Biomechanical Parameters and Clinical Assessment Scores for Identifying Elderly Fallers Based on Balance and Dynamic Tasks

Accidental falls are a major health concern among older adults. Currently, fall prevention programs employ clinical assessment scores for identifying elderly fallers based on cut-off values. Biomechanical parameters provide crucial information differentiating pathological gait and posture and can be used to classify elderly fallers and non-fallers. Pattern recognition models based on biomechanical parameters may provide greater insight for such classification. The purpose of this study was to compare the classification accuracy of different pattern recognition models for identifying elderly fallers using biomechanical parameters measured during balance and gait tasks. Pattern recognition models were also developed using clinical assessment scores and compared to the models based on biomechanical parameters for accurately identifying elderly fallers. Participants included 58 non-fallers (age = 72.3 ± 5.7) and 41 fallers (age = 74.0 ± 12.3) who performed balance and gait tasks on a walkway with embedded force plates and pressure mats. The parameters included 2D ground reaction force (GRF), center of pressure (COP), and the plantar pressure (PP). Using this data as input, different classification algorithms were used to build models. Maximum accuracy of 86.02% for classifying faller/non-faller categories was obtained using a classifier based on biomechanical parameters from combined gait and balance tasks. The GRF parameters ranked higher than COP and PP parameters based on F-score ranking suggesting predictor importance of GRF parameters. The classification performance was further improved by adding GRF parameters to the more commonly used COP parameters. However, the classifiers based on clinical assessment scores resulted in a maximum accuracy of 92.93% suggesting that elderly fallers can be accurately classified using pattern recognition models based on clinical assessment scores.

[1]  Jaap H van Dieën,et al.  Ambulatory fall-risk assessment: amount and quality of daily-life gait predict falls in older adults. , 2015, The journals of gerontology. Series A, Biological sciences and medical sciences.

[2]  J. Kofman,et al.  Review of fall risk assessment in geriatric populations using inertial sensors , 2013, Journal of NeuroEngineering and Rehabilitation.

[3]  C. J. van Rijsbergen,et al.  The geometry of information retrieval , 2004 .

[4]  Taina Rantanen,et al.  Force platform balance measures as predictors of indoor and outdoor falls in community-dwelling women aged 63-76 years. , 2008, The journals of gerontology. Series A, Biological sciences and medical sciences.

[5]  Edward D Lemaire,et al.  Elderly fall risk prediction using static posturography , 2017, PloS one.

[6]  Jennifer Howcroft,et al.  Prospective Fall-Risk Prediction Models for Older Adults Based on Wearable Sensors , 2017, IEEE Transactions on Neural Systems and Rehabilitation Engineering.

[7]  A. Marques,et al.  Validity, Reliability, and Ability to Identify Fall Status of the Berg Balance Scale, BESTest, Mini-BESTest, and Brief-BESTest in Patients With COPD , 2016, Physical Therapy.

[8]  B. Matthews Comparison of the predicted and observed secondary structure of T4 phage lysozyme. , 1975, Biochimica et biophysica acta.

[9]  Jeffrey M. Hausdorff,et al.  Does the Evaluation of Gait Quality During Daily Life Provide Insight Into Fall Risk? A Novel Approach Using 3-Day Accelerometer Recordings , 2013, Neurorehabilitation and neural repair.

[10]  M. Tinetti,et al.  The patient who falls: "It's always a trade-off". , 2010, JAMA.

[11]  Patrik Kutilek,et al.  Variability of centre of pressure movement during gait in young and middle-aged women. , 2014, Gait & posture.

[12]  Bangjun Lei,et al.  Classification, Parameter Estimation and State Estimation: An Engineering Approach Using MATLAB, 2nd Edition , 2017 .

[13]  J. Novella,et al.  A Systematic Review of Thirty-One Assessment Tests to Evaluate Mobility in Older Adults , 2019, BioMed research international.

[14]  Anthony J. Mannucci,et al.  New Capabilities for Prediction of High‐Latitude Ionospheric Scintillation: A Novel Approach With Machine Learning , 2018, Space Weather.

[15]  Runze Li,et al.  Variable selection for support vector machines in moderately high dimensions , 2016, Journal of the Royal Statistical Society. Series B, Statistical methodology.

[16]  Ryan P. Duncan,et al.  Comparative Utility of the BESTest, Mini-BESTest, and Brief-BESTest for Predicting Falls in Individuals With Parkinson Disease: A Cohort Study , 2012, Physical Therapy.

[17]  Abdul Ghaaliq Lalkhen,et al.  Clinical tests: sensitivity and specificity , 2008 .

[18]  N. Vuillerme,et al.  Variability of spatial temporal gait parameters and center of pressure displacements during gait in elderly fallers and nonfallers: A 6-month prospective study , 2017, PloS one.

[19]  Karen W. Hayes,et al.  Measures of adult general performance tests: The Berg Balance Scale, Dynamic Gait Index (DGI), Gait Velocity, Physical Performance Test (PPT), Timed Chair Stand Test, Timed Up and Go, and Tinetti Performance‐Oriented Mobility Assessment (POMA) , 2003 .

[20]  Harriet G Williams,et al.  Are Measures Employed in the Assessment of Balance Useful for Detecting Differences among Groups that Vary by Age and Disease State? , 2005, Journal of geriatric physical therapy.

[21]  W A Ray,et al.  Comparison of Clinical and Biomechanical Measures of Balance and Mobility in Elderly Nursing Home Residents , 1994, Journal of the American Geriatrics Society.

[22]  Jiawei Han,et al.  Generalized Fisher Score for Feature Selection , 2011, UAI.

[23]  W A Ray,et al.  Clinical and biomechanical measures of balance as fall predictors in ambulatory nursing home residents. , 1996, The journals of gerontology. Series A, Biological sciences and medical sciences.

