MIMO Radar Space–Time Adaptive Processing Using Prolate Spheroidal Wave Functions

In the traditional transmitting beamforming radar system, the transmitting antennas send coherent waveforms which form a highly focused beam. In the multiple-input multiple-output (MIMO) radar system, the transmitter sends noncoherent (possibly orthogonal) broad (possibly omnidirectional) waveforms. These waveforms can be extracted at the receiver by a matched filterbank. The extracted signals can be used to obtain more diversity or to improve the spatial resolution for clutter. This paper focuses on space-time adaptive processing (STAP) for MIMO radar systems which improves the spatial resolution for clutter. With a slight modification, STAP methods developed originally for the single-input multiple-output (SIMO) radar (conventional radar) can also be used in MIMO radar. However, in the MIMO radar, the rank of the jammer-and-clutter subspace becomes very large, especially the jammer subspace. It affects both the complexity and the convergence of the STAP algorithm. In this paper, the clutter space and its rank in the MIMO radar are explored. By using the geometry of the problem rather than data, the clutter subspace can be represented using prolate spheroidal wave functions (PSWF). A new STAP algorithm is also proposed. It computes the clutter space using the PSWF and utilizes the block-diagonal property of the jammer covariance matrix. Because of fully utilizing the geometry and the structure of the covariance matrix, the method has very good SINR performance and low computational complexity.

[1]  D. J. Rabideau,et al.  Ubiquitous MIMO multifunction digital array radar , 2003, The Thrity-Seventh Asilomar Conference on Signals, Systems & Computers, 2003.

[2]  Rick S. Blum,et al.  Performance of MIMO radar systems: advantages of angular diversity , 2004, Conference Record of the Thirty-Eighth Asilomar Conference on Signals, Systems and Computers, 2004..

[3]  H. Pollak,et al.  Prolate spheroidal wave functions, fourier analysis and uncertainty — III: The dimension of the space of essentially time- and band-limited signals , 1962 .

[4]  Richard Klemm,et al.  Adaptive clutter suppression for airborne phased array radars , 1983 .

[5]  Chongzhao Han,et al.  Direct data domain approach to space-time adaptive signal processing , 2004, ICARCV 2004 8th Control, Automation, Robotics and Vision Conference, 2004..

[6]  Nathan A. Goodman,et al.  On Clutter Rank Observed by Arbitrary Arrays , 2007, IEEE Transactions on Signal Processing.

[7]  H.A. Khan,et al.  Ultra wideband multiple-input multiple-output radar , 2005, IEEE International Radar Conference, 2005..

[8]  Harry L. Van Trees,et al.  Optimum Array Processing: Part IV of Detection, Estimation, and Modulation Theory , 2002 .

[9]  A.M. Haimovich,et al.  Eigenanalysis-based space-time adaptive radar: performance analysis , 1997, IEEE Transactions on Aerospace and Electronic Systems.

[10]  Richard Klemm,et al.  Space-time adaptive processing , 1998 .

[11]  Mark A. Richards,et al.  Fundamentals of Radar Signal Processing , 2005 .

[12]  Rick S. Blum,et al.  MIMO radar: an idea whose time has come , 2004, Proceedings of the 2004 IEEE Radar Conference (IEEE Cat. No.04CH37509).

[13]  J. Keener Principles of Applied Mathematics , 2019 .

[14]  J. Capon High-resolution frequency-wavenumber spectrum analysis , 1969 .

[15]  D.W. Bliss,et al.  Multiple-input multiple-output (MIMO) radar: performance issues , 2004, Conference Record of the Thirty-Eighth Asilomar Conference on Signals, Systems and Computers, 2004..

[16]  D. Fuhrmann,et al.  Transmit beamforming for MIMO radar systems using partial signal correlation , 2004, Conference Record of the Thirty-Eighth Asilomar Conference on Signals, Systems and Computers, 2004..

[17]  Daniel W. Bliss,et al.  Multiple-input multiple-output (MIMO) radar and imaging: degrees of freedom and resolution , 2003, The Thrity-Seventh Asilomar Conference on Signals, Systems & Computers, 2003.

[18]  I. Reed,et al.  Rapid Convergence Rate in Adaptive Arrays , 1974, IEEE Transactions on Aerospace and Electronic Systems.

[19]  D. Fuhrmann,et al.  Beampattern synthesis for wideband MIMO radar systems , 2005, 1st IEEE International Workshop on Computational Advances in Multi-Sensor Adaptive Processing, 2005..

[20]  Joseph R. Guerci,et al.  Optimal and adaptive reduced-rank STAP , 2000, IEEE Trans. Aerosp. Electron. Syst..

[21]  Alexander M. Haimovich,et al.  Spatial Diversity in Radars—Models and Detection Performance , 2006, IEEE Transactions on Signal Processing.

[22]  R. Klemm Principles of Space-Time Adaptive Processing , 2002 .

[23]  H.A. Khan,et al.  Doppler problems in orthogonal MIMO radars , 2006, 2006 IEEE Conference on Radar.

[24]  B. Carlson Covariance matrix estimation errors and diagonal loading in adaptive arrays , 1988 .

[25]  Louis L. Scharf,et al.  A Multistage Representation of the Wiener Filter Based on Orthogonal Projections , 1998, IEEE Trans. Inf. Theory.

[26]  D.W. Bliss,et al.  Waveform Correlation and Optimization Issues for MIMO Radar , 2005, Conference Record of the Thirty-Ninth Asilomar Conference onSignals, Systems and Computers, 2005..

[27]  James Ward,et al.  Space-time adaptive processing for airborne radar , 1998 .

[28]  Charles R. Johnson,et al.  Matrix analysis , 1985, Statistical Inference for Engineers and Data Scientists.

[29]  F.C. Robey,et al.  MIMO radar theory and experimental results , 2004, Conference Record of the Thirty-Eighth Asilomar Conference on Signals, Systems and Computers, 2004..

[30]  Wasfy B. Mikhael,et al.  Estimation of the clutter rank in the case of subarraying for space-time adaptive processing , 1997 .

[31]  Benjamin Friedlander A subspace method for space time adaptive processing , 2005, IEEE Transactions on Signal Processing.

[32]  P. P. Vaidyanathan,et al.  Quadratically Constrained Beamforming Robust Against Direction-of-Arrival Mismatch , 2007, IEEE Transactions on Signal Processing.

[33]  R. Klemm Adaptive air- and spaceborne MTI under jamming conditions , 1993, The Record of the 1993 IEEE National Radar Conference.

[34]  Stephen P. Boyd,et al.  Robust minimum variance beamforming , 2003, The Thrity-Seventh Asilomar Conference on Signals, Systems & Computers, 2003.

[35]  D. Ramakrishnan,et al.  MIMO Radar Space-Time Adaptive Processing for Multipath Clutter Mitigation , 2006, Fourth IEEE Workshop on Sensor Array and Multichannel Processing, 2006..

[36]  Richard Klemm,et al.  Introduction to space-time adaptive processing , 1998 .