Mechanisms of health behavior change in persons with chronic illness or disability: the Health Action Process Approach (HAPA).

OBJECTIVE The present article presents an overview of theoretical constructs and mechanisms of health behavior change that have been found useful in research on people with chronic illness and disability. A self-regulation framework (Health Action Process Approach) serves as a backdrop, making a distinction between goal setting and goal pursuit. Risk perception, outcome expectancies, and task self-efficacy are seen as predisposing factors in the goal-setting (motivational) phase, whereas planning, action control, and maintenance/recovery self-efficacy are regarded as being influential in the subsequent goal-pursuit (volitional) phase. The first phase leads to forming an intention, and the second to actual behavior change. Such a mediator model serves to explain social-cognitive processes in health behavior change. By adding a second layer, a moderator model is provided in which three stages are distinguished to segment the audience for tailored interventions. Identifying persons as preintenders, intenders, or actors offers an opportunity to match theory-based treatments to specific target groups. Numerous research and assessment examples, especially within the physical activity domain, serve to illustrate the application of the model to rehabilitation settings and health promotion for people with chronic illness or disability. CONCLUSIONS/IMPLICATIONS The theoretical developments and research evidence for the self-regulation framework explain the cognitive mechanisms of behavior change and adherence to treatment in the rehabilitation setting.

[1]  S. Lippke,et al.  Dietary Planning as a Mediator of the Intention Behavior Relation : An Experimental-Causal-Chain Design , 2008 .

[2]  R. Schwarzer,et al.  Validity of stage assessment in the adoption and maintenance of physical activity and fruit and vegetable consumption. , 2009, Health psychology : official journal of the Division of Health Psychology, American Psychological Association.

[3]  P. Sheeran,et al.  Prediction and Intervention in Health-Related Behavior: A Meta-Analytic Review of Protection Motivation Theory , 2000 .

[4]  R. Schwarzer,et al.  Increasing Physical Exercise Levels , 2007, Journal of aging and health.

[5]  C. Abraham,et al.  Effects of a self-efficacy intervention on initiation of recommended exercises in patients with spondylosis. , 2007, Journal of aging and physical activity.

[6]  S. Sutton Interpreting cross-sectional data on stages of change , 2000 .

[7]  R. W. Rogers,et al.  A Protection Motivation Theory of Fear Appeals and Attitude Change1. , 1975, The Journal of psychology.

[8]  A. Bandura Social Foundations of Thought and Action , 1986 .

[9]  R. Shephard,et al.  A simple method to assess exercise behavior in the community. , 1969, Canadian journal of applied sport sciences. Journal canadien des sciences appliquees au sport.

[10]  Alexander J. Rothman,et al.  Current issues and new direction in Psychology and Health : Advancing the science of behavior change , 2007 .

[11]  H. Heckhausen,et al.  Thought contents and cognitive functioning in motivational versus volitional states of mind , 1987 .

[12]  S. Lippke,et al.  Planning and strategy use in health behavior change: a life span view , 2007, International journal of behavioral medicine.

[13]  Jochen P. Ziegelmann,et al.  Initiation and Maintenance of Physical Exercise: Stage-Specific Effects of a Planning Intervention , 2004 .

[14]  Ralf Schwarzer,et al.  Self-efficacy moderates the mediation of intentions into behavior via plans. , 2009, American journal of health behavior.

[15]  S. Biddle,et al.  Psychology of sport & exercise: , 2003 .

[16]  R. Schwarzer,et al.  Does age make a difference? Predicting physical activity of South Koreans. , 2007, Psychology and aging.

[17]  A. Luszczynska,et al.  An implementation intentions intervention, the use of a planning strategy, and physical activity after myocardial infarction. , 2006, Social science & medicine.

[18]  A. Dean,et al.  A systematic review of interventions to enhance medication adherence in children and adolescents with chronic illness , 2010, Archives of Disease in Childhood.

[19]  Michael A. Fischer,et al.  Physician Effectiveness in Interventions to Improve Cardiovascular Medication Adherence: A Systematic Review , 2010, Journal of General Internal Medicine.

[20]  R. Schwarzer,et al.  Differential effects of planning and self-efficacy on fruit and vegetable consumption , 2010, Appetite.

[21]  S. Lippke,et al.  Health-Promoting and Health-Risk Behaviors: Theory-Driven Analyses of Multiple Health Behavior Change in Three International Samples , 2011, International Journal of Behavioral Medicine.

[22]  Gary L. Albrecht Advances in medical sociology , 1990 .

[23]  A. Luszczynska,et al.  Mediated Effects of Social Support for Healthy Nutrition: Fruit and Vegetable Intake Across 8 Months After Myocardial Infarction , 2009, Behavioral medicine.

