New Strategies for the Functionalization of Carbonyl Derivatives via α-Umpolung: From Enolates to Enolonium Ions

Conspectus Umpolung, a term describing the reversal of innate polarity, has become an indispensable tool to unlock new chemical space by overcoming the limitations of natural polarity. Introduced by Dieter Seebach in 1979, this principle has had a tremendous impact on synthetic organic chemistry, offering previously inaccessible retrosynthetic disconnections. In contrast to the great progress made over the past decades for the generation of effective acyl anion synthons, the umpolung at the α-position of carbonyls (converting enolates into enolonium ions) has long proved challenging and only recently regained traction. Aiming to develop synthetic approaches to α-functionalization capable of complementing enolate chemistry, our group initiated, nearly 6 years ago, a program devoted to the α-umpolung of carbonyl derivatives. In this Account, following an overview of established methods, we will summarize our findings in this rapidly developing field. We focus on two distinct, yet related, topics of two carbonyl classes: (1) amides, where umpolung is enabled by electrophilic activation, and (2) ketones, where umpolung is enabled using hypervalent iodine reagents. Our group has developed several protocols to allow amide umpolung and subsequent α-functionalization, relying on electrophilic activation. Over the course of our investigations, transformations that are particularly challenging using enolate-based approaches, such as the direct α-oxygenation, α-fluorination, and α-amination of amides as well as the synthesis of 1,4-dicarbonyls from amide substrates, have been unlocked. Based on some of our most recent studies, this method has been shown to be so general that almost any nucleophile can be added to the α-position of the amide. In this Account, special emphasis will be placed on the discussion of mechanistic aspects. It is important to note that recent progress in this area has involved a shift in focus, moving even further away from the amide carbonyl, a development that shall also be detailed in a final subsection that highlights our latest investigations of umpolung-based remote functionalization of the β- and γ-positions of amides. The second section of this Account covers our more recent work dedicated to the exploration of the enolonium chemistry of ketones, unlocked through the use of hypervalent iodine reagents. By placing our work in the context of previous pioneering achievements, which mainly focused on the α-functionalization of carbonyls, we discuss new skeletal reorganizations of enolonium ions enabled by the unique properties of incipient positive charges α to electron-deficient moieties. Transformations such as intramolecular cyclopropanations and aryl migrations are covered and supplemented by detailed insight into the unusual nature of the intermediate species, including nonclassical carbocations.