Beamforming Optimization for Intelligent Reflecting Surface-Aided SWIPT IoT Networks Relying on Discrete Phase Shifts

Intelligent reflecting surface (IRS) is capable of constructing the favorable wireless propagation environment by leveraging massive low-cost reconfigurable reflect array elements. In this article, we investigate the IRS-aided multiple-input–multiple-output (MIMO) simultaneous wireless information and power transfer (SWIPT) for Internet-of-Things (IoT) networks, where the active base station (BS) transmits beamforming and the passive IRS reflection coefficients are jointly optimized for maximizing the minimum signal-to-interference-plus-noise ratio (SINR) among all information decoders (IDs), while maintaining the minimum total harvested energy at all energy receivers (ERs). Moreover, the IRS with practical discrete phase shifts is considered, and thereby the max–min SINR problem becomes an NP-hard combinatorial optimization problem with a strong coupling among optimization variables. To explore the insights and generality of this max–min design, both the single-ID single-ER (SISE) scenario and the multiple-IDs multiple-ERs (MIME) scenario are studied. In the SISE scenario, the classical combinatorial optimization techniques, namely, the special ordered set of type 1 (SOS1) and the reformulation-linearization (RL) technique, are applied to overcome the difficulty of this max–min design imposed by discrete optimization variables. Then, the optimal branch-and-bound algorithm and suboptimal alternating optimization algorithm are, respectively, proposed. We further extend the idea of alternating optimization to the MIME scenario. Moreover, to reduce the iteration complexity, a two-stage scheme is considered aiming to separately optimize the BS transmit beamforming and the IRS reflection coefficients. Finally, numerical simulations demonstrate the superior performance of the proposed algorithms over the benchmarks in both the two scenarios.

[1]  Daniel Pérez Palomar,et al.  Rank-Constrained Separable Semidefinite Programming With Applications to Optimal Beamforming , 2010, IEEE Transactions on Signal Processing.

[2]  Jiaru Lin,et al.  Exploiting Intelligent Reflecting Surfaces in Multi-Antenna Aided NOMA Systems. , 2019, 1910.13636.

[3]  Mengyu Liu,et al.  Energy-Efficient SWIPT in IoT Distributed Antenna Systems , 2018, IEEE Internet of Things Journal.

[4]  Jie Xu,et al.  Multiuser MISO Beamforming for Simultaneous Wireless Information and Power Transfer , 2013, IEEE Transactions on Signal Processing.

[5]  Zan Li,et al.  Multipoint Wireless Information and Power Transfer to Maximize Sum-Throughput in WBAN With Energy Harvesting , 2019, IEEE Internet of Things Journal.

[6]  Beixiong Zheng,et al.  Intelligent Reflecting Surface-Enhanced OFDM: Channel Estimation and Reflection Optimization , 2020, IEEE Wireless Communications Letters.

[7]  Qingqing Wu,et al.  Weighted Sum Power Maximization for Intelligent Reflecting Surface Aided SWIPT , 2019, IEEE Wireless Communications Letters.

[8]  Rui Zhang,et al.  Secure Wireless Communication via Intelligent Reflecting Surface , 2019, IEEE Wireless Communications Letters.

[9]  Rodrigo C. de Lamare,et al.  Branch-and-Bound Precoding for Multiuser MIMO Systems With 1-Bit Quantization , 2017, IEEE Wireless Communications Letters.

[10]  Adam N. Letchford,et al.  Non-convex mixed-integer nonlinear programming: A survey , 2012 .

[11]  Xiaojun Yuan,et al.  Cascaded Channel Estimation for Large Intelligent Metasurface Assisted Massive MIMO , 2019, IEEE Wireless Communications Letters.

[12]  Zhu Han,et al.  Wireless Networks With RF Energy Harvesting: A Contemporary Survey , 2014, IEEE Communications Surveys & Tutorials.

[13]  Changsheng You,et al.  Channel Estimation and Passive Beamforming for Intelligent Reflecting Surface: Discrete Phase Shift and Progressive Refinement , 2020, IEEE Journal on Selected Areas in Communications.

[14]  Zhi-Quan Luo,et al.  A Unified Convergence Analysis of Block Successive Minimization Methods for Nonsmooth Optimization , 2012, SIAM J. Optim..

[15]  Lajos Hanzo,et al.  Intelligent Reflecting Surface for Multicell MIMO Communications , 2019 .

[16]  Rui Zhang,et al.  Towards Smart and Reconfigurable Environment: Intelligent Reflecting Surface Aided Wireless Network , 2019, IEEE Communications Magazine.

[17]  Qingqing Wu,et al.  Intelligent Reflecting Surface Assisted Secrecy Communication: Is Artificial Noise Helpful or Not? , 2019, IEEE Wireless Communications Letters.

[18]  Monique Guignard-Spielberg,et al.  An algorithm for the generalized quadratic assignment problem , 2008, Comput. Optim. Appl..

[19]  Andrzej Duda,et al.  GreenNet: An Energy-Harvesting IP-Enabled Wireless Sensor Network , 2015, IEEE Internet of Things Journal.

[20]  N. Al-Dhahir,et al.  Exploiting Intelligent Reflecting Surfaces in NOMA Networks: Joint Beamforming Optimization , 2019, IEEE Transactions on Wireless Communications.

[21]  Cheol Jeong,et al.  Simultaneous Wireless Information and Power Transfer for Internet of Things Sensor Networks , 2018, IEEE Internet of Things Journal.

[22]  Lajos Hanzo,et al.  Multicell MIMO Communications Relying on Intelligent Reflecting Surfaces , 2019, IEEE Transactions on Wireless Communications.

[23]  Qingqing Wu,et al.  Intelligent Reflecting Surface Enhanced Wireless Network via Joint Active and Passive Beamforming , 2018, IEEE Transactions on Wireless Communications.

[24]  Shuowen Zhang,et al.  Intelligent Reflecting Surface Meets OFDM: Protocol Design and Rate Maximization , 2019, IEEE Transactions on Communications.

[25]  Rui Zhang,et al.  Intelligent Reflecting Surface-Assisted Multiple Access With User Pairing: NOMA or OMA? , 2020, IEEE Communications Letters.

[26]  Jie Xu,et al.  Joint Transmit and Reflective Beamforming Design for IRS-Assisted Multiuser MISO SWIPT Systems , 2019, ICC 2020 - 2020 IEEE International Conference on Communications (ICC).

[27]  Prabhu Babu,et al.  Transmit Waveform/Receive Filter Design for MIMO Radar With Multiple Waveform Constraints , 2018, IEEE Transactions on Signal Processing.

[28]  Qingqing Wu,et al.  Joint Active and Passive Beamforming Optimization for Intelligent Reflecting Surface Assisted SWIPT Under QoS Constraints , 2019, IEEE Journal on Selected Areas in Communications.

[29]  Arkadi Nemirovski,et al.  Lectures on modern convex optimization - analysis, algorithms, and engineering applications , 2001, MPS-SIAM series on optimization.

[30]  Fakhri Karray,et al.  Eigenvalue and Generalized Eigenvalue Problems: Tutorial , 2019, ArXiv.

[31]  Caijun Zhong,et al.  Design, Analysis, and Optimization of a Large Intelligent Reflecting Surface-Aided B5G Cellular Internet of Things , 2020, IEEE Internet of Things Journal.

[32]  Qingqing Wu,et al.  Beamforming Optimization for Wireless Network Aided by Intelligent Reflecting Surface With Discrete Phase Shifts , 2019, IEEE Transactions on Communications.