al.  Smarter Cities and Their Innovation Challenges , 2011, Computer.

[29]  P. Nijkamp,et al.  Smart cities in the innovation age , 2012 .

[30]  Syed Nasirin,et al.  Grounded theory method in information systems research: its nature, diversity and opportunities , 2013, Eur. J. Inf. Syst..

[31]  M. Deakin,et al.  The Triple-Helix Model of Smart Cities: A Neo-Evolutionary Perspective , 2011 .

[32]  Nicos Komninos,et al.  Intelligent Cities: Innovation, Knowledge Systems and Digital Spaces , 2002 .

[33]  Sandeep Purao,et al.  Being Proactive: Where Action Research Meets Design Research , 2005, ICIS.

[34]  Peter van den Besselaar,et al.  Digital Cities III, Information Technologies for Social Capital: Cross-cultural Perspectives, Third International Digital Cities Workshop, Amsterdam, The Netherlands, September 18-19, 2003, Revised Selected Papers , 2005, Digital Cities.

[35]  A. Strauss,et al.  The Discovery of Grounded Theory , 1967 .

[36]  Panagiotis Tsarchopoulos,et al.  Smart Cities as Innovation Ecosystems sustained by the Future Internet , 2012 .

[37]  Theresa A. Pardo,et al.  Conceptualizing smart city with dimensions of technology, people, and institutions , 2011, dg.o '11.

[38]  G. Kuk,et al.  The Business Models and Information Architectures of Smart Cities , 2011 .

[39]  Samir Chatterjee,et al.  A Design Science Research Methodology for Information Systems Research , 2008 .

[40]  Abdelsalam Helal IT Footprinting - Groundwork for Future Smart Cities , 2011, Computer.

[41]  Lieven De Marez,et al.  Smart Ideas for Smart Cities: Investigating Crowdsourcing for Generating and Selecting Ideas for ICT Innovation in a City Context , 2012, J. Theor. Appl. Electron. Commer. Res..

[42]  Hisham M. Haddad,et al.  A survey of industrial experiences with CMM and the teaching of CMM practices , 2002 .

[43]  De MarezLieven,et al.  Smart ideas for smart cities , 2012 .

[44]  Oǵuz N. Babüroǵlu,et al.  Normative Action Research , 1992 .

[45]  Stanley D. Brunn,et al.  Cyberinfrastructures and ‘Smart’ World Cities: Physical, Human and Soft Infrastructures , 2011 .

[46]  Alan R. Hevner,et al.  Design Science in Information Systems Research , 2004, MIS Q..

[47]  Florian Michahelles,et al.  An Architectural Approach Towards the Future Internet of Things , 2011, Architecting the Internet of Things.

[48]  Juhani Iivari,et al.  Action research and design science research - Seemingly similar but decisively dissimilar , 2009, ECIS.

[49]  A. Strauss,et al.  The discovery of grounded theory: strategies for qualitative research aldine de gruyter , 1968 .

[50]  Steve Curwell,et al.  Intelligent cities , 2006, DG.O.

[51]  Theresa A. Pardo,et al.  Smart city as urban innovation: focusing on management, policy, and context , 2011, ICEGOV '11.

[52]  Cathy Urquhart,et al.  Putting the ‘theory’ back into grounded theory: guidelines for grounded theory studies in information systems , 2009, Inf. Syst. J..