Face recognition using facial shape indices with two different three-dimensional sensors

This paper describes a three-dimensional (3-D) face recognition system based on two different 3-D sensors. These sensors were used to overcome pose variation problems that cannot be effectively solved when working with 2-D images. We acquired input data based on a structured light system and compared them with 3-D faces acquired by a 3-D laser scanner. Due to differing data structures, we generated a selection of probe images and stored images (not only for head pose estimation but also for face recognition). Given an unknown range image, we extracted invariant facial features based on facial geometry and utilized the previously developed error-compensated singular-value decomposition method to estimate a head pose. Distinctive facial shape indices were defined and extracted based on facial curvature characteristics. The extracted indices have a different number and different distribution on each face image. When multiple matching possibilities are involved, dynamic programming (DP) is useful matching algorithm. DP merges data points in order to achieve better point-to-point matching by finding a matching path at minimum cost. Experimental results show that the proposed method obtained a 96.8% face recognition rate when working with 300 individuals under different pose variations.

[1]  Chitra Dorai,et al.  COSMOS - A Representation Scheme for 3D Free-Form Objects , 1997, IEEE Trans. Pattern Anal. Mach. Intell..

[2]  Shihong Lao,et al.  3D template matching for pose invariant face recognition using 3D facial model built with isoluminance line based stereo vision , 2000, Proceedings 15th International Conference on Pattern Recognition. ICPR-2000.

[3]  Haiyuan Wu,et al.  Head pose estimation using both color and feature information , 2000, Proceedings 15th International Conference on Pattern Recognition. ICPR-2000.

[4]  Witold Pedrycz,et al.  Face recognition: A study in information fusion using fuzzy integral , 2005, Pattern Recognit. Lett..

[5]  Thomas S. Huang,et al.  Motion and structure from feature correspondences: a review , 1994, Proc. IEEE.

[6]  Chin-Seng Chua,et al.  Facial feature detection and face recognition from 2D and 3D images , 2002, Pattern Recognit. Lett..

[7]  J. Cartoux,et al.  Face authentification or recognition by profile extraction from range images , 1989, [1989] Proceedings. Workshop on Interpretation of 3D Scenes.

[8]  Thomas Vetter,et al.  Face Recognition Based on Fitting a 3D Morphable Model , 2003, IEEE Trans. Pattern Anal. Mach. Intell..

[9]  Azriel Rosenfeld,et al.  Face recognition: A literature survey , 2003, CSUR.

[10]  Xinhua Zhuang,et al.  Pose estimation from corresponding point data , 1989, IEEE Trans. Syst. Man Cybern..

[11]  Patrick J. Flynn,et al.  Face Recognition Using 2D and 3D Facial Data , 2003 .

[12]  Feng Han,et al.  3D human face recognition using point signature , 2000, Proceedings Fourth IEEE International Conference on Automatic Face and Gesture Recognition (Cat. No. PR00580).

[13]  Horst Bunke,et al.  Face recognition using range images , 1997, Proceedings. International Conference on Virtual Systems and MultiMedia VSMM '97 (Cat. No.97TB100182).

[14]  Evangelos E. Milios,et al.  Matching range images of human faces , 1990, [1990] Proceedings Third International Conference on Computer Vision.

[15]  Andrea J. van Doorn,et al.  Surface shape and curvature scales , 1992, Image Vis. Comput..

[16]  K. S. Arun,et al.  Least-Squares Fitting of Two 3-D Point Sets , 1987, IEEE Transactions on Pattern Analysis and Machine Intelligence.

[17]  Michael G. Strintzis,et al.  Use of depth and colour eigenfaces for face recognition , 2003, Pattern Recognit. Lett..

[18]  Rama Chellappa,et al.  Human and machine recognition of faces: a survey , 1995, Proc. IEEE.

[19]  Anil K. Jain,et al.  Three-dimensional model based face recognition , 2004, ICPR 2004.

[20]  Gordon Erlebacher,et al.  A novel technique for face recognition using range imaging , 2003, Seventh International Symposium on Signal Processing and Its Applications, 2003. Proceedings..

[21]  Hiromi T. Tanaka,et al.  Curvature-based face surface recognition using spherical correlation. Principal directions for curved object recognition , 1998, Proceedings Third IEEE International Conference on Automatic Face and Gesture Recognition.

[22]  I. Masuda,et al.  3D facial image analysis for human identification , 1992, [1992] Proceedings. 11th IAPR International Conference on Pattern Recognition.

[23]  Kwanghoon Sohn,et al.  Three-dimensional sensor-based face recognition. , 2005, Applied optics.

[24]  Gaile G. Gordon,et al.  Face recognition based on depth and curvature features , 1992, Proceedings 1992 IEEE Computer Society Conference on Computer Vision and Pattern Recognition.

[25]  Anil K. Jain,et al.  Matching 2.5D Scans for Face Recognition , 2004, ICBA.

[26]  Qian Chen,et al.  3D head pose estimation without feature tracking , 1998, Proceedings Third IEEE International Conference on Automatic Face and Gesture Recognition.

[27]  Gaile G. Gordon,et al.  Face recognition based on depth maps and surface curvature , 1991, Optics & Photonics.

[28]  Kazuyuki Hattori,et al.  Estimating pose of human face based on symmetry plane using range and intensity images , 1998, Proceedings. Fourteenth International Conference on Pattern Recognition (Cat. No.98EX170).