SPICE-Based SAR Tomography over Forest Areas Using a Small Number of P-Band Airborne F-SAR Images Characterized by Non-Uniformly Distributed Baselines

Synthetic aperture radar tomography (TomoSAR) has been proven to be a useful way to reconstruct vertical structure over forest areas with P-band images, on account of its threedimensional imaging ability. In the case of a small number of non-uniformly distributed acquisitions, compressive sensing (CS) is generally adopted in TomoSAR. However, the performance of CS depends on the selected hyperparameter, which is closely related to the noise of a pixel. In this paper, to overcome this limitation, we propose a sparse iterative covariance-based estimation (SPICE) approach based on the wavelet and orthogonal sparse basis (W&O-SPICE) for application over forest areas. SPICE is a sparse spectral estimation method that achieves a high vertical resolution, and takes account of the noise adaptively for each resolution cell. Thus, it does not require the user to select a hyperparameter. Furthermore, the used sparse basis not only ensures the sparsity of the forest canopy scattering contribution, but it can also keep the original sparse information of the ground contribution. The proposed method was tested in simulated experiments and the results demonstrated that W&O-SPICE can successfully reconstruct the vertical structure of a forest. Moreover, three P-band fully polarimetric airborne SAR images with non-uniformly distributed baselines were applied to reconstruct the vertical structure of a tropical forest in Mabounie, Gabon. The underlying topography and forest height were estimated, and the root-mean-square errors (RMSEs) were 6.40 m and 4.50 m with respect to the LiDAR digital terrain model (DTM) and canopy height model (CHM), respectively. In addition, W&O-SPICE showed a better performance than W&O-CS, beamforming, Capon, and the iterative adaptive approach (IAA).

[1]  Xinwu Li,et al.  A Maximum Likelihood Based Nonparametric Iterative Adaptive Method of Synthetic Aperture Radar Tomography and Its Application for Estimating Underlying Topography and Forest Height , 2018, Sensors.

[2]  F. Rocca,et al.  The BIOMASS mission: Mapping global forest biomass to better understand the terrestrial carbon cycle , 2011 .

[3]  Petre Stoica,et al.  SPICE and LIKES: Two hyperparameter-free methods for sparse-parameter estimation , 2012, Signal Process..

[4]  Andreas Reigber,et al.  TomoSAR Imaging for the Study of Forested Areas: A Virtual Adaptive Beamforming Approach , 2018, Remote. Sens..

[5]  A. Reigber,et al.  Adaptive spectral estimation for multibaseline SAR tomography with airborne L-band data , 2003, IGARSS 2003. 2003 IEEE International Geoscience and Remote Sensing Symposium. Proceedings (IEEE Cat. No.03CH37477).

[6]  Jian Li,et al.  New Method of Sparse Parameter Estimation in Separable Models and Its Use for Spectral Analysis of Irregularly Sampled Data , 2011, IEEE Transactions on Signal Processing.

[7]  Andreas Reigber,et al.  Resolution enhanced SAR tomography: A nonparametric iterative adaptive approach , 2016, 2016 IEEE International Geoscience and Remote Sensing Symposium (IGARSS).

[8]  Stefano Tebaldini,et al.  Algebraic Synthesis of Forest Scenarios From Multibaseline PolInSAR Data , 2009, IEEE Transactions on Geoscience and Remote Sensing.

[9]  Stefano Tebaldini,et al.  Multibaseline Polarimetric SAR Tomography of a Boreal Forest at P- and L-Bands , 2012, IEEE Transactions on Geoscience and Remote Sensing.

[10]  Jian Li,et al.  SPICE: A Sparse Covariance-Based Estimation Method for Array Processing , 2011, IEEE Transactions on Signal Processing.

[11]  Konstantinos Papathanassiou,et al.  SAR Tomography and Interferometry for the Remote Sensing of Forested Terrain , 2001 .

[12]  Michael Heym,et al.  Monitoring of Forest Structure Dynamics by Means of L-Band SAR Tomography , 2017, Remote. Sens..

[13]  Kostas Papathanassiou,et al.  First demonstration of airborne SAR tomography using multibaseline L-band data , 1999, IEEE 1999 International Geoscience and Remote Sensing Symposium. IGARSS'99 (Cat. No.99CH36293).

[14]  Gilda Schirinzi,et al.  Three dimensional SAR image focusing from non-uniform samples , 2007, 2007 IEEE International Geoscience and Remote Sensing Symposium.

