Measuring dissimilarity between respiratory effort signals based on uniform scaling for sleep staging

Polysomnography (PSG) has been extensively studied for sleep staging, where sleep stages are usually classified as wake, rapid-eye-movement (REM) sleep, or non-REM (NREM) sleep (including light and deep sleep). Respiratory information has been proven to correlate with autonomic nervous activity that is related to sleep stages. For example, it is known that the breathing rate and amplitude during NREM sleep, in particular during deep sleep, are steadier and more regular compared to periods of wakefulness that can be influenced by body movements, conscious control, or other external factors. However, the respiratory morphology has not been well investigated across sleep stages. We thus explore the dissimilarity of respiratory effort with respect to its signal waveform or morphology. The dissimilarity measure is computed between two respiratory effort signal segments with the same number of consecutive breaths using a uniform scaling distance. To capture the property of signal morphological dissimilarity, we propose a novel window-based feature in a framework of sleep staging. Experiments were conducted with a data set of 48 healthy subjects using a linear discriminant classifier and a ten-fold cross validation. It is revealed that this feature can help discriminate between sleep stages, but with an exception of separating wake and REM sleep. When combining the new feature with 26 existing respiratory features, we achieved a Cohen's Kappa coefficient of 0.48 for 3-stage classification (wake, REM sleep and NREM sleep) and of 0.41 for 4-stage classification (wake, REM sleep, light sleep and deep sleep), which outperform the results obtained without using this new feature.

[1]  Atul Malhotra,et al.  Sleep staging based on autonomic signals: a multi-center validation study. , 2011, Journal of clinical sleep medicine : JCSM : official publication of the American Academy of Sleep Medicine.

[2]  D. White,et al.  Respiration during sleep in normal man. , 1982, Thorax.

[3]  F. Abboud,et al.  Sympathetic-nerve activity during sleep in normal subjects. , 1993, The New England journal of medicine.

[4]  S. Havlin,et al.  Breathing during REM and non-REM sleep: correlated versus uncorrelated behaviour , 2003 .

[5]  D. Jeong,et al.  REM sleep estimation only using respiratory dynamics , 2009, Physiological measurement.

[6]  I. Horváth,et al.  Established methodological issues in electronic nose research: how far are we from using these instruments in clinical settings of breath analysis? , 2015, Journal of breath research.

[7]  A. Chesson,et al.  The AASM Manual for the Scoring of Sleep and Associated Events: Rules, Terminology, and Techinical Specifications , 2007 .

[8]  R. Heinzer,et al.  Chapter 23 – Normal Physiology of the Upper and Lower Airways , 2011 .

[9]  Daniel J Buysse,et al.  The Pittsburgh sleep quality index: A new instrument for psychiatric practice and research , 1989, Psychiatry Research.

[10]  J. Richman,et al.  Physiological time-series analysis using approximate entropy and sample entropy. , 2000, American journal of physiology. Heart and circulatory physiology.

[11]  Matteo Matteucci,et al.  Sleep Staging Based on Signals Acquired Through Bed Sensor , 2010, IEEE Transactions on Information Technology in Biomedicine.

[12]  Steffen Leonhardt,et al.  Automatic Feature Selection for Sleep/Wake Classification with Small Data Sets , 2013, BIOINFORMATICS.

[13]  Boris Podobnik,et al.  Detrended cross-correlation analysis for non-stationary time series with periodic trends , 2011 .

[14]  N. Cherniack,et al.  Respiratory dysrhythmias during sleep. , 1981, The New England journal of medicine.

[15]  S. Chokroverty,et al.  The visual scoring of sleep in adults. , 2007, Journal of clinical sleep medicine : JCSM : official publication of the American Academy of Sleep Medicine.

[16]  C. Heneghan,et al.  Sleep staging using cardiorespiratory signals , 2007 .

[17]  Jesús Lázaro,et al.  Deriving respiration from photoplethysmographic pulse width , 2013, Medical & Biological Engineering & Computing.

[18]  Kajiro Watanabe,et al.  Noninvasive measurement of heartbeat, respiration, snoring and body movements of a subject in bed via a pneumatic method , 2005, IEEE Transactions on Biomedical Engineering.

[19]  A. Schlögl,et al.  An E-Health Solution for Automatic Sleep Classification according to Rechtschaffen and Kales: Validation Study of the Somnolyzer 24 × 7 Utilizing the Siesta Database , 2005, Neuropsychobiology.

[20]  S. Guzzetti,et al.  Physiological time-series analysis using approximate entropy and sample entropy , 2000 .

[21]  Xi Long,et al.  Analyzing respiratory effort amplitude for automated sleep stage classification , 2014, Biomed. Signal Process. Control..

