Flexible decision-aided maximum likelihood phase estimation in coherent optical phase-shift-keying systems

Decision-aided maximum likelihood (DA-ML) phase estimation has been applied in coherent optical communication systems due to its high computational efficiency. However, conventional DA-ML scheme only assumes constant phase noise within each observation block, thus causing block length effect (BLE) which degrades system performance. In this paper, we take into account the time-varying laser phase noise and propose a flexible DA-ML phase estimation method for carrier phase recovery in coherent optical phase-shift-keying systems so as to eliminate BLE. Weighted coefficients based on ML criterion are introduced to strengthen the estimation accuracy. The statistical property of phase estimation error is derived, and the bit error rate (BER) performance is also evaluated. Numerical simulation results show that our flexible DA-ML scheme is very robust against time-varying phase noise. Compared with conventional DA-ML receiver, it can significantly reduce the phase estimation variance, improve the BER performance and increase the laser linewidth tolerance. By adopting the flexible DA-ML method with a relatively larger block length, BLE can be effectively eliminated. Thus, the BER performance can be significantly improved without carefully finding out the optimum block length or the optimum forgotten factor.

[1]  Steven Kay,et al.  Fundamentals Of Statistical Signal Processing , 2001 .

[2]  Changyuan Yu,et al.  Decision-Aided Carrier Phase Estimation for Coherent Optical Communications , 2010, Journal of Lightwave Technology.

[3]  Andrew J. Viterbi,et al.  Nonlinear estimation of PSK-modulated carrier phase with application to burst digital transmission , 1983, IEEE Trans. Inf. Theory.

[4]  C. Yu,et al.  Laser Linewidth Tolerance of Decision-Aided Maximum Likelihood Phase Estimation in Coherent Optical $M$-ary PSK and QAM Systems , 2009, IEEE Photonics Technology Letters.

[5]  A.H. Gnauck,et al.  Optical phase-shift-keyed transmission , 2005, Journal of Lightwave Technology.

[6]  M. G. Taylor,et al.  Phase Estimation Methods for Optical Coherent Detection Using Digital Signal Processing , 2009, Journal of Lightwave Technology.

[7]  Changyuan Yu,et al.  Decision-aided carrier phase estimation with selective averaging for low-cost optical coherent communication , 2013, 2013 9th International Conference on Information, Communications & Signal Processing.

[8]  Guifang Li,et al.  BER estimation of QPSK homodyne detection with carrier phase estimation using digital signal processing. , 2006, Optics express.

[9]  Ting Wang,et al.  Study on the performance of decision-aided maximum likelihood phase estimation with a forgetting factor , 2011, 2011 Optical Fiber Communication Conference and Exposition and the National Fiber Optic Engineers Conference.

[10]  K. Kikuchi,et al.  Coherent detection of optical quadrature phase-shift keying signals with carrier phase estimation , 2006, Journal of Lightwave Technology.

[11]  S Zhang,et al.  Decision-aided maximum likelihood detection in coherent optical phase-shift-keying system. , 2009, Optics express.

[12]  Pooi-Yuen Kam,et al.  Soft-Decision-Aided, Maximum-Likelihood Carrier Phase Estimation for Coherent Optical QAM , 2013, Journal of Lightwave Technology.

[13]  Alan Pak Tao Lau,et al.  Coherent detection in optical fiber systems. , 2008, Optics express.

[14]  Keang-Po Ho,et al.  Spectral efficiency limits and modulation/detection techniques for DWDM systems , 2004, IEEE Journal of Selected Topics in Quantum Electronics.

[15]  Renato D. C. Monteiro,et al.  Interior path following primal-dual algorithms. part II: Convex quadratic programming , 1989, Math. Program..

[16]  Arne Svensson,et al.  Estimation of Phase Noise for QPSK Modulation over AWGN Channels , 2003 .

[17]  Guifang Li Recent advances in coherent optical communication , 2009 .

[18]  R. Noe PLL-free synchronous QPSK polarization multiplex/diversity receiver concept with digital I&Q baseband processing , 2005, IEEE Photonics Technology Letters.