Predictions and determinants of size-resolved particle infiltration factors in single-family homes in the U.S.

Because people spend the majority of their time indoors and particles of outdoor origin infiltrate into buildings with varying efficiencies, human exposure to outdoor particles often occurs indoors. Relying on ambient measurements of particle concentrations alone can result in significant exposure misclassification in epidemiological studies; however, there remains a need to improve fundamental knowledge of the variation of particle infiltration across the building stock, particularly in residences. Therefore, this work develops a Monte Carlo simulation tool to predict the statistical distribution of time-averaged sizeresolved indoor proportions of outdoor particles, or ‘infiltration factors’, for 0.001e10 mm particles across the U.S. single-family residential building stock. The model is then used to estimate the likely bounds of size-resolved infiltration factors and to identify the most important influencing factors using best available data for nationwide distributions of several model inputs, including air exchange rates, envelope penetration factors, deposition rates, and others. Results suggest that size-resolved infiltration factors vary highly across U.S. residences, which is consistent with existing experimental data. Sizeresolved infiltration factors were strongly dependent on home characteristics and were predicted to vary by a factor of w20 to more than 100 from the least protective of homes (99th percentile) compared to the most protective (1st percentile), depending on particle size. These results suggest that a wide variability in size-resolved infiltration factors among U.S. residences should be accounted for in future epidemiology studies. This work also identifies several existing data gaps that should be addressed to improve knowledge of size-resolved infiltration factors in homes.

[1]  W. Nazaroff Indoor particle dynamics. , 2004, Indoor air.

[2]  David E. Burmaster,et al.  Residential Air Exchange Rates in the United States: Empirical and Estimated Parametric Distributions by Season and Climatic Region , 1995 .

[3]  Ralf Zimmermann,et al.  Seasonal and diurnal variation of PM2.5 apparent particle density in urban air in Augsburg, Germany. , 2008, Environmental science & technology.

[4]  Max H. Sherman,et al.  Ventilation Behavior and Household Characteristics in NewCalifornia Houses , 2006 .

[5]  Martin Ebert,et al.  Characterization and parameterization of atmospheric particle number‐, mass‐, and chemical‐size distributions in central Europe during LACE 98 and MINT , 2002 .

[6]  Stefano Tarantola,et al.  Sensitivity analysis practices: Strategies for model-based inference , 2006, Reliab. Eng. Syst. Saf..

[7]  Xiaohong Xu,et al.  Factors influencing variability in the infiltration of PM2.5 mass and its components , 2012 .

[8]  Ron Johnson,et al.  HVAC air-quality model and its use to test a PM2.5 control strategy , 2008 .

[9]  Alvin C.K. Lai,et al.  Modeling Indoor Particle Deposition from Turbulent Flow onto Smooth Surfaces , 2000 .

[10]  Lidia Morawska,et al.  Particle deposition rates in residential houses , 2005 .

[11]  E Diapouli,et al.  Estimating the concentration of indoor particles of outdoor origin: A review , 2013, Journal of the Air & Waste Management Association.

[12]  Andrey Khlystov,et al.  Ambient aerosol size distributions and number concentrations measured during the Pittsburgh Air Quality Study (PAQS) , 2004 .

[13]  Yifang Zhu,et al.  Penetration of freeway ultrafine particles into indoor environments , 2005 .

[14]  Matthias Ketzel,et al.  Association between short-term exposure to ultrafine particles and hospital admissions for stroke in Copenhagen, Denmark. , 2010, European heart journal.

[15]  Jonathan I Levy,et al.  The benefits of whole-house in-duct air cleaning in reducing exposures to fine particulate matter of outdoor origin: A modeling analysis , 2010, Journal of Exposure Science and Environmental Epidemiology.

[16]  L. E. Sparks,et al.  Penetration of Particles into Buildings and Associated Physical Factors. Part I: Model Development and Computer Simulations , 2001 .

[17]  L. Wallace,et al.  Quantifying the contribution of ambient and indoor-generated fine particles to indoor air in residential environments. , 2014, Indoor air.

[18]  J. Schwartz,et al.  Increased asthma medication use in association with ambient fine and ultrafine particles , 2002, European Respiratory Journal.

[19]  Andrew K. Persily,et al.  Impacts of airtightening retrofits on ventilation rates and energy consumption in a manufactured hom , 2010 .

[20]  Qing Yu Meng,et al.  PM2.5 of ambient origin: estimates and exposure errors relevant to PM epidemiology. , 2005, Environmental science & technology.

[21]  Qing Yu Meng,et al.  Influence of ambient (outdoor) sources on residential indoor and personal PM2.5 concentrations: Analyses of RIOPA data , 2005, Journal of Exposure Analysis and Environmental Epidemiology.

[22]  Rosalind J Wright,et al.  Effects of exposure measurement error in the analysis of health effects from traffic-related air pollution , 2010, Journal of Exposure Science and Environmental Epidemiology.

[23]  P J Catalano,et al.  Using time- and size-resolved particulate data to quantify indoor penetration and deposition behavior. , 2001, Environmental science & technology.

