Mid- and far-infrared optical characterization of monoclinic HfO2 nanoparticles and evidence of localized surface phonon polaritons

Monoclinic HfO2 nanoparticles (9 - 45 nm) are synthesized using a sol-gel method and optically characterized using transmission- and angle-dependent reflection spectroscopy in the mid- to far-infrared. A detailed HfO2 identification of the infrared-active phonon modes is presented; consistent with previously reported thin film values, and in excellent agreement with density functional perturbation theory calculations. An anomaly is observed in both reflection and transmission measurements, at 556 cm-1 that is not attributed to the optical phonon modes. Numerical models indicate that this measured anomaly is in the spectral region of a localized surface phonon polariton mode. The results of this work suggest that HfO2 nanoparticles could enable new mid- and far-infrared materials and devices with engineered optical properties.

[1]  M. Modreanu,et al.  ISFET Microsensors HfO2 Based for Biomedical Applications , 2006, 2006 International Semiconductor Conference.

[2]  Roca,et al.  Polar optical vibrational modes in quantum dots. , 1994, Physical review. B, Condensed matter.

[3]  Jue Wang,et al.  Angle resolved backscatter of HfO2/SiO2 multilayer mirror at 1064 nm , 2014, Defense + Security Symposium.

[4]  Koray Aydin,et al.  Touching Gold Nanoparticle Chain Based Plasmonic Antenna Arrays and Optical Metamaterials , 2014 .

[5]  Pavel Pokorný,et al.  Optical characterization of HfO2 thin films , 2011 .

[6]  G. V. Chester,et al.  Solid State Physics , 2000 .

[7]  Viktor A. Podolskiy,et al.  Engineering absorption and blackbody radiation in the far-infrared with surface phonon polaritons on gallium phosphide , 2014 .

[8]  D. Jena,et al.  Localized surface phonon polariton resonators in GaN , 2015, 2015 Conference on Lasers and Electro-Optics (CLEO).

[9]  Tyler E. Curtis,et al.  Hafnia (HfO2) nanoparticles as an X-ray contrast agent and mid-infrared biosensor. , 2016, Nanoscale.

[10]  T. Kameda,et al.  EB-PVD process and thermal properties of hafnia-based thermal barrier coating , 2003 .

[11]  R. V. Van Duyne,et al.  Localized surface plasmon resonance spectroscopy and sensing. , 2007, Annual review of physical chemistry.

[12]  John Wang,et al.  Hafnia and hafnia-toughened ceramics , 1992, Journal of Materials Science.

[13]  W. Bohne,et al.  Optical properties and structure of HfO2 thin films grown by high pressure reactive sputtering , 2007 .

[14]  David Vanderbilt,et al.  First-principles study of structural, vibrational, and lattice dielectric properties of hafnium oxide , 2002 .

[15]  V. Kravets,et al.  Infrared properties of silicon nanoparticles , 2005 .

[16]  W. Steen Absorption and Scattering of Light by Small Particles , 1999 .

[17]  Linas Smalakys,et al.  Comprehensive studies of IR to UV light intensification by nodular defects in HfO2/SiO2 multilayer mirrors , 2014, Laser Damage.

[18]  R. J. Bell,et al.  Optical properties of Au, Ni, and Pb at submillimeter wavelengths. , 1987, Applied optics.

[19]  Stefan A. Maier,et al.  Low-loss, infrared and terahertz nanophotonics using surface phonon polaritons , 2015 .

[20]  M. Al-Kuhaili Optical properties of hafnium oxide thin films and their application in energy-efficient windows , 2004 .

[21]  D. Wasserman,et al.  Mid-infrared designer metals , 2012 .

[22]  R. Olmon,et al.  Optical dielectric function of gold , 2012 .

[23]  S. Maier,et al.  Spectral Tuning of Localized Surface Phonon Polariton Resonators for Low-Loss Mid-IR Applications , 2014 .

[24]  V. Fiorentini,et al.  Theoretical evaluation of zirconia and hafnia as gate oxides for si microelectronics. , 2002, Physical review letters.

[25]  D. Wasserman,et al.  Photonic materials, structures and devices for Reststrahlen optics. , 2015, Optics express.

[26]  T. Sandu,et al.  Surface Plasmon Resonances of Clustered Nanoparticles , 2011, 1104.5666.

[27]  S. Jena,et al.  Effect of angle of deposition on micro-roughness parameters and optical properties of HfO2 thin films deposited by reactive electron beam evaporation , 2016 .

[28]  Naomi J Halas,et al.  Plasmonics: an emerging field fostered by Nano Letters. , 2010, Nano letters.

[29]  Zhao-chun Zhang,et al.  Surface mode absorption and infrared optical properties of gallium phosphide nanoparticles , 2008 .

[30]  Wenbo Wang,et al.  Elastic and vibrational properties of monoclinic HfO2 from first-principles study , 2012 .

[31]  H. Shi,et al.  The simulated vibrational spectra of HfO2 polymorphs , 2014 .

[32]  Jin Han,et al.  Study of HfO2/SiO2 dichroic laser mirrors with refractive index inhomogeneity. , 2014, Applied optics.

[33]  Yi Cui,et al.  Fast and scalable printing of large area monolayer nanoparticles for nanotexturing applications. , 2010, Nano letters.

[34]  M. Schubert,et al.  Dielectric constants and phonon modes of amorphous hafnium aluminate deposited by metal organic chemical vapor deposition , 2007 .

[35]  Xiaoyong Hu,et al.  Nanoscale all-optical devices based on surface plasmon polaritons , 2014 .

[36]  Zhuomin M. Zhang,et al.  Optical Properties of HfO2 Thin Films Deposited by Magnetron Sputtering: From the Visible to the Far-Infrared , 2012 .

[37]  H. A. Macleod,et al.  Optical and microstructural properties of hafnium dioxide thin films , 1991 .

[38]  Nader Engheta,et al.  Circuits with Light at Nanoscales: Optical Nanocircuits Inspired by Metamaterials , 2007, Science.