Incipient Broken Rotor Bar Detection in Induction Motors Using Vibration Signals and the Orthogonal Matching Pursuit Algorithm

A methodology for automatic incipient broken rotor bar detection in induction motors (IMs) is presented. Sparse representations of signals are applied as a diagnosis technique. The novelty of this technique is that it can analyze the frequency spectra from vibration signals even when the differences among signals are small. This representation allows decomposing or reconstructing signals through a trained dictionary that has learned the features of one specific group/class. The main feature of this paper is the use of overcomplete dictionaries trained from sets of signals with faults to be detected. In this way, trained dictionaries perform the decomposition of signals using the orthogonal matching pursuit (OMP) algorithm. The decomposition is evaluated and classified by error-based criteria and a majority decision classifier, allowing the detection of early damage, ranging from 1 mm to one broken bar. The detection is performed by the decomposition of vibration signals from three axes (<inline-formula> <tex-math notation="LaTeX">${x}$ </tex-math></inline-formula>, <inline-formula> <tex-math notation="LaTeX">${y}$ </tex-math></inline-formula>, and <inline-formula> <tex-math notation="LaTeX">${z}$ </tex-math></inline-formula>) of IMs under three load conditions (unloaded, half loaded, and three-fourths loaded) and different levels of damage (healthy or 0 mm, 1–9 mm, and one broken bar). These signals are processed by the Fourier transform and the spectrum obtained is evaluated by the OMP algorithm. Finally, the retrieved information is evaluated and the diagnosis is given. All algorithms are developed in MATLAB software and the detection accuracy is higher than 90% for damages as small as 1 mm.

[1]  Richard J. Povinelli,et al.  Rotor Bar Fault Monitoring Method Based on Analysis of Air-Gap Torques of Induction Motors , 2013, IEEE Transactions on Industrial Informatics.

[2]  Chris K. Mechefske,et al.  Induction motor fault detection using vibration and stator current methods , 2004 .

[3]  L Saidi,et al.  Diagnosis of broken-bars fault in induction machines using higher order spectral analysis. , 2013, ISA transactions.

[4]  Guillermo Sapiro,et al.  Discriminative learned dictionaries for local image analysis , 2008, 2008 IEEE Conference on Computer Vision and Pattern Recognition.

[5]  Guillermo R. Bossio,et al.  Broken rotor bars detection in induction motor by using zero-sequence signal injection , 2016, IECON 2016 - 42nd Annual Conference of the IEEE Industrial Electronics Society.

[6]  Aurobinda Routray,et al.  A Method for Detecting Half-Broken Rotor Bar in Lightly Loaded Induction Motors Using Current , 2016, IEEE Transactions on Instrumentation and Measurement.

[7]  H. Peregrina-Barreto,et al.  Automatic stellar spectral classification via sparse representations and dictionary learning , 2014 .

[8]  Ji-Yoon Yoo,et al.  Screening of False Induction Motor Fault Alarms Produced by Axial Air Ducts Based on the Space-Harmonic-Induced Current Components , 2015, IEEE Transactions on Industrial Electronics.

[9]  Marouane Hadjami,et al.  Corrections to "Effects of the Simultaneous Presence of Static Eccentricity and Broken Rotor Bars on the Stator Current of Induction Machine" , 2014, IEEE Trans. Ind. Electron..

[10]  Jose Antonino-Daviu,et al.  Detection of Broken Outer-Cage Bars for Double-Cage Induction Motors Under the Startup Transient , 2012, IEEE Transactions on Industry Applications.

[11]  Vicente Climente-Alarcon,et al.  Combination of Noninvasive Approaches for General Assessment of Induction Motors , 2015, IEEE Transactions on Industry Applications.

[12]  Elhoussin Elbouchikhi,et al.  Induction Machines Fault Detection Based on Subspace Spectral Estimation , 2016, IEEE Transactions on Industrial Electronics.

[13]  Konstantinos N. Gyftakis,et al.  Reliable detection of broken rotor bars in induction motors via MUSIC and ZSC methods , 2016, 2016 XXII International Conference on Electrical Machines (ICEM).

[14]  Mohamed Boumehraz,et al.  DWT and Hilbert Transform for Broken Rotor Bar Fault Diagnosis in Induction Machine at Low Load , 2015 .

[15]  Guillermo R. Bossio,et al.  Detecting Broken Rotor Bars With Zero-Setting Protection , 2012, IEEE Transactions on Industry Applications.

