Normal tissue complication probability (NTCP) modelling using spatial dose metrics and machine learning methods for severe acute oral mucositis resulting from head and neck radiotherapy.

BACKGROUND AND PURPOSE Severe acute mucositis commonly results from head and neck (chemo)radiotherapy. A predictive model of mucositis could guide clinical decision-making and inform treatment planning. We aimed to generate such a model using spatial dose metrics and machine learning. MATERIALS AND METHODS Predictive models of severe acute mucositis were generated using radiotherapy dose (dose-volume and spatial dose metrics) and clinical data. Penalised logistic regression, support vector classification and random forest classification (RFC) models were generated and compared. Internal validation was performed (with 100-iteration cross-validation), using multiple metrics, including area under the receiver operating characteristic curve (AUC) and calibration slope, to assess performance. Associations between covariates and severe mucositis were explored using the models. RESULTS The dose-volume-based models (standard) performed equally to those incorporating spatial information. Discrimination was similar between models, but the RFCstandard had the best calibration. The mean AUC and calibration slope for this model were 0.71 (s.d.=0.09) and 3.9 (s.d.=2.2), respectively. The volumes of oral cavity receiving intermediate and high doses were associated with severe mucositis. CONCLUSIONS The RFCstandard model performance is modest-to-good, but should be improved, and requires external validation. Reducing the volumes of oral cavity receiving intermediate and high doses may reduce mucositis incidence.

[1]  Dualta McQuaid,et al.  Assessment of fully-automated atlas-based segmentation of novel oral mucosal surface organ-at-risk. , 2016, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[2]  A Trotti,et al.  Toxicity in head and neck cancer: a review of trends and issues. , 2000, International journal of radiation oncology, biology, physics.

[3]  P. Lambin,et al.  Development, external validation and clinical usefulness of a practical prediction model for radiation-induced dysphagia in lung cancer patients. , 2010, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[4]  Johannes A Langendijk,et al.  NTCP models for patient-rated xerostomia and sticky saliva after treatment with intensity modulated radiotherapy for head and neck cancer: the role of dosimetric and clinical factors. , 2012, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[5]  Achim Zeileis,et al.  Bias in random forest variable importance measures: Illustrations, sources and a solution , 2007, BMC Bioinformatics.

[6]  J. Fowler,et al.  Characteristics of response of oral and pharyngeal mucosa in patients receiving chemo-IMRT for head and neck cancer using hypofractionated accelerated radiotherapy. , 2010, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[7]  Gary S Collins,et al.  Transparent Reporting of a multivariable prediction model for Individual Prognosis Or Diagnosis (TRIPOD): Explanation and Elaboration , 2015, Annals of Internal Medicine.

[8]  Corinna Cortes,et al.  Support-Vector Networks , 1995, Machine Learning.

[9]  Dale E. Berger,et al.  On the inappropriateness of stepwise regression analysis for model building and testing , 2007, European Journal of Applied Physiology.

[10]  A. E. Hoerl,et al.  Ridge regression: biased estimation for nonorthogonal problems , 2000 .

[11]  C. Gwede,et al.  Mucositis incidence, severity and associated outcomes in patients with head and neck cancer receiving radiotherapy with or without chemotherapy: a systematic literature review. , 2003, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[12]  Alex H. S. Harris,et al.  Common statistical and research design problems in manuscripts submitted to high-impact medical journals , 2011, BMC Research Notes.

[13]  R. Tibshirani Regression Shrinkage and Selection via the Lasso , 1996 .

[14]  J. Habbema,et al.  Internal validation of predictive models: efficiency of some procedures for logistic regression analysis. , 2001, Journal of clinical epidemiology.

[15]  G. Sanguineti,et al.  Predictors of PEG dependence after IMRT±chemotherapy for oropharyngeal cancer. , 2013, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[16]  Johannes A Langendijk,et al.  Selection of patients for radiotherapy with protons aiming at reduction of side effects: the model-based approach. , 2013, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[17]  A. van der Schaaf,et al.  Direct use of multivariable normal tissue complication probability models in treatment plan optimisation for individualised head and neck cancer radiotherapy produces clinically acceptable treatment plans. , 2014, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[18]  Gareth Ambler,et al.  How to develop a more accurate risk prediction model when there are few events , 2015, BMJ : British Medical Journal.

[19]  Ewout W Steyerberg,et al.  Internal and external validation of predictive models: a simulation study of bias and precision in small samples. , 2003, Journal of clinical epidemiology.