[24]  Jochen P. Ziegelmann,et al.  Stage-specific adoption and maintenance of physical activity: testing a three-stage model , 2005 .

[25]  K. Courneya,et al.  Predicting Repeated Behavior from Intention: The Issue of Scale Correspondence , 1994 .

[26]  Urte Scholz,et al.  Social-cognitive predictors of physical exercise adherence: three longitudinal studies in rehabilitation. , 2008, Health psychology : official journal of the Division of Health Psychology, American Psychological Association.

[27]  K. A. Ginis,et al.  Using the theory of planned behavior to predict leisure time physical activity among people with chronic kidney disease. , 2007 .

[28]  R. Schwarzer,et al.  Physical activity and depressive symptoms in cardiac rehabilitation: long-term effects of a self-management intervention. , 2006, Social science & medicine.

[29]  R. Schwarzer,et al.  Adoption and maintenance of physical activity: Planning interventions in young, middle-aged, and older adults , 2006, Psychology & health.

[30]  Maria Burton,et al.  Interventions for enhancing adherence with physiotherapy: a systematic review. , 2010, Manual therapy.

[31]  Josef Coresh,et al.  Chronic kidney disease , 2012, The Lancet.

[32]  R. Schwarzer,et al.  Long-term relations between intentions, planning, and exercise: a 3-year longitudinal study after orthopedic rehabilitation. , 2009, Rehabilitation psychology.

[33]  S. Bray,et al.  Predicting walking intentions and exercise in individuals with intermittent claudication: An application of the theory of planned behavior. , 2006 .

[34]  Benjamin Schüz,et al.  Action planning and coping planning for long-term lifestyle change: Theory and assessment , 2005 .

[35]  S. Noar,et al.  Does tailoring matter? Meta-analytic review of tailored print health behavior change interventions. , 2007, Psychological bulletin.

[36]  M. Conner,et al.  The Theory of Planned Behavior and Exercise: Evidence for the Mediating and Moderating Roles of Planning on Intention-Behavior Relationships , 2005 .

[37]  M. Costanza,et al.  Sodas, high fructose corn syrup, and obesity: Let's focus on the right target. , 2010, Preventive medicine.

[38]  Ralf Schwarzer,et al.  Physical activity intervention in older adults: does a participating partner make a difference? , 2011, European journal of ageing.

[39]  Benjamin Schüz,et al.  Testing Stage-Specific Effects of a Stage-Matched Intervention: A Randomized Controlled Trial Targeting Physical Exercise and Its Predictors , 2010, Health education & behavior : the official publication of the Society for Public Health Education.

[40]  Ralf Schwarzer,et al.  Self-Efficacy : Thought Control Of Action , 1992 .

[41]  Ralf Schwarzer,et al.  Modelando el cambio en el comportamiento de salud: Cómo predecir y modificar la adopción y el mantenimiento de comportamientos de salud/Modeling Health Behavior Change: How to Predict and Modify the Adoption and Maintenance of Health Behaviors , 2009 .

[42]  J. Prochaska,et al.  Stages and processes of self-change of smoking: toward an integrative model of change. , 1983, Journal of consulting and clinical psychology.

[43]  A. Luszczynska,et al.  Planning to change diet: a controlled trial of an implementation intentions training intervention to reduce saturated fat intake among patients after myocardial infarction. , 2007, Journal of psychosomatic research.

[44]  S. Lippke,et al.  The More the Better? The Number of Plans Predicts Health Behaviour Change , 2011 .

[45]  C. Nigg There Is More to Stages of Exercise than Just Exercise , 2005, Exercise and sport sciences reviews.

[46]  K. A. Ginis,et al.  The efficacy of an implementation intention intervention for promoting physical activity among individuals with spinal cord injury: A randomized controlled trial. , 2006 .

[47]  Urte Scholz,et al.  Predicting Physical Exercise in Cardiac Rehabilitation: The Role of Phase-Specific Self-Efficacy Beliefs , 2005 .

[48]  Stephen Sutton,et al.  Physical Activity After Cardiac Rehabilitation: Evidence That Different Types of Self-Efficacy Are Important in Maintainers and Relapsers , 2006 .

[49]  A. Bandura Health Promotion by Social Cognitive Means , 2004, Health education & behavior : the official publication of the Society for Public Health Education.

[50]  Frank J. Snyder,et al.  The theory of triadic influence. , 2009 .

[51]  Ralf Schwarzer,et al.  Self-efficacy in the adoption and maintenance of health behaviors: Theoretical approaches and a new model. , 1992 .

