Efficient Nonlinear Fault Diagnosis Based on Kernel Sample Equivalent Replacement

Contribution plots and reconstruction-based contribution (RBC) are efficient linear diagnosis tools in multivariate statistical process monitoring. Unfortunately, they cannot be directly applied to nonlinear fault diagnosis with kernel-based methods due to kernel function covers up the information of the original process variables. Although existing kernel gradient-based approaches have solved this problem to a certain extent, they are still far from suitable for practical applications because they require extremely huge amounts of computation. Their calculations cannot be obtained in a tolerable time unless expensive hardware costs are involved. This paper will thoroughly address this issue by revealing a hidden but important equivalent relationship between the variance-covariance matrix of a centralized process variables matrix and the centralized kernel matrix. Based on this relationship, the nonlinear detection index can be transformed into an explicit quadratic form of variables sample, such that contribution plots and RBC can be directly applied to kernel-based fault diagnosis with a very limited amount of computation, just as their usages in the linear cases. Simulation results obtained from two industrial examples demonstrate the effectiveness of the new method.

[1]  Youqing Wang,et al.  Two-step principal component analysis for dynamic processes , 2017, 2017 6th International Symposium on Advanced Control of Industrial Processes (AdCONIP).

[2]  S. Joe Qin,et al.  Reconstruction-Based Fault Identification Using a Combined Index , 2001 .

[3]  Guang Wang,et al.  A Kernel Least Squares Based Approach for Nonlinear Quality-Related Fault Detection , 2017, IEEE Transactions on Industrial Electronics.

[4]  Yang Tang,et al.  Multimode Process Monitoring and Fault Detection: A Sparse Modeling and Dictionary Learning Method , 2017, IEEE Transactions on Industrial Electronics.

[5]  Zhiqiang Ge,et al.  Variational Bayesian Gaussian Mixture Regression for Soft Sensing Key Variables in Non-Gaussian Industrial Processes , 2017, IEEE Transactions on Control Systems Technology.

[6]  Richard D. Braatz,et al.  Fault detection in industrial processes using canonical variate analysis and dynamic principal component analysis , 2000 .

[7]  Steven X. Ding,et al.  A Review on Basic Data-Driven Approaches for Industrial Process Monitoring , 2014, IEEE Transactions on Industrial Electronics.

[8]  Gang Li,et al.  Online Contribution Rate Based Fault Diagnosis for Nonlinear Industrial Processes , 2014 .

[9]  S. Joe Qin,et al.  Reconstruction-based Contribution for Process Monitoring , 2008 .

[10]  Junghui Chen,et al.  On-line batch process monitoring using dynamic PCA and dynamic PLS models , 2002 .

[11]  Alberto Ferrer,et al.  A kernel‐based approach for fault diagnosis in batch processes , 2014 .

[12]  Jialin Liu,et al.  Fault isolation using modified contribution plots , 2014, Comput. Chem. Eng..

[13]  Donghua Zhou,et al.  Generalized Reconstruction-Based Contributions for Output-Relevant Fault Diagnosis With Application to the Tennessee Eastman Process , 2011, IEEE Transactions on Control Systems Technology.

[14]  Yingwei Zhang,et al.  Quality-related fault detection approach based on dynamic kernel partial least squares , 2016 .

[15]  Jialin Liu,et al.  Fault diagnosis using contribution plots without smearing effect on non-faulty variables , 2012 .

[16]  In-Beum Lee,et al.  Fault identification for process monitoring using kernel principal component analysis , 2005 .

[17]  Furong Gao,et al.  Mixture probabilistic PCR model for soft sensing of multimode processes , 2011 .

[18]  Hao Luo,et al.  Quality-related fault detection using linear and nonlinear principal component regression , 2016, J. Frankl. Inst..

[19]  Okyay Kaynak,et al.  Improved PLS Focused on Key-Performance-Indicator-Related Fault Diagnosis , 2015, IEEE Transactions on Industrial Electronics.

[20]  Kaixiang Peng,et al.  A KPI-based process monitoring and fault detection framework for large-scale processes. , 2017, ISA transactions.

[21]  Ping Zhang,et al.  A comparison study of basic data-driven fault diagnosis and process monitoring methods on the benchmark Tennessee Eastman process , 2012 .

[22]  Steven X. Ding,et al.  Unbiased Minimum Variance Fault and State Estimation for Linear Discrete Time-Varying Two-Dimensional Systems , 2017, IEEE Transactions on Automatic Control.

[23]  Ying-wei Zhang,et al.  Improved multi-scale kernel principal component analysis and its application for fault detection , 2012 .

[24]  Baligh Mnassri,et al.  Reconstruction-based contribution approaches for improved fault diagnosis using principal component analysis , 2015 .

[25]  Steven X. Ding,et al.  Fault Detection for Non-Gaussian Processes Using Generalized Canonical Correlation Analysis and Randomized Algorithms , 2018, IEEE Transactions on Industrial Electronics.

[26]  Carlos F. Alcala,et al.  Reconstruction-based contribution for process monitoring with kernel principal component analysis , 2010, Proceedings of the 2010 American Control Conference.

[27]  Steven X. Ding,et al.  A Survey of Fault Diagnosis and Fault-Tolerant Techniques—Part II: Fault Diagnosis With Knowledge-Based and Hybrid/Active Approaches , 2015, IEEE Transactions on Industrial Electronics.

[28]  Han Yu,et al.  A Quality-Related Fault Detection Approach Based on Dynamic Least Squares for Process Monitoring , 2016, IEEE Transactions on Industrial Electronics.

[29]  S.J. Qin,et al.  Multiblock principal component analysis based on a combined index for semiconductor fault detection and diagnosis , 2006, IEEE Transactions on Semiconductor Manufacturing.

[30]  L. Buydens,et al.  Opening the kernel of kernel partial least squares and support vector machines. , 2011, Analytica chimica acta.

[31]  Onno E. de Noord,et al.  Pseudo-sample based contribution plots: innovative tools for fault diagnosis in kernel-based batch process monitoring☆ , 2015 .

[32]  Jin Hyun Park,et al.  Fault detection and identification of nonlinear processes based on kernel PCA , 2005 .

[33]  Gang Li,et al.  Reconstruction based fault prognosis for continuous processes , 2010 .

[34]  Shen Yin,et al.  A nonlinear quality-related fault detection approach based on modified kernel partial least squares. , 2017, ISA transactions.

[35]  Si-Zhao Joe Qin,et al.  Survey on data-driven industrial process monitoring and diagnosis , 2012, Annu. Rev. Control..

[36]  C. Yoo,et al.  Nonlinear process monitoring using kernel principal component analysis , 2004 .

[37]  Roman Rosipal,et al.  Kernel Partial Least Squares Regression in Reproducing Kernel Hilbert Space , 2002, J. Mach. Learn. Res..

[38]  S. Joe Qin,et al.  Joint diagnosis of process and sensor faults using principal component analysis , 1998 .

[39]  Kaixiang Peng,et al.  Contribution rate plot for nonlinear quality-related fault diagnosis with application to the hot strip mill process , 2013 .

[40]  Alain Rakotomamonjy,et al.  Variable Selection Using SVM-based Criteria , 2003, J. Mach. Learn. Res..