[20]  S. Webb,et al.  Novel approaches to improve the therapeutic index of head and neck radiotherapy: an analysis of data from the PARSPORT randomised phase III trial. , 2012, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[21]  L. Peters,et al.  Do acute mucosal reactions lead to consequential late reactions in patients with head and neck cancer? , 1999, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[22]  P. Lambin,et al.  Learning methods in radiation oncology ‘Rapid Learning health care in oncology’ – An approach towards decision support systems enabling customised radiotherapy’ q , 2013 .

[23]  M. Sormani,et al.  Effect of radiotherapy and chemotherapy on the risk of mucositis during intensity-modulated radiation therapy for oropharyngeal cancer. , 2012, International journal of radiation oncology, biology, physics.

[24]  J. Dewar,et al.  Effect of gap length and position on results of treatment of cancer of the larynx in Scotland by radiotherapy: a linear quadratic analysis. , 1998, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[25]  Leo Breiman,et al.  Random Forests , 2001, Machine Learning.

[26]  S. Bhide,et al.  Dose-escalated intensity-modulated radiotherapy is feasible and may improve locoregional control and laryngeal preservation in laryngo-hypopharyngeal cancers. , 2012, International journal of radiation oncology, biology, physics.

[27]  S. Sonis The pathobiology of mucositis. , 2004, Nature reviews. Cancer.

[28]  R. Steenbakkers,et al.  Late effects in head and neck radiotherapy Development of a multivariable normal tissue complication probability ( NTCP ) model for tube feeding dependence after curative radiotherapy / chemo-radiotherapy in head and neck cancer , 2014 .

[29]  N. Obuchowski,et al.  Assessing the Performance of Prediction Models: A Framework for Traditional and Novel Measures , 2010, Epidemiology.

[30]  R. Mohan,et al.  Use of fractional dose-volume histograms to model risk of acute rectal toxicity among patients treated on RTOG 94-06. , 2012, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[31]  E. Yorke,et al.  Use of normal tissue complication probability models in the clinic. , 2010, International journal of radiation oncology, biology, physics.

[32]  Brian O'Sullivan,et al.  Hyperfractionated or accelerated radiotherapy in head and neck cancer: a meta-analysis , 2006, The Lancet.

[33]  H. Keselman,et al.  Backward, forward and stepwise automated subset selection algorithms: Frequency of obtaining authentic and noise variables , 1992 .

[34]  S. Bentzen Preventing or reducing late side effects of radiation therapy: radiobiology meets molecular pathology , 2006, Nature Reviews Cancer.

[35]  S. Bhide,et al.  A phase II trial of induction chemotherapy and chemo-IMRT for head and neck squamous cell cancers at risk of bilateral nodal spread: the application of a bilateral superficial lobe parotid-sparing IMRT technique and treatment outcomes , 2014, British Journal of Cancer.

[36]  Emma Hall,et al.  Parotid-sparing intensity modulated versus conventional radiotherapy in head and neck cancer (PARSPORT): a phase 3 multicentre randomised controlled trial , 2011, The Lancet. Oncology.

[37]  K. Harrington,et al.  A novel method for delineation of oral mucosa for radiotherapy dose–response studies , 2015, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[38]  高橋 聡,et al.  Common Terminology Criteria for Adverse Events (CTCAE) v3.0による胃癌術後合併症の解析 , 2006 .

[39]  Cancer Therapy Evaluation Program Common Terminology Criteria for Adverse Events v3.0 (CTCAE) , 2003 .

[40]  Steve Webb,et al.  The dose-response of the anal sphincter region--an analysis of data from the MRC RT01 trial. , 2012, Radiotherapy and oncology : journal of the European Society for Therapeutic Radiology and Oncology.

[41]  G. Brier VERIFICATION OF FORECASTS EXPRESSED IN TERMS OF PROBABILITY , 1950 .

[42]  S. Bhide,et al.  Evaluation of the Risk of Grade 3 Oral and Pharyngeal Dysphagia Using Atlas-Based Method and Multivariate Analyses of Individual Patient Dose Distributions. , 2015, International journal of radiation oncology, biology, physics.

[43]  J. Purdy,et al.  Prospective evaluation to establish a dose response for clinical oral mucositis in patients undergoing head-and-neck conformal radiotherapy. , 2008, International journal of radiation oncology, biology, physics.

[44]  Lawrence D. Jackel,et al.  Learning Curves: Asymptotic Values and Rate of Convergence , 1993, NIPS.

[45]  Johannes A Langendijk,et al.  Impact of statistical learning methods on the predictive power of multivariate normal tissue complication probability models. , 2012, International journal of radiation oncology, biology, physics.

[46]  J. Flickinger,et al.  Machine Learning Approaches for Predicting Radiation Therapy Outcomes: A Clinician's Perspective. , 2015, International journal of radiation oncology, biology, physics.