State analysis using the Local Ensemble Transform Kalman Filter (LETKF) and the three-layer circulation structure of the Luzon Strait and the South China Sea

A new circulation model of the western North Pacific Ocean based on the parallelized version of the Princeton Ocean Model and incorporating the Local Ensemble Transform Kalman Filter (LETKF) data assimilation scheme has been developed. The new model assimilates satellite data and is tested for the period January 1 to April 3, 2012 initialized from a 24-year simulation to estimate the ocean state focusing in the South China Sea (SCS). Model results are compared against estimates based on the optimum interpolation (OI) assimilation scheme and are validated against independent Argo float and transport data to assess model skills. LETKF provides improved estimates of the western North Pacific Ocean state including transports through various straits in the SCS. In the Luzon Strait, the model confirms, for the first time, the three-layer transport structure previously deduced in the literature from sparse observations: westward in the upper and lower layers and eastward in the middle layer. This structure is shown to be robust, and the related dynamics are analyzed using the results of a long-term (18 years) unassimilated North Pacific Ocean model. Potential vorticity and mass conservations suggest a basin-wide cyclonic circulation in the upper layer of the SCS (z > −570 m), an anticyclonic circulation in the middle layer (−570 m ≥ z > −2,000 m), and, in the abyssal basin (<−2,000 m), the circulation is cyclonic in the north and anticyclonic in the south. The cyclone–anticyclone abyssal circulation is confirmed and explained using a deep-layer reduced-gravity model as being caused by overflow over the deep sill of the Luzon Strait, coupled with intense, localized upwelling west of the strait.

[1]  Yu-Lin Chang,et al.  Instability of the North Pacific subtropical countercurrent , 2014 .

[2]  R. Knox,et al.  Rotating hydraulics of strait and sill flows , 1974 .

[3]  T. Qu,et al.  Deepwater overflow through Luzon Strait , 2006 .

[4]  Dongxiao Wang,et al.  Interannual variability of the South China Sea associated with El Niño , 2006 .

[5]  Water-mass formation and potential vorticity balance in an abyssal ocean circulation , 2000 .

[6]  Yu-Lin Chang,et al.  Cross flows in the Taiwan strait in winter , 2014 .

[7]  S. Chao,et al.  Surface circulation in the South China Sea , 1994 .

[8]  Yu Wang,et al.  On the dynamics of the South China Sea deep circulation , 2013 .

[9]  Ping-Tung Shaw,et al.  Deep water ventilation in the South China Sea , 1996 .

[10]  Ming-Hsiung Huang,et al.  A mid-depth front separating the South China Sea water and the Philippine sea water , 1996 .

[11]  Tal Ezer,et al.  An exercise in forecasting loop current and eddy frontal positions in the Gulf of Mexico , 2005 .

[12]  Hong Chen,et al.  The circulation in the upper and middle layers of the Luzon Strait during spring 2002 , 2008 .

[13]  J. Y. Liu,et al.  Status of Marine Biodiversity of the China Seas , 2013, PloS one.

[14]  T. Qu,et al.  Observation of Luzon Strait transport , 2006 .

[15]  S. Chao,et al.  An updated examination of the Luzon Strait transport , 2012 .

[16]  T. Waseda,et al.  Open and coastal seas interactions south of Japan represented by an ensemble Kalman filter , 2012, Ocean Dynamics.

[17]  Guanghong Liao,et al.  Three dimensional diagnostic study of the circulation in the South China Sea during winter 1998 , 2008 .

[18]  Guanghong Liao,et al.  The Kuroshio near the Luzon Strait and circulation in the northern South China Sea during August and September 1994 , 2008 .

[19]  Yongcun Cheng,et al.  Interannual sea level variability in the South China Sea and its response to ENSO , 2007 .

[20]  S. Xie,et al.  Deep South China Sea circulation , 2011 .

[21]  M. Kawase Establishment of Deep Ocean Circulation Driven by Deep-Water Production , 1987 .

[22]  Huasheng Hong,et al.  A Review on the Currents in the South China Sea: Seasonal Circulation, South China Sea Warm Current and Kuroshio Intrusion , 2000 .

[23]  H. Stommel,et al.  The abyssal circulation , 1958 .

[24]  Alan F. Blumberg,et al.  Modeling vertical and horizontal diffusivities with the sigma coordinate system , 1985 .

[25]  L. Oey,et al.  Blocking and Westward Passage of Eddies in the Luzon Strait , 2010 .

[26]  H. Hurlburt,et al.  Coupled dynamics of the South China Sea, the Sulu Sea, and the Pacific Ocean , 1996 .

[27]  Gwo-Ching Gong,et al.  Cross-shelf and along-shelf nutrient fluxes derived from flow fields and chemical hydrography observed in the southern East China Sea off northern Taiwan , 2000 .

[28]  Y. Song Estimation of interbasin transport using ocean bottom pressure: Theory and model for Asian marginal seas , 2006 .

[29]  Dale B. Haidvogel,et al.  Modeling South China Sea circulation: Response to seasonal forcing regimes , 2006 .

[30]  T. R. Adi,et al.  South China Sea throughflow impact on the Indonesian throughflow , 2012 .

[31]  Robert Atlas,et al.  A New Cross-Calibrated, Multi-Satellite Ocean Surface Wind Product , 2008, IGARSS 2008 - 2008 IEEE International Geoscience and Remote Sensing Symposium.

[32]  A. Blumberg,et al.  A Description of a Three‐Dimensional Coastal Ocean Circulation Model , 2013 .

[33]  Yu-Lin Chang,et al.  ATOP -The advanced Taiwan ocean prediction system based on the mpiPOM. Part 1: Model descriptions, analyses and results , 2013 .

