Ethical challenges in research with orphans and vulnerable children: a qualitative study of researcher experiences.

BACKGROUND Orphans and vulnerable children (OVCs) represent a significant population worldwide, enduring poor health and living conditions. Evidence-based interventions are needed. However, without parents, ethical concerns about including OVCs in research persist. The aim of our study was to better understand the ethical challenges facing researchers who work with OVCs. METHODS We conducted semi-structured interviews with 12 international pediatric researchers working with OVCs in seven countries. We used descriptive content analysis to characterize the ethical rationale for inclusion and associated challenges. RESULTS Researchers believed research was justified as a necessary means for informing evidence-based interventions to benefit OVCs directly or as a population. Ethical challenges included difficulty identifying OVCs given variation among children living without parents; difficulty identifying guardians among a range of caregivers; concerns about meaningfulness of guardian consent; difficulty assessing risk; and responding to children's many needs. CONCLUSIONS A range of caregivers bear responsibility to protect OVC's interests in place of parents in research but are often not prepared to do so. This places greater burden on researchers to assess risks and respond to children's needs. Findings suggest that we should improve support and rethink the roles of guardians, researchers and older children in research participation and protection.

[1]  P. Cheah,et al.  Research consent from young people in resource-poor settings , 2014, Archives of Disease in Childhood.

[2]  P. Cheah,et al.  Consent and assent in paediatric research in low-income settings , 2014, BMC medical ethics.

[3]  Tien-Shang Huang,et al.  To evaluate the effectiveness of health care ethics consultation based on the goals of health care ethics consultation: a prospective cohort study with randomization , 2014, BMC medical ethics.

[4]  P. Kingori Experiencing everyday ethics in context: Frontline data collectors perspectives and practices of bioethics , 2013, Social science & medicine.

[5]  W. Rogers,et al.  Vulnerability in Research Ethics: A Way Forward , 2013, Bioethics.

[6]  Bridget Pratt,et al.  Ancillary Care: From Theory to Practice in International Clinical Research , 2013, Public health ethics.

[7]  P. Munywoki,et al.  EVOLVING FRIENDSHIPS AND SHIFTING ETHICAL DILEMMAS: FIELDWORKERS' EXPERIENCES IN A SHORT TERM COMMUNITY BASED STUDY IN KENYA , 2013, Developing world bioethics.

[8]  Catriona Mackenzie,et al.  Why bioethics needs a concept of vulnerability , 2012 .

[9]  Tichaona Vhembo,et al.  Ethical and legal constraints to children’s participation in research in Zimbabwe: experiences from the multicenter pediatric HIV ARROW trial , 2012, BMC Medical Ethics.

[10]  V. Marsh,et al.  Benefits and payments for research participants: Experiences and views from a research centre on the Kenyan coast , 2012, BMC medical ethics.

[11]  G. Bravo,et al.  Promoting advance planning for health care and research among older adults: A randomized controlled trial , 2012, BMC medical ethics.

[12]  E. Weiss,et al.  Improving the Lives of Vulnerable Children: Implications of Horizons Research among Orphans and other Children Affected by AIDS , 2010, Public health reports.

[13]  M. Merritt,et al.  Ancillary care in community-based public health intervention research. , 2010, American journal of public health.

[14]  P. Vakaoti Researching street-frequenting young people in Suva: ethical considerations and their impacts , 2009 .

[15]  A. Lyerly,et al.  The Second Wave: Toward Responsible Inclusion of Pregnant Women in Research , 2009, International journal of feminist approaches to bioethics.

[16]  Florencia Luna,et al.  Elucidating the Concept of Vulnerability: Layers Not Labels , 2009 .

[17]  E. Nyambedha Ethical dilemmas of social science research on AIDS and orphanhood in Western Kenya. , 2008, Social science & medicine.

[18]  E. Emanuel,et al.  The Ethics of International Research with Abandoned Children , 2007, Science.

[19]  A. Winyard The Nuffield Council on Bioethics Report — Critical care decisions in fetal and neonatal medicine: Ethical issues , 2007 .

[20]  D. Diekema Conducting ethical research in pediatrics: a brief historical overview and review of pediatric regulations. , 2006, Jornal de Pediatria.

[21]  C. Gray,et al.  Enrolling Adolescents in Research on HIV and Other Sensitive Issues: Lessons from South Africa , 2006, PLoS medicine.

[22]  L. Ross Children in Medical Research , 2006 .

[23]  Hsiu-Fang Hsieh,et al.  Three Approaches to Qualitative Content Analysis , 2005, Qualitative health research.

[24]  D. Donald,et al.  Developmental vulnerabilities and strengths of children living in child-headed households: a comparison with children in adult-headed households in equivalent impoverished communities , 2005, African journal of AIDS research : AJAR.

[25]  D. Cora-Bramble,et al.  Providing Care For Immigrant, Homeless, and Migrant Children , 2005, Pediatrics.

[26]  E. Nyambedha Change and Continuity in Kin-Based Support Systems for Widows and Orphans among the Luo in Western Kenya , 2004 .

[27]  C. Conlon,et al.  The ethics of research related to health care in developing countries , 2004, Journal of Medical Ethics.

[28]  M. Kottow The Vulnerable and the Susceptible , 2003, Bioethics.

[29]  D. Christakis,et al.  Continuity of care for children in foster care. , 2003, Pediatrics.

[30]  N. Slesnick,et al.  Ethical Considerations for Research and Treatment With Runaway and Homeless Adolescents , 2002, The Journal of psychology.

[31]  J. Ensign,et al.  Barriers and bridges to care: voices of homeless female adolescent youth in Seattle, Washington, USA. , 2002, Journal of advanced nursing.

[32]  Jennifer Attride-Stirling Thematic networks: an analytic tool for qualitative research , 2001 .

[33]  H. Barrett,et al.  Ethics and Participation: Reflections on Research with Street Children , 2001 .

[34]  Dependent Care Developmental Issues for Young Children in Foster Care , 2000, Pediatrics.

[35]  L. Gillam,et al.  The Declaration of Helsinki, CIOMS and the ethics of research on vulnerable populations , 2000, Nature Medicine.

[36]  C. Fisher A relational perspective on ethics-in-science decisionmaking for research with vulnerable populations. , 1997, IRB.

[37]  F. Earls,et al.  Infants and young children in orphanages: one view from pediatrics and child psychiatry. , 1996, Pediatrics.

[38]  S. Lederer Subjected to Science: Human Experimentation in America Before the Second World War , 1994 .

[39]  C. Foster,et al.  International ethical guidelines for biomedical research involving human subjects , 1994, Bulletin of medical ethics.

[40]  J. Birnbaum,et al.  International Compilation of Human Research Standards , 2012 .

[41]  J. Williamson,et al.  Ethical Approaches to Gathering Information from Children and Adolescents in International Settings: Guidelines and Resources , 2005 .

[42]  C. Levine,et al.  The adolescent alone : decision making in health care in the United States , 1999 .