Explaining Trust in IT-Mediated Elections: A Case Study of E-Voting in Brazil

In this paper, I trace social mechanisms for the development and continuation of citizens’ trust in e-voting. My research focuses on the processes that give rise to trust-related behavior, and identifies mechanisms that explain trust in e-voting. I distinguish between initial formation and recurrent manifestation of trust, and propose models of causal processes to explain them. I frame the research on trust in e-voting as a case of political trust in the socio-technical entity of the electoral authorities and the e-voting system, and draw from general sociotechnical theories and literature on trust to construct relevant concepts and relationships. Empirically, this theory-building exercise traces the process of the initial development of trust in e-voting in Brazil in the 1990s and the maintenance of this trust in the conduct of Brazilian elections since then. The social mechanisms of trust that I derive from this study are associated with the process of democratization and continuing care towards adjusting the e-voting system to serve legitimate objectives for the conduct of elections, the interdependence of citizens’ perception of the trustworthiness of the technology system and the trustworthiness of the electoral authorities, and the fostering of a positive attitude towards IT by government policy.

[1]  B. Benjamin Critical Citizens. Global Support for Democratic Governance , 2007 .

[2]  W. Powell,et al.  The New Institutionalism in Organizational Analysis , 1992 .

[3]  II ON SOCIOLOGICAL THEORIES OF THE MIDDLE RANGE , 2022 .

[4]  D. Gefen,et al.  E-commerce: the role of familiarity and trust , 2000 .

[5]  L. Willcocks,et al.  What We May Learn From the Social Shaping of Technology Approach , 2005 .

[6]  Francesca Polletta,et al.  Dynamics of Contention , 2002 .

[7]  B. Pentland Building Process Theory with Narrative: from Description to Explanation , 1999 .

[8]  Daniel Robey,et al.  A Social Process Model of User-Analyst Relationships , 1992, MIS Q..

[9]  Eric Wustrow,et al.  Security analysis of India's electronic voting machines , 2010, CCS '10.

[10]  Brian Fitzgerald,et al.  From Peer Production to Productization: A Study of Socially Enabled Business Exchanges in Open Source Service Networks , 2008, Inf. Syst. Res..

[11]  Rajiv Sabherwal,et al.  The role of trust in outsourced IS development projects , 1999, CACM.

[12]  Roderick M. Kramer,et al.  Trust as Situated Cognition: An Ecological Perspective on Trust Decisions , 2006 .

[13]  Anne-Marie Oostveen,et al.  Trust, Identity, and the Effects of Voting Technologies on Voting Behavior , 2005 .

[14]  Todd Benson Brazil: Free Software's Biggest and Best Friend , 2005 .

[15]  Paul A. Pavlou,et al.  Consumer Acceptance of Electronic Commerce: Integrating Trust and Risk with the Technology Acceptance Model , 2003, Int. J. Electron. Commer..

[16]  Valerie Braithwaite,et al.  Trust and Governance , 1999 .

[17]  Pedro A. D. Rezende Electronic Voting Systems Is Brazil ahead of its time , 2004 .

[18]  J. Kidd Trust: Reason, Routine, Reflexivity , 2006 .

[19]  Caroline J. Tolbert,et al.  The Effects of E-Government on Trust and Confidence in Government , 2003, DG.O.

[20]  David L. Dill,et al.  Point/counterpointThe U.S. should ban paperless electronic voting machines , 2008, Commun. ACM.

[21]  R. Rose,et al.  What Are the Origins of Political Trust? , 2001 .

[22]  Larry D. Rosen,et al.  The psychological impact of technology from a global perspective , 1995 .

[23]  Heshan Sun,et al.  Sellers' Trust and Continued Use of Online Marketplaces , 2010, J. Assoc. Inf. Syst..

[24]  M. Levi,et al.  Political Trust and Trustworthiness , 2000 .

