Detection of decreases in the amplitude fluctuation of pulse photoplethysmography signal as indication of obstructive sleep apnea syndrome in children

Abstract In this paper, a methodology for using pulse photoplethysmography (PPG) signal to automatically detect sleep apnea is proposed. The hypothesis is that decreases in the amplitude fluctuations of PPG (DAP), are originated by discharges of the sympathetic branch of autonomic nervous system, related to arousals caused by apnea. To test this hypothesis, an automatic system to detect DAP events is proposed. The detector was evaluated using real signals, and tested on a clinical experiment. The overall data set used in the studies includes the polysomnographic records of 26 children which were further subdivided depending on the evaluation of interest. For real signals, the sensitivity and positive predictive value of the DAP detector were 76% and 73%, respectively. An apnea detector has been developed to analyze the relationship between apneas and DAP, indicating that DAP events increase by about 15 % when an apnea occurs compared to when apneas do not occur. A clinical study evaluating the diagnostic power of DAP in sleep apnea in children was carried out. The DAP per hour ratio r DAP was statistically significant ( p = 0.033 ) in classifying children as either normal r DAP = 13.5 ± 6.35 (mean ± S.D.) or pathologic r DAP = 21.1 ± 8.93 . These results indicate a correlation between apneic events and DAP events, which suggests that DAP events could provide relevant information in sleep studies. Therefore, PPG signals might be useful in the diagnosis of OSAS.

[1]  Bonnie K. Lind,et al.  Association of Sleep-Disordered Breathing, Sleep Apnea, and Hypertension in a Large Community-Based Study , 2000 .

[2]  Gabriel G. Haddad,et al.  Standards and indications for cardiopulmonary sleep studies in children. American Thoracic Society. , 1996, American journal of respiratory and critical care medicine.

[3]  R. Chervin,et al.  Inattention, hyperactivity, and symptoms of sleep-disordered breathing. , 2002, Pediatrics.

[4]  S. Connolly,et al.  CYCLICAL VARIATION OF THE HEART RATE IN SLEEP APNOEA SYNDROME Mechanisms, and Usefulness of 24 h Electrocardiography as a Screening Technique , 1984, The Lancet.

[5]  J. Farber,et al.  Clinical practice guideline: diagnosis and management of childhood obstructive sleep apnea syndrome. , 2002, Pediatrics.

[6]  R. Kimoff,et al.  Sleep fragmentation in obstructive sleep apnea. , 1996, Sleep.

[7]  E. Wolpert A Manual of Standardized Terminology, Techniques and Scoring System for Sleep Stages of Human Subjects. , 1969 .

[8]  Itsik Dvir,et al.  Evaluation of a portable device based on peripheral arterial tone for unattended home sleep studies. , 2003, Chest.

[9]  A. Sandler,et al.  Inattention, hyperactivity, and symptoms of sleep-disordered breathing , 2002 .

[11]  M. Herr,et al.  Hypoxia augments apnea-induced peripheral vasoconstriction in humans. , 2001, Journal of applied physiology.

[12]  B. Hjorth The physical significance of time domain descriptors in EEG analysis. , 1973, Electroencephalography and clinical neurophysiology.

[13]  E. Gil,et al.  Heart rate variability during Pulse Photoplethysmography decreased Amplitude fluctuations and its correlation with apneic episodes , 2006, 2006 Computers in Cardiology.

[14]  M. Nitzan,et al.  The variability of the photoplethysmographic signal - a potential method for the evaluation of the autonomic nervous system , 1998, Physiological measurement.

[15]  K. Clark,et al.  Association of Sleep-Disordered Breathing, Sleep Apnea, and Hypertension in a Large Community- Based Study , 2000 .

[16]  Debra E Weese-Mayer,et al.  Symptoms of sleep-disordered breathing in 5-year-old children are associated with sleepiness and problem behaviors. , 2003, Pediatrics.

[17]  D. Gozal,et al.  Obstructive sleep apnea and the prefrontal cortex: towards a comprehensive model linking nocturnal upper airway obstruction to daytime cognitive and behavioral deficits , 2002, Journal of sleep research.

[18]  A. B. Hertzman THE BLOOD SUPPLY OF VARIOUS SKIN AREAS AS ESTIMATED BY THE PHOTOELECTRIC PLETHYSMOGRAPH , 1938 .

[19]  Paul Atkinson,et al.  The effect of upper airway obstruction and arousal on peripheral arterial tonometry in obstructive sleep apnea. , 2002, American journal of respiratory and critical care medicine.

[20]  Eduardo Gil,et al.  Study of the relationship between Pulse Photopletismography amplitude decrease events and sleep apneas in children , 2006, 2006 International Conference of the IEEE Engineering in Medicine and Biology Society.

[21]  Daniel J Buysse,et al.  Sleep–Related Breathing Disorders in Adults: Recommendations for Syndrome Definition and Measurement Techniques in Clinical Research , 2000 .

[22]  T. Young,et al.  The occurrence of sleep-disordered breathing among middle-aged adults. , 1993, The New England journal of medicine.

[23]  P. L. Smith,et al.  Neural and local effects of hypoxia on cardiovascular responses to obstructive apnea. , 2000, Journal of applied physiology.

[24]  E. Gil,et al.  Pulse Photopletismography Amplitude Decrease Detector for Sleep Apnea Evaluation in Children , 2005, 2005 IEEE Engineering in Medicine and Biology 27th Annual Conference.

[25]  S. Launois,et al.  Peripheral vascular resistance increases after termination of obstructive apneas. , 2001, Journal of applied physiology.

[26]  J. Farber Clinical practice guideline: diagnosis and management of childhood obstructive sleep apnea syndrome. , 2002, Pediatrics.

[27]  Y. Mendelson Pulse oximetry: theory and applications for noninvasive monitoring. , 1992, Clinical chemistry.

[28]  P Lavie,et al.  Periodic, profound peripheral vasoconstriction--a new marker of obstructive sleep apnea. , 1999, Sleep.

[29]  Kevin Gleeson,et al.  Obstructive apnea during sleep is associated with peripheral vasoconstriction. , 2002, American journal of respiratory and critical care medicine.

[30]  M. Nitzan,et al.  Assessment of changes in arterial compliance by photoplethysmography , 2000, 21st IEEE Convention of the Electrical and Electronic Engineers in Israel. Proceedings (Cat. No.00EX377).

[31]  Jeffrey M. Hausdorff,et al.  Physionet: Components of a New Research Resource for Complex Physiologic Signals". Circu-lation Vol , 2000 .

[32]  W C Dement,et al.  The sleep apnea syndromes. , 1976, Annual review of medicine.

[33]  C. Zwillich,et al.  Surges of muscle sympathetic nerve activity during obstructive apnea are linked to hypoxemia. , 1995, Journal of applied physiology.

[34]  Pablo Laguna,et al.  Bioelectrical Signal Processing in Cardiac and Neurological Applications , 2005 .

[35]  B. Hjorth EEG analysis based on time domain properties. , 1970, Electroencephalography and clinical neurophysiology.

[36]  U. Leuenberger,et al.  Sympathetic and blood pressure responses to voluntary apnea are augmented by hypoxemia. , 1994, Journal of applied physiology.