[24]  Ioannis B. Theocharis,et al.  Subject Recognition Based on Ground Reaction Force Measurements of Gait Signals , 2008, IEEE Transactions on Systems, Man, and Cybernetics, Part B (Cybernetics).

[25]  Rozita Jailani,et al.  The analysis of three-dimensional ground reaction forces during gait in children with autism spectrum disorders. , 2017, Research in developmental disabilities.

[26]  Pertti Era,et al.  Force Platform Measurements as Predictors of Falls among Older People – A Review , 2006, Gerontology.

[27]  M. Tinetti,et al.  Summary of the Updated American Geriatrics Society/british Geriatrics Society Clinical Practice Guideline for Prevention of Falls in Older Persons , 2022 .

[28]  Takayoshi Yamada,et al.  Relationships between ground reaction force parameters during a sit-to-stand movement and physical activity and falling risk of the elderly and a comparison of the movement characteristics between the young and the elderly. , 2009, Archives of gerontology and geriatrics.

[29]  Nachiappan Chockalingam,et al.  Assessment of ground reaction force during scoliotic gait , 2004, European Spine Journal.

[30]  J. Smit,et al.  Balance and mobility performance as treatable risk factors for recurrent falling in older persons. , 2003, Journal of clinical epidemiology.

[31]  M. P. Griffin,et al.  Sample entropy analysis of neonatal heart rate variability. , 2002, American journal of physiology. Regulatory, integrative and comparative physiology.

[32]  R. Newton,et al.  Use of the Berg Balance Test to predict falls in elderly persons. , 1996, Physical therapy.

[33]  Brian Caulfield,et al.  Classification of frailty and falls history using a combination of sensor-based mobility assessments , 2014, Physiological measurement.

[34]  Lei Wang,et al.  Feature Selection and Predictors of Falls with Foot Force Sensors Using KNN-Based Algorithms , 2015, Sensors.

[35]  J. Sosnoff,et al.  Novel sensing technology in fall risk assessment in older adults: a systematic review , 2018, BMC Geriatrics.

[36]  A. Shumway-cook,et al.  Predicting the probability for falls in community-dwelling older adults. , 1997, Physical therapy.

[37]  Understanding seniors' risk of falling and their perception of risk , 2014 .

[38]  Edward D Lemaire,et al.  Wearable-Sensor-Based Classification Models of Faller Status in Older Adults , 2016, PloS one.

[39]  S. Cummings,et al.  Forgetting Falls , 1988, Journal of the American Geriatrics Society.

[40]  Dina Brooks,et al.  Increasing the Clinical Utility of the BESTest, Mini-BESTest, and Brief-BESTest: Normative Values in Canadian Adults Who Are Healthy and Aged 50 Years or Older , 2013, Physical Therapy.

[41]  Henry Brodaty,et al.  A Multifactorial Approach to Understanding Fall Risk in Older People , 2010, Journal of the American Geriatrics Society.

[42]  T. Subba Rao,et al.  Classification, Parameter Estimation and State Estimation: An Engineering Approach Using MATLAB , 2004 .

[43]  D. Brooks,et al.  Construct validity of the BESTest, mini-BESTest and briefBESTest in adults aged 50 years and older. , 2015, Gait & posture.

[44]  J. R. Bacha,et al.  Reliability, Validity, and Ability to Identity Fall Status of the Berg Balance Scale, Balance Evaluation Systems Test (BESTest), Mini-BESTest, and Brief-BESTest in Older Adults Who Live in Nursing Home. , 2019, Journal of geriatric physical therapy.

[45]  R. Newton,et al.  Usefulness of the Berg Balance Scale to Predict Falls in the Elderly , 2011, Journal of geriatric physical therapy.

[46]  J. Kochanowski,et al.  Evaluation of Balance Disorders in Parkinson's Disease Using Simple Diagnostic Tests—Not So Simple to Choose , 2018, Front. Neurol..

[47]  L. Moncada,et al.  Preventing Falls in Older Persons. , 2017, American family physician.

[48]  Validity and Relative Ability of 4 Balance Tests to Identify Fall Status of Older Adults With Type 2 Diabetes , 2017, Journal of geriatric physical therapy.

[49]  H. Menz,et al.  Foot Pain, Plantar Pressures, and Falls in Older People: A Prospective Study , 2010, Journal of the American Geriatrics Society.

[50]  Edward D Lemaire,et al.  A novel approach to surface electromyography: an exploratory study of electrode-pair selection based on signal characteristics , 2012, Journal of NeuroEngineering and Rehabilitation.

[51]  Sergios Theodoridis,et al.  Introduction to Pattern Recognition: A Matlab Approach , 2010 .

[52]  Suzanne Kieffer,et al.  Feature extraction and selection for objective gait analysis and fall risk assessment by accelerometry , 2011, Biomedical engineering online.

[53]  S. Brauer,et al.  A prospective study of laboratory and clinical measures of postural stability to predict community-dwelling fallers. , 2000, The journals of gerontology. Series A, Biological sciences and medical sciences.

[54]  Susan L. Kasser,et al.  Is the BESTest at Its Best? A Suggested Brief Version Based on Interrater Reliability, Validity, Internal Consistency, and Theoretical Construct , 2012, Physical Therapy.

[55]  Kim Delbaere,et al.  New methods for fall risk prediction , 2014, Current opinion in clinical nutrition and metabolic care.

[56]  Po-Yin Chen,et al.  Can sit-to-stand lower limb muscle power predict fall status? , 2014, Gait & posture.

[57]  J. Nadal,et al.  Application of principal component analysis in vertical ground reaction force to discriminate normal and abnormal gait. , 2009, Gait & posture.