[25]  Roderick M. Kramer,et al.  Trust and distrust in organizations: emerging perspectives, enduring questions. , 1999, Annual review of psychology.

[26]  W. Galston Trust: The Social Virtues and the Creation of Prosperity , 1996 .

[27]  Rosario Espinal,et al.  Performance Still Matters , 2006 .

[28]  C. Offe Democracy and Trust , 2000 .

[29]  P. Hedström,et al.  Social mechanisms : an analytical approach to social theory , 1999 .

[30]  Marc J. Hetherington,et al.  The Political Relevance of Political Trust , 1998, American Political Science Review.

[31]  A. Zaheer,et al.  Handbook of Trust Research , 2006 .

[32]  P. Machamer,et al.  Thinking about Mechanisms , 2000, Philosophy of Science.

[33]  David A. Wagner,et al.  Risks of e-voting , 2007, CACM.

[34]  Sirkka L. Jarvenpaa,et al.  Communication and Trust in Global Virtual Teams , 1999, J. Comput. Mediat. Commun..

[35]  Shirley Gregor,et al.  The Nature of Theory in Information Systems , 2006, MIS Q..

[36]  O. Williamson Calculativeness, Trust, and Economic Organization , 1993, The Journal of Law and Economics.

[37]  Mitchell A. Seligson,et al.  Civic Culture and Democracy: The Question of Causal Relationships , 1994, American Political Science Review.

[38]  Claus Offe,et al.  How Can We Trust Our Fellow Citizens , 1999 .

[39]  Angeliki Poulymenakou,et al.  ICT and citizens' trust in government: lessons from electronic voting in Brazil , 2007 .

[40]  E. Shils The Constitution Of Society , 1982 .

[41]  Detmar W. Straub,et al.  Trust and TAM in Online Shopping: An Integrated Model , 2003, MIS Q..

[42]  B. Uzzi,et al.  Social Structure and Competition in Interfirm Networks: The Paradox of Embeddedness , 1997 .

[43]  Dale Littler,et al.  Information technology and organizations : strategies, networks, and integration , 1997 .

[44]  Timothy J. Power,et al.  Compulsory Voting, Invalid Ballots, and Abstention in Brazil , 1995 .

[45]  Daniel Robey,et al.  More on myth, magic and metaphor: Cultural insights into the management of information technology in organizations , 1999, Inf. Technol. People.

[46]  G. Porumbescu,et al.  Trust in government , 2019 .

[47]  Neil Gross A Pragmatist Theory of Social Mechanisms , 2009 .

[48]  Angelika Dimoka,et al.  The Nature and Role of Feedback Text Comments in Online Marketplaces: Implications for Trust Building, Price Premiums, and Seller Differentiation , 2006, Inf. Syst. Res..

[49]  Margaret Levi,et al.  A state of trust , 1996 .

[50]  Paul A. Pavlou,et al.  Building Effective Online Marketplaces with Institution-Based Trust , 2004, Inf. Syst. Res..

[51]  Peter Evans,et al.  High technology and third world industrialization : Brazilian computer policy in comparative perspective , 1992 .

[52]  Charles J. Kacmar,et al.  Developing and Validating Trust Measures for e-Commerce: An Integrative Typology , 2002, Inf. Syst. Res..

[53]  Peter van den Besselaar,et al.  Security as belief user's perceptions on the security of electronic voting systems , 2004 .

[54]  N. Luhmann,et al.  Trust: Making and Breaking Cooperative Relations , 1990 .

[55]  Blake Ives,et al.  Trust and the Unintended Effects of Behavior Control in Virtual Teams , 2003, MIS Q..

[56]  Peter Evans,et al.  State, capital, and the transformation of dependence: The Brazilian computer case , 1986 .

[57]  Robert D. Putnam,et al.  Bowling alone: the collapse and revival of American community , 2000, CSCW '00.

[58]  S. Shapiro The Social Control of Impersonal Trust , 1987, American Journal of Sociology.