[16]  Pratyay Konar,et al.  Multi-class fault diagnosis of induction motor using Hilbert and Wavelet Transform , 2015, Appl. Soft Comput..

[17]  Antero Arkkio,et al.  A multi-label classification approach for the detection of broken bars and mixed eccentricity faults using the start-up transient , 2016, 2016 IEEE 14th International Conference on Industrial Informatics (INDIN).

[18]  Antonio J. Marques Cardoso,et al.  Comparative experimental investigation of broken bar fault detectability in induction motors , 2015 .

[19]  Antero Arkkio,et al.  Diagnosis of Induction Motors Under Varying Speed Operation by Principal Slot Harmonic Tracking , 2015, IEEE Transactions on Industry Applications.

[20]  Hayde Peregrina-Barreto,et al.  Broken bars detection on induction motor using MCSA and mathematical morphology: An experimental study , 2013, 2013 IEEE International Instrumentation and Measurement Technology Conference (I2MTC).

[21]  Z. Kanovic,et al.  Induction motor broken rotor bar detection using vibration analysis — A case study , 2013, 2013 9th IEEE International Symposium on Diagnostics for Electric Machines, Power Electronics and Drives (SDEMPED).

[22]  Rene de Jesus Romero-Troncoso,et al.  Fractal dimension and fuzzy logic systems for broken rotor bar detection in induction motors at start-up and steady-state regimes , 2017 .

[23]  Jose A. Antonino-Daviu,et al.  Diagnosis of Induction Motor Faults in the Fractional Fourier Domain , 2010, IEEE Transactions on Instrumentation and Measurement.

[24]  Arturo Garcia-Perez,et al.  Automatic Online Diagnosis Algorithm for Broken-Bar Detection on Induction Motors Based on Discrete Wavelet Transform for FPGA Implementation , 2008, IEEE Transactions on Industrial Electronics.

[25]  Jose A. Antonino-Daviu,et al.  Vibration Transient Detection of Broken Rotor Bars by PSH Sidebands , 2013, IEEE Transactions on Industry Applications.

[26]  Jose Antonino-Daviu,et al.  Reliable detection of induction motor rotor faults under the rotor axial air duct influence , 2013, 2013 IEEE Energy Conversion Congress and Exposition.

[27]  Jose Antonino-Daviu,et al.  Transient-based rotor cage assessment in induction motors operating with soft-starters , 2015, 2014 International Conference on Optimization of Electrical and Electronic Equipment (OPTIM).

[28]  Daniel Morinigo-Sotelo,et al.  Non-Uniform Time Resampling for Diagnosing Broken Rotor Bars in Inverter-Fed Induction Motors , 2017, IEEE Transactions on Industrial Electronics.

[29]  M. Elad,et al.  $rm K$-SVD: An Algorithm for Designing Overcomplete Dictionaries for Sparse Representation , 2006, IEEE Transactions on Signal Processing.

[30]  Rene de Jesus Romero-Troncoso,et al.  Synchrosqueezing transform-based methodology for broken rotor bars detection in induction motors , 2016 .

[31]  Luis Angel García-Escudero,et al.  Robust condition monitoring for early detection of broken rotor bars in induction motors , 2011, Expert Syst. Appl..

[32]  Adam Glowacz Diagnostics of DC and Induction Motors Based on the Analysis of Acoustic Signals , 2014 .

[33]  Hayde Peregrina-Barreto,et al.  Broken bar detection on squirrel cage induction motors with MCSA and EMD , 2014, 2014 IEEE International Instrumentation and Measurement Technology Conference (I2MTC) Proceedings.

[34]  Don-Ha Hwang,et al.  High-Resolution Parameter Estimation Method to Identify Broken Rotor Bar Faults in Induction Motors , 2013, IEEE Transactions on Industrial Electronics.

[35]  Remus Pusca,et al.  Study of Rotor Faults in Induction Motors Using External Magnetic Field Analysis , 2012, IEEE Transactions on Industrial Electronics.

[36]  Jawad Faiz,et al.  Online fault diagnosis of large electrical machines using vibration signal-a review , 2017, 2017 International Conference on Optimization of Electrical and Electronic Equipment (OPTIM) & 2017 Intl Aegean Conference on Electrical Machines and Power Electronics (ACEMP).