[24]  Halûk Özkaynak,et al.  The use of improved exposure factors in the interpretation of fine particulate matter epidemiological results , 2013, Air Quality, Atmosphere & Health.

[25]  L Morawska,et al.  Effect of ventilation and filtration on submicrometer particles in an indoor environment. , 2000, Indoor air.

[26]  L. Sheppard,et al.  Long-term exposure to air pollution and incidence of cardiovascular events in women. , 2007, The New England journal of medicine.

[27]  Lianne Sheppard,et al.  Modeling the Residential Infiltration of Outdoor PM2.5 in the Multi-Ethnic Study of Atherosclerosis and Air Pollution (MESA Air) , 2012, Environmental health perspectives.

[28]  C. Stanier,et al.  An Algorithm for Combining Electrical Mobility and Aerodynamic Size Distributions Data when Measuring Ambient Aerosol Special Issue of Aerosol Science and Technology on Findings from the Fine Particulate Matter Supersites Program , 2004 .

[29]  Christopher M. Long,et al.  Indoor-Outdoor Relationships and Infiltration Behavior of Elemental Components of Outdoor PM2.5 for Boston-Area Homes , 2004 .

[30]  J. Burke,et al.  Refined ambient PM2.5 exposure surrogates and the risk of myocardial infarction , 2013, Journal of Exposure Science and Environmental Epidemiology.

[31]  Sarah C. Taylor-Lange,et al.  The contribution of fly ash toward indoor radon pollution from concrete , 2012 .

[32]  Howard H. Chang,et al.  Spatiotemporally-Resolved Air Exchange Rate as a Modifier of Acute Air Pollution-Related Morbidity , 2013 .

[33]  Ulrich Franck,et al.  Spatio-temporal variability and principal components of the particle number size distribution in an urban atmosphere , 2008 .

[34]  J. Siegel,et al.  Ultrafine particle removal by residential heating, ventilating, and air-conditioning filters. , 2013, Indoor air.

[35]  Tom Long,et al.  Determining the frequency of open windows in residences: a pilot study in Durham, North Carolina during varying temperature conditions , 2005, Journal of Exposure Analysis and Environmental Epidemiology.

[36]  Francine Laden,et al.  Predictors of concentrations of nitrogen dioxide, fine particulate matter, and particle constituents inside of lower socioeconomic status urban homes , 2007, Journal of Exposure Science and Environmental Epidemiology.

[37]  A. Peters,et al.  Particulate Matter Air Pollution and Cardiovascular Disease: An Update to the Scientific Statement From the American Heart Association , 2010, Circulation.

[38]  G. Evans,et al.  Exploring Variation and Predictors of Residential Fine Particulate Matter Infiltration , 2010, International journal of environmental research and public health.

[39]  David Marr,et al.  The influence of opening windows and doors on the natural ventilation rate of a residential building , 2012, HVAC&R Research.

[40]  Jonathan Thornburg,et al.  The Research Triangle Park particulate matter panel study: modeling ambient source contribution to personal and residential PM mass concentrations , 2003 .

[41]  P. Lawless,et al.  Characterization of Indoor-Outdoor Aerosol Concentration Relationships during the Fresno PM Exposure Studies , 2001 .

[42]  Jelle Laverge,et al.  Performance assessment of residential mechanical exhaust ventilation systems dimensioned in accordance with Belgian, British, Dutch, French and ASHRAE standards , 2013 .

[43]  Atila Novoselac,et al.  Operational characteristics of residential and light-commercial air-conditioning systems in a hot an , 2011 .

[44]  Joel Schwartz,et al.  Ambient air pollution and the risk of acute ischemic stroke. , 2012, Archives of internal medicine.

[45]  John D Spengler,et al.  Whole House Particle Removal and Clean Air Delivery Rates for In-Duct and Portable Ventilation Systems , 2008, Journal of the Air & Waste Management Association.

[46]  Brent Stephens,et al.  Comparison of Test Methods for Determining the Particle Removal Efficiency of Filters in Residential and Light-Commercial Central HVAC Systems , 2012 .

[47]  L. Wallace,et al.  Continuous measurements of air change rates in an occupied house for 1 year: The effect of temperature, wind, fans, and windows* , 2002, Journal of Exposure Analysis and Environmental Epidemiology.

[48]  J. A. Siegel,et al.  Penetration of ambient submicron particles into single-family residences and associations with building characteristics. , 2012, Indoor air.

[49]  T. L. Thatcher,et al.  Use of time- and chemically resolved particulate data to characterize the infiltration of outdoor PM2.5 into a residence in the San Joaquin Valley. , 2003, Environmental science & technology.

[50]  M. Waring,et al.  Predicting secondary organic aerosol formation from terpenoid ozonolysis with varying yields in indoor environments. , 2012, Indoor air.

[51]  M. Brauer,et al.  Modeling residential fine particulate matter infiltration for exposure assessment , 2009, Journal of Exposure Science and Environmental Epidemiology.

[52]  Tracy L. Thatcher,et al.  Using Regional Data and Building Leakage to Assess Indoor Concentrations of Particles of Outdoor Origin , 2007 .