[59]  A. Kellerman,et al.  The Constitution of Society : Outline of the Theory of Structuration , 2015 .

[60]  A. Giddens,et al.  Reflexive Modernization: Politics, Tradition and Aesthetics in the Modern Social Order , 1994 .

[61]  John W. Meyer,et al.  Institutionalized Organizations: Formal Structure as Myth and Ceremony , 1977, American Journal of Sociology.

[62]  Roderick M. Kramer,et al.  Organizational trust : a reader , 2006 .

[63]  David Lyon,et al.  Surveillance, Power and Everyday Life , 2009 .

[64]  L. Zucker Production of trust: Institutional sources of economic structure, 1840–1920. , 1986 .

[65]  N. L. Chervany,et al.  Reflections on an initial trust-building model , 2006 .

[66]  O. O’neill,et al.  A question of trust. , 2000, Nursing standard (Royal College of Nursing (Great Britain) : 1987).

[67]  John W. Meyer,et al.  Institutional Environments and Organizations: Structural Complexity and Individualism , 1994 .

[68]  Paul A. Pavlou,et al.  Evidence of the Effect of Trust Building Technology in Electronic Markets: Price Premiums and Buyer Behavior , 2002, MIS Q..

[69]  Jörg Sydow,et al.  How Can Systems Trust Systems? A Structuration Perspective on Trust-Building in Inter-Organizational Relations , 2006 .

[70]  Paulo Bastos Tigre,et al.  Brazil in the Age of Electronic Commerce , 2003, Inf. Soc..

[71]  Monika Reinhart,et al.  Trusting the Tax Office: Does Putnam's Thesis Relate to Tax? , 2003 .

[72]  Robin Mansell,et al.  The Oxford Handbook of Information and Communication Technologies , 2007 .

[73]  Wanda J. Orlikowski,et al.  Research Commentary: Desperately Seeking the "IT" in IT Research - A Call to Theorizing the IT Artifact , 2001, Inf. Syst. Res..

[74]  F. Fukuyama The Great Disruption: Human Nature and the Reconstitution of Social Order , 1999 .

[75]  Michelle Carter,et al.  TRUST IN TECHNOLOGY: DEVELOPMENT OF A SET OF CONSTRUCTS AND MEASURES , 2009 .

[76]  Deidra L. Fryer,et al.  The Social Study of Information and Communication Technology: Innovation, Actors and Contexts , 2005 .

[77]  Chrisanthi Avgerou,et al.  Social Mechanisms for Causal Explanation in Social Theory Based IS Research , 2013, J. Assoc. Inf. Syst..

[78]  Ritu Agarwal,et al.  Evolving Work Routines: Adaptive Routinization of Information Technology in Healthcare , 2011, Inf. Syst. Res..

[79]  Shan Ling Pan,et al.  Advancing Public Trust Relationships in Electronic Government: The Singapore E-Filing Journey , 2012, Inf. Syst. Res..

[80]  Matt Bishop,et al.  Fixing federal e-voting standards , 2007, Commun. ACM.

[81]  M. J. Moon,et al.  Linking Citizen Satisfaction with E-Government and Trust in Government , 2004 .

[82]  De Lima,et al.  Liberalism versus Nationalism: The Prodevelopment Ideology in Recent Brazilian Political History (1930–1997) , 1999 .

[83]  BenbasatIzak,et al.  The effects of personalizaion and familiarity on trust and adoption of recommendation agents , 2006 .

[84]  T. Falleti,et al.  Context and Causal Mechanisms in Political Analysis , 2009 .

[85]  Kenneth Newton,et al.  Social and political trust in established democracies , 1999 .

[86]  Carolyn A. Lin,et al.  Adoption of e-government in three Latin American countries: Argentina, Brazil and Mexico , 2008 .

[87]  J. Citrin,et al.  Trust in government. , 1999 .