[22]  Eamonn J. Keogh,et al.  Detecting time series motifs under uniform scaling , 2007, KDD '07.

[23]  Sarah Herscovici,et al.  Detecting REM sleep from the finger: an automatic REM sleep algorithm based on peripheral arterial tone (PAT) and actigraphy , 2007, Physiological measurement.

[24]  S. Havlin,et al.  Comparison of detrending methods for fluctuation analysis , 2008, 0804.4081.

[25]  Sabine Van Huffel,et al.  An Evaluation of Cardiorespiratory and Movement Features With Respect to Sleep-Stage Classification , 2014, IEEE Journal of Biomedical and Health Informatics.

[26]  Jacob Cohen A Coefficient of Agreement for Nominal Scales , 1960 .

[27]  E. Phillipson,et al.  Control of breathing during sleep. , 1978, The American review of respiratory disease.

[28]  J. Trinder,et al.  Autonomic activity during human sleep as a function of time and sleep stage , 2001, Journal of sleep research.

[29]  Thomas Penzel,et al.  Nonrandom variability of respiration during sleep in healthy humans. , 2005, Sleep.

[30]  A. Rechtschaffen Techniques and Scoring System for Sleep Stages of Human Subjects , 1968 .

[31]  N J Douglas,et al.  Accuracy of respiratory inductive plethysmograph in measuring tidal volume during sleep. , 1991, Journal of applied physiology.

[32]  Ming-Chun Huang,et al.  Unobtrusive Sleep Stage Identification Using a Pressure-Sensitive Bed Sheet , 2014, IEEE Sensors Journal.

[33]  A. Rechtschaffen A manual of standardized terminology, techniques and scoring system for sleep of human subjects , 1968 .

[34]  Conor Heneghan,et al.  Cardiorespiratory-based sleep staging in subjects with obstructive sleep apnea , 2006, IEEE Transactions on Biomedical Engineering.

[35]  Mark C. Jones PRINCIPLES AND PRACTICE OF SLEEP MEDICINE , 1990 .

[36]  Elke Naujokat,et al.  Sleep/wake detection based on cardiorespiratory signals and actigraphy , 2010, 2010 Annual International Conference of the IEEE Engineering in Medicine and Biology.

[37]  A. Chesson,et al.  The American Academy of Sleep Medicine (AASM) Manual for the Scoring of Sleep and Associated Events: Rules, Terminology and Technical Specifications , 2007 .

[38]  A. Varri,et al.  The SIESTA project polygraphic and clinical database , 2001, IEEE Engineering in Medicine and Biology Magazine.

[39]  C. Guilleminault,et al.  Meta-analysis of quantitative sleep parameters from childhood to old age in healthy individuals: developing normative sleep values across the human lifespan. , 2004, Sleep.

[40]  M. Bresler,et al.  Differentiating between light and deep sleep stages using an ambulatory device based on peripheral arterial tonometry , 2008, Physiological measurement.

[41]  P. Anderer,et al.  Interrater reliability for sleep scoring according to the Rechtschaffen & Kales and the new AASM standard , 2009, Journal of sleep research.

[42]  M. Polkey,et al.  Measurement of respiratory muscle strength. , 1995, Respiratory medicine.

[43]  Thomas Penzel,et al.  Aging effects on cardiac and respiratory dynamics in healthy subjects across sleep stages. , 2010, Sleep.

[44]  Phillipson Ea,et al.  Control of breathing during sleep. , 1978 .

[45]  Hagen Malberg,et al.  Cardiovascular and respiratory dynamics during normal and pathological sleep. , 2007, Chaos.

[46]  G. Matthews,et al.  A non-contact vital signs monitor. , 2000, Critical reviews in biomedical engineering.

[47]  E. Wolpert A Manual of Standardized Terminology, Techniques and Scoring System for Sleep Stages of Human Subjects. , 1969 .

[48]  Xi Long,et al.  Sleep and Wake Classification With Actigraphy and Respiratory Effort Using Dynamic Warping , 2014, IEEE Journal of Biomedical and Health Informatics.

[49]  S. Quan,et al.  Rules for scoring respiratory events in sleep: update of the 2007 AASM Manual for the Scoring of Sleep and Associated Events. Deliberations of the Sleep Apnea Definitions Task Force of the American Academy of Sleep Medicine. , 2012, Journal of clinical sleep medicine : JCSM : official publication of the American Academy of Sleep Medicine.

[50]  Madalena Costa,et al.  Multiscale entropy analysis of biological signals. , 2005, Physical review. E, Statistical, nonlinear, and soft matter physics.

[51]  T Penzel,et al.  A review of signals used in sleep analysis , 2014, Physiological measurement.