[37]  Arturo Garcia-Perez,et al.  Startup current analysis of incipient broken rotor bar in induction motors using high-resolution spectral analysis , 2011, 8th IEEE Symposium on Diagnostics for Electrical Machines, Power Electronics & Drives.

[38]  Chrysostomos D. Stylios,et al.  Automatic Pattern Identification Based on the Complex Empirical Mode Decomposition of the Startup Current for the Diagnosis of Rotor Asymmetries in Asynchronous Machines , 2014, IEEE Transactions on Industrial Electronics.

[39]  Elhoussin Elbouchikhi,et al.  Induction machine faults detection based on a constant false alarm rate detector , 2016, IECON 2016 - 42nd Annual Conference of the IEEE Industrial Electronics Society.

[40]  R. J. Romero-Troncosoa,et al.  Rotor unbalance and broken rotor bar detection in inverter-fed induction motors at start-up and steady-state regimes by high-resolution spectral analysis , 2016 .

[41]  Hayde Peregrina-Barreto,et al.  Empirical Mode Decomposition Analysis for Broken-Bar Detection on Squirrel Cage Induction Motors , 2015, IEEE Transactions on Instrumentation and Measurement.

[42]  Hayde Peregrina-Barreto,et al.  FPGA-Based Broken Bars Detection on Induction Motors Under Different Load Using Motor Current Signature Analysis and Mathematical Morphology , 2014, IEEE Transactions on Instrumentation and Measurement.

[43]  Chandan Chakraborty,et al.  Improving the performance of speed sensorless induction motor drive with rotor broken bar failure by stator current signature analysis , 2014, 2014 IEEE 23rd International Symposium on Industrial Electronics (ISIE).

[44]  Gonzalo A. Orcajo,et al.  Unambiguous Detection of Broken Bars in Asynchronous Motors by Means of a Flux Measurement-Based Procedure , 2011, IEEE Transactions on Instrumentation and Measurement.

[45]  Hamid-Reza Bahrami,et al.  Iterative Condition Monitoring and Fault Diagnosis Scheme of Electric Motor for Harsh Industrial Application , 2015, IEEE Transactions on Industrial Electronics.

[46]  Hayde Peregrina-Barreto,et al.  FPGA implementation of Orthogonal Matching Pursuit algorithm , 2016, 2016 13th International Conference on Electrical Engineering, Computing Science and Automatic Control (CCE).

[47]  S. J. Oviedo,et al.  Experimental evaluation of motor current signature and vibration analysis for rotor broken bars detection in an induction motor , 2011, 2011 International Conference on Power Engineering, Energy and Electrical Drives.

[48]  Dragan Matic,et al.  Support vector machine classifier for diagnosis in electrical machines: Application to broken bar , 2012, Expert Syst. Appl..

[49]  V. Sreeja,et al.  Rotor fault detection and diagnosis of three phase induction motor drive system , 2015, 2015 International Conference on Control Communication & Computing India (ICCC).

[50]  Ion Boldea,et al.  Experimental Investigation of Rotor Currents Distribution in the Healthy and Faulty Cage of Induction Motors at Standstill , 2017, IEEE Transactions on Industrial Electronics.

[51]  A. J. Marques Cardoso,et al.  A reliable indicator to detect non-adjacent broken rotor bars severity in induction motors , 2016, 2016 XXII International Conference on Electrical Machines (ICEM).

[52]  Hubert Razik,et al.  Detection and Diagnosis of Faults in Induction Motor Using an Improved Artificial Ant Clustering Technique , 2013, IEEE Transactions on Industrial Electronics.

[53]  A. Bruckstein,et al.  K-SVD : An Algorithm for Designing of Overcomplete Dictionaries for Sparse Representation , 2005 .

[54]  M. B. Abd-el-Malek,et al.  Induction motor broken rotor bar fault location detection through envelope analysis of start-up current using Hilbert transform , 2017 .

[55]  Mehmet Fidan,et al.  Sound based induction motor fault diagnosis using Kohonen self-organizing map , 2014 .

[56]  Fan Yang,et al.  Fast compressive sensing reconstruction algorithm on FPGA using Orthogonal Matching Pursuit , 2016, 2016 IEEE International Symposium on Circuits and Systems (ISCAS).

[57]  Misael Lopez-Ramirez,et al.  Novel FPGA-based Methodology for Early Broken Rotor Bar Detection and Classification Through Homogeneity Estimation , 2017, IEEE Transactions on Instrumentation and Measurement.