[15]  Laurent Ferro-Famil,et al.  Under-Foliage Object Imaging Using SAR Tomography and Polarimetric Spectral Estimators , 2010, IEEE Transactions on Geoscience and Remote Sensing.

[16]  F. Gini,et al.  Sector interpolation for 3D SAR imaging with baseline diversity data , 2007, 2007 International Waveform Diversity and Design Conference.

[17]  Sushil Kumar Joshi,et al.  Spaceborne PolSAR Tomography for Forest Height Retrieval , 2017, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[18]  Xinwu Li,et al.  Three-Dimensional Structural Parameter Inversion of Buildings by Distributed Compressive Sensing-Based Polarimetric SAR Tomography Using a Small Number of Baselines , 2014, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[19]  Matteo Pardini,et al.  3-D SAR Tomography: The Multibaseline Sector Interpolation Approach , 2008, IEEE Geoscience and Remote Sensing Letters.

[20]  Richard Bamler,et al.  Super-Resolution Power and Robustness of Compressive Sensing for Spectral Estimation With Application to Spaceborne Tomographic SAR , 2012, IEEE Transactions on Geoscience and Remote Sensing.

[21]  Xinwu Li,et al.  Urban Area Tomography Using a Sparse Representation Based Two-Dimensional Spectral Analysis Technique , 2018, Remote. Sens..

[22]  Irena Hajnsek,et al.  L- and P-Band 3-D SAR Reflectivity Profiles Versus Lidar Waveforms: The AfriSAR Case , 2018, IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing.

[23]  Shefali Agrawal,et al.  Polarimetric SAR Interferometry based modeling for tree height and aboveground biomass retrieval in a tropical deciduous forest , 2017 .

[24]  Xinwu Li,et al.  Compressive Sensing for Multibaseline Polarimetric SAR Tomography of Forested Areas , 2016, IEEE Transactions on Geoscience and Remote Sensing.

[25]  F. Rocca,et al.  SAR tomography for the retrieval of forest biomass and height: cross-validation at two tropical forest sites in French Guiana , 2016 .

[26]  R. Houghton,et al.  Characterizing 3D vegetation structure from space: Mission requirements , 2011 .

[27]  Laurent Ferro-Famil,et al.  Three-Dimensional Imaging of Objects Concealed Below a Forest Canopy Using SAR Tomography at L-Band and Wavelet-Based Sparse Estimation , 2017, IEEE Geoscience and Remote Sensing Letters.

[28]  S. Goetz,et al.  Importance of biomass in the global carbon cycle , 2009 .

[29]  Gilda Schirinzi,et al.  Three-Dimensional SAR Focusing From Multipass Signals Using Compressive Sampling , 2011, IEEE Transactions on Geoscience and Remote Sensing.

[30]  Konstantinos Papathanassiou,et al.  On the Estimation of Ground and Volume Polarimetric Covariances in Forest Scenarios With SAR Tomography , 2017, IEEE Geoscience and Remote Sensing Letters.

[31]  Erich Meier,et al.  Analyzing Tomographic SAR Data of a Forest With Respect to Frequency, Polarization, and Focusing Technique , 2010, IEEE Transactions on Geoscience and Remote Sensing.

[32]  Xinwu Li,et al.  Three-Dimensional Structure Inversion of Buildings with Nonparametric Iterative Adaptive Approach Using SAR Tomography , 2018, Remote. Sens..

[33]  Richard Bamler,et al.  Tomographic SAR Inversion by $L_{1}$ -Norm Regularization—The Compressive Sensing Approach , 2010, IEEE Transactions on Geoscience and Remote Sensing.

[34]  Laurent Ferro-Famil,et al.  Polarimetric SAR tomography of tropical forests at P-Band , 2011, 2011 IEEE International Geoscience and Remote Sensing Symposium.

[35]  Andreas Reigber,et al.  Wavelet-Based Compressed Sensing for SAR Tomography of Forested Areas , 2012, IEEE Transactions on Geoscience and Remote Sensing.

[36]  Felix Morsdorf,et al.  Tomographic Imaging of a Forested Area By Airborne Multi-Baseline P-Band SAR , 2008, Sensors.

[37]  Xinwu Li,et al.  Multibaseline polarimetric synthetic aperture radar tomography of forested areas using wavelet-based distribution compressive sensing , 2015 .