Calibration of Phase Shifter Network for Hybrid Beamforming in mmWave Massive MIMO Systems

For the millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems, hybrid beamforming has been proposed to reap a great gain of the large number of antennas with a limited number of radio frequency (RF) chains. The hybrid beamforming relies on a phase shifter network (PSN) in the RF domain to steer the signal power along the desired direction (or subspace). However, the RF circuits connecting the antennas and the RF chains can introduce distinct phase deviations, which need to be calibrated for the effective hybrid beamforming. This paper develops two novel approaches to the estimation and calibration of the PSN in mmWave massive MIMO communication systems under line-of-sight (LOS) and non-LOS channel scenarios. Specifically, we formulate the core phase deviation estimation problem in the calibration task as an optimization program with constant modulus constraints. Efficient algorithms are then developed to estimate the phase deviations that need to be calibrated. To gauge the performance of the proposed schemes, we also derive the Cramer-Rao lower bounds (CRLBs) for the phase estimates. The numerical results validate the effectiveness of our approaches by showing that the proposed algorithms yield estimates whose mean squared errors (MSEs) are close to the CRLBs.

[1]  Petre Stoica,et al.  Designing Unimodular Codes Via Quadratic Optimization , 2013, IEEE Transactions on Signal Processing.

[2]  Rosdiadee Nordin,et al.  Evolution towards fifth generation (5G) wireless networks: Current trends and challenges in the deployment of millimetre wave, massive MIMO, and small cells , 2016, Telecommunication Systems.

[3]  Andreas F. Molisch,et al.  Hybrid Beamforming for Massive MIMO: A Survey , 2017, IEEE Communications Magazine.

[4]  Xiqi Gao,et al.  Omnidirectional Precoding for Massive MIMO With Uniform Rectangular Array—Part II: Numerical Optimization Based Schemes , 2019, IEEE Transactions on Signal Processing.

[5]  Lajos Hanzo,et al.  Survey of Large-Scale MIMO Systems , 2015, IEEE Communications Surveys & Tutorials.

[6]  Chong He,et al.  Parallel Calibration Method for Phased Array With Harmonic Characteristic Analysis , 2014, IEEE Transactions on Antennas and Propagation.

[7]  R. Sorace Phased array calibration , 2001 .

[8]  A.B. Smolders,et al.  A fast and accurate scheme for calibration of active phased-array antennas , 1999, IEEE Antennas and Propagation Society International Symposium. 1999 Digest. Held in conjunction with: USNC/URSI National Radio Science Meeting (Cat. No.99CH37010).

[9]  William P. Delaney,et al.  The Development of Phased-Array Radar Technology , 2000 .

[10]  Ingrid Moerman,et al.  A Survey on Hybrid Beamforming Techniques in 5G: Architecture and System Model Perspectives , 2018, IEEE Communications Surveys & Tutorials.

[11]  H. Bozdogan,et al.  Akaike's Information Criterion and Recent Developments in Information Complexity. , 2000, Journal of mathematical psychology.

[12]  Jian Li,et al.  Efficient mixed-spectrum estimation with applications to target feature extraction , 1995, Conference Record of The Twenty-Ninth Asilomar Conference on Signals, Systems and Computers.

[13]  Christos Masouros,et al.  Massive MIMO 1-Bit DAC Transmission: A Low-Complexity Symbol Scaling Approach , 2017, IEEE Transactions on Wireless Communications.

[14]  Yi Jiang,et al.  Hybrid Beamforming for Massive MIMO: A Unified Solution for Both Phase Shifter and Switch Networks , 2018, 2018 10th International Conference on Wireless Communications and Signal Processing (WCSP).

[15]  Christos Masouros,et al.  Energy-Efficient SWIPT: From Fully Digital to Hybrid Analog–Digital Beamforming , 2018, IEEE Transactions on Vehicular Technology.

[16]  Longjian Zhou,et al.  Fast Amplitude-Only Measurement Method for Phased Array Calibration , 2017, IEEE Transactions on Antennas and Propagation.

[17]  Byonghyo Shim,et al.  Overview of Full-Dimension MIMO in LTE-Advanced Pro , 2015, IEEE Communications Magazine.

[18]  Xiang-Gen Xia,et al.  A Space-Time Code Design for Omnidirectional Transmission in Massive MIMO Systems , 2016, IEEE Wireless Communications Letters.

[19]  Björn E. Ottersten,et al.  Semidefinite programming for detection in linear systems - optimality conditions and space-time decoding , 2003, 2003 IEEE International Conference on Acoustics, Speech, and Signal Processing, 2003. Proceedings. (ICASSP '03)..

[20]  A.M. Sayeed,et al.  Maximizing MIMO Capacity in Sparse Multipath With Reconfigurable Antenna Arrays , 2007, IEEE Journal of Selected Topics in Signal Processing.

[21]  Caijun Zhong,et al.  Multipair Massive MIMO Relaying Systems With One-Bit ADCs and DACs , 2017, IEEE Transactions on Signal Processing.

[22]  Erik G. Larsson,et al.  Massive MIMO for next generation wireless systems , 2013, IEEE Communications Magazine.

[23]  Florian Kaltenberger,et al.  Channel Reciprocity Calibration in TDD Hybrid Beamforming Massive MIMO Systems , 2017, IEEE Journal of Selected Topics in Signal Processing.

[24]  Xiqi Gao,et al.  Omnidirectional Precoding for Massive MIMO With Uniform Rectangular Array—Part I: Complementary Codes-Based Schemes , 2019, IEEE Transactions on Signal Processing.

[25]  Robert W. Heath,et al.  Channel Estimation and Hybrid Precoding for Millimeter Wave Cellular Systems , 2014, IEEE Journal of Selected Topics in Signal Processing.

[26]  Navrati Saxena,et al.  Next Generation 5G Wireless Networks: A Comprehensive Survey , 2016, IEEE Communications Surveys & Tutorials.

[27]  W. P. M. N. Keizer Fast and Accurate Array Calibration Using a Synthetic Array Approach , 2011, IEEE Transactions on Antennas and Propagation.

[28]  Jeffrey G. Andrews,et al.  What Will 5G Be? , 2014, IEEE Journal on Selected Areas in Communications.

[29]  Y. Konishi,et al.  Fast Measurement Technique for Phased Array Calibration , 2008, IEEE Transactions on Antennas and Propagation.

[30]  Takashi Katagi,et al.  A method for measuring amplitude and phase of each radiating element of a phased array antenna , 1982 .

[31]  Carl D. Meyer,et al.  Matrix Analysis and Applied Linear Algebra , 2000 .

[32]  Petre Stoica,et al.  Spectral Analysis of Signals , 2009 .