[34]  E. Joseph Metzger,et al.  The importance of high horizontal resolution and accurate coastline geometry in modeling South China Sea Inflow , 2001 .

[35]  C. Chen,et al.  Influence of intermediate water in the western Okinawa Trough by the outflow from the South China Sea , 1998 .

[36]  F. Chai,et al.  Kuroshio intrusion and the circulation in the South China Sea , 2004 .

[37]  Fanghua Xu,et al.  Hindcasts and forecasts of Loop Current and eddies in the Gulf of Mexico using local ensemble transform Kalman filter and optimum-interpolation assimilation schemes , 2013 .

[38]  Dongxiao Zhang,et al.  The Kuroshio East of Taiwan: Moored Transport Observations from the WOCE PCM-1 Array , 2001 .

[39]  Antoni Jordi,et al.  sbPOM: A parallel implementation of Princenton Ocean Model , 2012, Environ. Model. Softw..

[40]  Ping Chen,et al.  A model simulation of circulation in the northeast Atlantic shelves and seas , 1992 .

[41]  K. Wyrtki Physical oceanography of the Southeast Asian waters , 1961 .

[42]  Istvan Szunyogh,et al.  Efficient data assimilation for spatiotemporal chaos: A local ensemble transform Kalman filter , 2005, physics/0511236.

[43]  C. Chen Tracing tropical and intermediate waters from the South China Sea to the Okinawa Trough and beyond , 2005 .

[44]  W. Timothy Liu,et al.  Summer upwelling in the South China Sea and its role in regional climate variations , 2003 .

[45]  Jiwei Tian,et al.  Observation of Luzon Strait transport in summer 2007 , 2010 .

[46]  P. Chu,et al.  Dynamical Mechanisms for the South China Sea Seasonal Circulation and Thermohaline Variabilities , 1999 .

[47]  Yu-Lin Chang,et al.  Loop Current Cycle: Coupled Response of the Loop Current with Deep Flows , 2011 .

[48]  T. Qu,et al.  Upper-Layer Circulation in the South China Sea* , 2000 .

[49]  Wei Zhao,et al.  A mesoscale eddy pair southwest of Taiwan and its influence on deep circulation , 2013 .

[50]  Istvan Szunyogh,et al.  A Local Ensemble Kalman Filter for Atmospheric Data Assimilation , 2002 .

[51]  Yu-Lin Chang,et al.  The Philippines–Taiwan Oscillation: Monsoonlike Interannual Oscillation of the Subtropical–Tropical Western North Pacific Wind System and Its Impact on the Ocean , 2012 .

[52]  Qinyu Liu,et al.  Sub-seasonal variability of Luzon Strait Transport in a high resolution global model , 2010 .

[53]  Yan Du,et al.  South China Sea throughflow: A heat and freshwater conveyor , 2006 .

[54]  Yasumasa Miyazawa,et al.  The Kuroshio onshore intrusion along the shelf break of the East China Sea : The origin of the Tsushima warm current , 2006 .

[55]  Chi-Fang Chen,et al.  Taiwan strait current in winter , 2005 .

[56]  Yu Lin Chang,et al.  Loop Current Growth and Eddy Shedding Using Models and Observations: Analyses of the July 2011 Eddy-Shedding Event* , 2013 .

[57]  Gilles Larnicol,et al.  New CNES‐CLS09 global mean dynamic topography computed from the combination of GRACE data, altimetry, and in situ measurements , 2011 .

[58]  Ping Chen,et al.  A nested‐grid ocean model: With application to the simulation of meanders and eddies in the Norwegian Coastal Current , 1992 .

[59]  X.-H. Lin,et al.  Altimetry and drifter data assimilations of loop current and eddies , 2007 .

[60]  C. Willmott ON THE VALIDATION OF MODELS , 1981 .

[61]  Max Yaremchuk,et al.  Seasonal Variability of the Large-Scale Currents near the Coast of the Philippines* , 2004 .

[62]  Istvan Szunyogh,et al.  Assessing a local ensemble Kalman filter: perfect model experiments with the National Centers for Environmental Prediction global model , 2005 .

[63]  T. Yamagata,et al.  An introduction to the South China Sea throughflow: Its dynamics, variability, and application for climate , 2009 .

[64]  A. Gordon,et al.  Observations of exchange between the South China Sea and the Sulu Sea , 2012 .

[65]  Lie-Yauw Oey,et al.  Bred-ensemble ocean forecast of loop current and rings , 2007 .

[66]  Jarle Berntsen,et al.  Estimation of the internal pressure gradient in σ-coordinate ocean models: comparison of second-, fourth-, and sixth-order schemes , 2010 .

[67]  A. Isobe Recent advances in ocean-circulation research on the Yellow Sea and East China Sea shelves , 2008 .

[68]  Istvan Szunyogh,et al.  Assessing a local ensemble Kalman filter : perfect model experiments with the National Centers for Environmental Prediction global model , 2004 .

[69]  Takemasa Miyoshi,et al.  Ensemble Kalman Filter and 4D-Var Intercomparison with the Japanese Operational Global Analysis and Prediction System , 2010 .

[70]  Guanghong Liao,et al.  A diagnostic calculation of the circulation in the upper and middle layers of the Luzon Strait and the northern South China Sea during March 1992 , 2009 .

[71]  A. Ishida,et al.  Can Luzon Strait Transport Play a Role in Conveying the Impact of ENSO to the South China Sea , 2004 .

[72]  Yu-Lin Chang,et al.  Loop Current Growth and Eddy Shedding Using Models and Observations: Numerical Process Experiments and Satellite Altimetry Data , 2013 .