[88]  Dan S. Wallach,et al.  Analysis of an electronic voting system , 2004, IEEE Symposium on Security and Privacy, 2004. Proceedings. 2004.

[89]  C. Freeman Technology, policy, and economic performance , 1987 .

[90]  Rachel Meneguello,et al.  Aspects of Democratic Performance: Democratic Adherence and Regime Evaluation in Brazil, 2002 , 2006 .

[91]  Charles D. Raab,et al.  Privacy protection and ICT: Issues, instruments, and concepts , 2009 .

[92]  Johannes J. Britz,et al.  The Oxford Handbook of Information and Communication Technologies , 2010, J. Assoc. Inf. Sci. Technol..

[93]  Mark S. Granovetter Economic Action and Social Structure: The Problem of Embeddedness , 1985, American Journal of Sociology.

[94]  Jehoshua Bruck,et al.  Residual Votes Attributable to Technology: An Assessment of the Reliability of Existing Voting Equipment , 2001 .

[95]  E. Burton Swanson,et al.  Special issue on institutional theory in information systems research: contextualizing the IT artefact , 2009, J. Inf. Technol..

[96]  H. W. Kee,et al.  Conceptual and methodological considerations in the study of trust and suspicion , 1970 .

[97]  Angeliki Poulymenakou,et al.  Interpreting the trustworthiness of government mediated by information and communication technology: Lessons from electronic voting in Brazil , 2009, Inf. Technol. Dev..

[98]  W. Powell,et al.  The New Institutionalism in Organizational Analysis , 1993 .

[99]  Colin Camerer,et al.  Not So Different After All: A Cross-Discipline View Of Trust , 1998 .

[100]  Edward C. Tomlinson,et al.  Models of Interpersonal Trust Development: Theoretical Approaches, Empirical Evidence, and Future Directions , 2006 .

[101]  R. Lewicki,et al.  Developing and Maintaining Trust in Work Relationships , 1996 .

[102]  Rajiv Sabherwal,et al.  Reconciling Variance and Process Strategies for Studying Information System Development , 1995, Inf. Syst. Res..

[103]  N. Luhmann Familiarity, Confidence, Trust: Problems and Alternatives , 2000 .

[104]  Guido Möllering Trust, Institutions, Agency : Towards a Neoinstitutional Theory of Trust , 2006 .

[105]  José Álvaro Moisés,et al.  Citizens’ Distrust in Democratic Institutions , 2006 .

[106]  K. O’Hara Trust: From Socrates to Spin , 2004 .

[107]  Anne-Marie Oostveen,et al.  Outsourcing Democracy: Losing Control of E-Voting in the Netherlands , 2010 .

[108]  A. Giddens The consequences of modernity , 1990 .

[109]  Verena Prebil,et al.  [A question of trust]. , 2007, Krankenpflege. Soins infirmiers.

[110]  Timothy J. Power,et al.  Compulsory for Whom? Mandatory Voting and Electoral Participation in Brazil, 1986-2006 , 2009 .

[111]  Allen S. Lee Retrospect and prospect: information systems research in the last and next 25 years , 2010, J. Inf. Technol..

[112]  Brian Randell,et al.  Voting Technologies and Trust , 2006, IEEE Security & Privacy.

[113]  Julia Pomares,et al.  Ballot design and split ticket voting in multiparty systems: Experimental evidence on information effects and vote choice , 2009 .

[114]  Paul A. Pavlou,et al.  Encouraging Citizen Adoption of eGovernment by Building Trust , 2002, Electron. Mark..

[115]  M. Markus,et al.  Information technology and organizational change: causal structure in theory and research , 1988 .

[116]  N. L. Chervany,et al.  Initial Trust Formation in New Organizational Relationships , 1998 .

[117]  Izak Benbasat,et al.  Trust-Related Arguments in Internet Stores: A Framework for Evaluation , 2003, J. Electron. Commer. Res..