[52]  P. Gollwitzer,et al.  Implementation intentions and goal achievement: A meta-analysis of effects and processes , 2006 .

[53]  Alexander J. Rothman,et al.  Stage theories of health behavior: conceptual and methodological issues. , 1998, Health psychology : official journal of the Division of Health Psychology, American Psychological Association.

[54]  M. Conner Initiation and Maintenance of Health Behaviors , 2008 .

[55]  R. Schwarzer,et al.  Exercise maintenance after rehabilitation: How experience can make a difference , 2011 .

[56]  Benjamin Schüz,et al.  Beyond behavioural intentions: planning mediates between intentions and physical activity. , 2008, British journal of health psychology.

[57]  Benjamin Schüz,et al.  Adoption and maintenance of four health behaviors: Theory-guided longitudinal studies on dental flossing, seat belt use, dietary behavior, and physical activity , 2007, Annals of behavioral medicine : a publication of the Society of Behavioral Medicine.

[58]  D. Dunn,et al.  The Place and Promise of Theory in Rehabilitation Psychology. , 2008, Rehabilitation psychology.

[59]  Ralf Schwarzer,et al.  Planning and Self-Efficacy in the Adoption and Maintenance of Breast Self-Examination: A Longitudinal Study on Self-Regulatory Cognitions , 2003 .

[60]  M. Kliegel,et al.  Changes in self-regulatory cognitions as predictors of changes in smoking and nutrition behaviour , 2009, Psychology & health.

[61]  G. Faulkner,et al.  Exploring the construct validity of the transtheoretical model to structure physical activity interventions for individuals with serious mental illness. , 2010, Psychiatric rehabilitation journal.

[62]  P M Sandman,et al.  Experimental evidence for stages of health behavior change: the precaution adoption process model applied to home radon testing. , 1998, Health psychology : official journal of the Division of Health Psychology, American Psychological Association.

[63]  R. Schwarzer,et al.  Action plans and coping plans for physical exercise: A longitudinal intervention study in cardiac rehabilitation. , 2006, British journal of health psychology.

[64]  I. Ajzen The theory of planned behavior , 1991 .

[65]  Claudio R Nigg,et al.  Multiple health behavior change research: an introduction and overview. , 2008, Preventive medicine.

[66]  C. Abraham,et al.  Effective techniques in healthy eating and physical activity interventions: a meta-regression. , 2009, Health psychology : official journal of the Division of Health Psychology, American Psychological Association.

[67]  R. Schwarzer,et al.  Self‐Efficacy and Planning Predict Dietary Behaviors in Costa Rican and South Korean Women: Two Moderated Mediation Analyses , 2009 .

[68]  Ronald C. Plotnikoff,et al.  Physical Activity and Social Cognitive Theory : A Test in a Population Sample of Adults with Type 1 or Type 2 Diabetes , 2008 .

[69]  Marie Johnston,et al.  Using the ICF and psychological models of behavior to predict mobility limitations , 2008 .

[70]  H. Boshuizen,et al.  Effect Size Estimates of Lifestyle and Dietary Changes on All-Cause Mortality in Coronary Artery Disease Patients: A Systematic Review , 2005, Circulation.

[71]  M. Costanza,et al.  Multiple health behavior change interventions: tell us what you see. , 2010, Preventive medicine.

[72]  L. Yardley,et al.  Predicting Adherence to Exercise-Based Therapy in Rehabilitation , 2007 .

[73]  Charles Abraham,et al.  Advancing the science of behaviour change: a plea for scientific reporting. , 2008, Addiction.

[74]  R. Schwarzer,et al.  Validity of a stage algorithm for physical activity in participants recruited from orthopedic and cardiac rehabilitation clinics. , 2010, Rehabilitation psychology.

[75]  R. Schwarzer,et al.  Disentangling the relation between intentions, planning, and behaviour: A moderated mediation analysis , 2009, Psychology & health.

[76]  K. Courneya,et al.  Assessing the Validity of a Stage Measure on Physical Activity in a Population-Based Sample of Individuals With Type 1 or Type 2 Diabetes , 2007 .

[77]  R. Schwarzer,et al.  Are goal intentions or implementation intentions better predictors of health behavior? A longitudinal study in orthopedic rehabilitation. , 2007 .

[78]  Ralf Schwarzer,et al.  Improving fruit and vegetable consumption: a self-efficacy intervention compared with a combined self-efficacy and planning intervention. , 2006, Health education research.

[79]  R. Schwarzer,et al.  Social-cognitive predictors of dietary behaviors in South Korean men and women , 2008, International journal of behavioral medicine.