Performance analysis for a class of robust adaptive beamformers

Robust adaptive beamforming is a key issue in array applications where there exist uncertainties about the steering vector of interest. Diagonal loading is one of the most popular techniques to improve robustness. Recently, worst-case approaches which consist of protecting the array's response in an ellipsoid centered around the nominal steering vector have been proposed. They amount to generalized (i.e. non necessarily diagonal) loading of the covariance matrix. In this paper, we present a theoretical analysis of the signal to interference plus noise ratio (SINR) for this class of robust beamformers, in the presence of random steering vector errors. A closed-form expression for the SINR is derived which is shown to accurately predict the SINR obtained in simulations. This theoretical formula is valid for any loading matrix. It provides insights into the influence of the loading matrix and can serve as a helpful guide to select it. Finally, the analysis enables us to predict the level of uncertainties up to which robust beamformers are effective and then depart from the optimal SINR.

[1]  D. Boroson,et al.  Sample Size Considerations for Adaptive Arrays , 1980, IEEE Transactions on Aerospace and Electronic Systems.

[2]  Stephen P. Boyd,et al.  Robust minimum variance beamforming , 2005, IEEE Transactions on Signal Processing.

[3]  B. Carlson Covariance matrix estimation errors and diagonal loading in adaptive arrays , 1988 .

[4]  Mati Wax,et al.  Performance analysis of the minimum variance beamformer , 1995, 1995 International Conference on Acoustics, Speech, and Signal Processing.

[5]  Christ D. Richmond PDF's, confidence regions, and relevant statistics for a class of sample covariance-based array processors , 1996, IEEE Trans. Signal Process..

[6]  I. Reed,et al.  Rapid Convergence Rate in Adaptive Arrays , 1974, IEEE Transactions on Aerospace and Electronic Systems.

[7]  L. B. Fertig,et al.  Statistical performance of the MVDR beamformer in the presence of diagonal loading , 2000, Proceedings of the 2000 IEEE Sensor Array and Multichannel Signal Processing Workshop. SAM 2000 (Cat. No.00EX410).

[8]  M. W. Ganz,et al.  Convergence of the SMI and the diagonally loaded SMI algorithms with weak interference (adaptive array) , 1990 .

[9]  N. Jablon,et al.  Adaptive beamforming with the generalized sidelobe canceller in the presence of array imperfections , 1986 .

[10]  Jian Li,et al.  On robust Capon beamforming and diagonal loading , 2003, IEEE Trans. Signal Process..

[11]  A. Lee Swindlehurst,et al.  Analysis of the combined effects of finite samples and model errors on array processing performance , 1994, IEEE Trans. Signal Process..

[12]  Zhi-Quan Luo,et al.  Robust adaptive beamforming using worst-case performance optimization: a solution to the signal mismatch problem , 2003, IEEE Trans. Signal Process..

[13]  Randolph L. Moses,et al.  Analysis of modified SMI method for adaptive array weight control , 1989, IEEE Trans. Signal Process..

[14]  Harry L. Van Trees,et al.  Optimum Array Processing , 2002 .