[53]  William W. Nazaroff,et al.  Experiments Measuring Particle Deposition from Fully Developed Turbulent Flow in Ventilation Ducts , 2004 .

[54]  Qi Zhang,et al.  Variability in the fraction of ambient fine particulate matter found indoors and observed heterogeneity in health effect estimates , 2012, Journal of Exposure Science and Environmental Epidemiology.

[55]  Howard H. Chang,et al.  Spatiotemporally resolved air exchange rate as a modifier of acute air pollution-related morbidity in Atlanta , 2013, Journal of Exposure Science and Environmental Epidemiology.

[56]  A. Peters,et al.  Daily mortality and particulate matter in different size classes in Erfurt, Germany , 2007, Journal of Exposure Science and Environmental Epidemiology.

[57]  Man Pun Wan,et al.  Penetration coefficient and deposition rate as a function of particle size in non-smoking naturally ventilated residences , 2003 .

[58]  Kang Sun,et al.  Estimation of size-resolved ambient particle density based on the measurement of aerosol number, mass, and chemical size distributions in the winter in Beijing. , 2012, Environmental science & technology.

[59]  Nancy J. Brown,et al.  A Concentration Rebound Method for Measuring Particle Penetration and Deposition in the Indoor Environment , 2002 .

[60]  L Morawska,et al.  Control strategies for sub-micrometer particles indoors: model study of air filtration and ventilation. , 2003, Indoor air.

[61]  Qing Yu Meng,et al.  Determinants of Indoor and Personal Exposure to PM(2.5) of Indoor and Outdoor Origin during the RIOPA Study. , 2009, Atmospheric environment.

[62]  Andrew K. Persily,et al.  Infiltration of outdoor ultrafine particles into a test house. , 2010, Environmental science & technology.

[63]  Bin Zhao,et al.  Modeling particle deposition from fully developed turbulent flow in ventilation duct , 2006 .

[64]  J. Schwartz,et al.  Using sulfur as a tracer of outdoor fine particulate matter. , 2002, Environmental science & technology.

[65]  W W Nazaroff,et al.  Ultrafine particle concentrations and exposures in seven residences in northern California. , 2011, Indoor air.

[66]  Jonathan Thornburg,et al.  A pilot study of the influence of residential HAC duty cycle on indoor air quality , 2004 .

[67]  Uve Matson,et al.  Comparison of the modelling and the experimental results on concentrations of ultra-fine particles indoors , 2005 .

[68]  W. H. Engelmann,et al.  The National Human Activity Pattern Survey (NHAPS): a resource for assessing exposure to environmental pollutants , 2001, Journal of Exposure Analysis and Environmental Epidemiology.

[69]  Michael D. Sohn,et al.  Analyzing a database of residential air leakage in the United States , 2005 .

[70]  M S Waring,et al.  Particle loading rates for HVAC filters, heat exchangers, and ducts. , 2008, Indoor air.

[71]  Xiaohong Xu,et al.  Residential indoor and outdoor ultrafine particles in Windsor, Ontario , 2011 .

[72]  A. Afshari,et al.  Characterization of indoor sources of fine and ultrafine particles: a study conducted in a full-scale chamber. , 2005, Indoor air.

[73]  Charles J. Weschler,et al.  Indoor Exposure to “Outdoor PM10”: Assessing Its Influence on the Relationship Between PM10 and Short-term Mortality in U.S. Cities , 2012, Epidemiology.

[74]  S J Emmerich,et al.  Modeled infiltration rate distributions for U.S. housing. , 2010, Indoor air.

[75]  R. Burnett,et al.  Lung cancer, cardiopulmonary mortality, and long-term exposure to fine particulate air pollution. , 2002, JAMA.

[76]  J. Burke,et al.  A population exposure model for particulate matter: case study results for PM2.5 in Philadelphia, PA , 2001, Journal of Exposure Analysis and Environmental Epidemiology.

[77]  J. Burke,et al.  Influence of human activity patterns, particle composition, and residential air exchange rates on modeled distributions of PM2.5 exposure compared with central-site monitoring data , 2013, Journal of Exposure Science and Environmental Epidemiology.

[78]  David S. Ensor,et al.  Fractional Aerosol Filtration Efficiency of In‐Duct Ventilation Air Cleaners , 1994 .

[79]  Thomas E McKone,et al.  Indoor particulate matter of outdoor origin: importance of size-dependent removal mechanisms. , 2002, Environmental science & technology.

[80]  C. N. Davies,et al.  CHAPTER 9 – FILTRATION , 1964 .

[81]  Will Ollison,et al.  A pilot study using scripted ventilation conditions to identify key factors affecting indoor pollutant concentration and air exchange rate in a residence , 2004, Journal of Exposure Analysis and Environmental Epidemiology.

[82]  N. Klepeis,et al.  Modeling Residential Exposure to Secondhand Tobacco Smoke , 2006 .

[83]  Yifang Zhu,et al.  Evaluation of the SMPS–APS system as a continuous monitor for measuring PM2.5, PM10 and coarse (PM2.5−10) concentrations , 2002 .

[84]  A. Peters,et al.  Respiratory effects are associated with the number of ultrafine particles. , 1997, American journal of respiratory and critical care medicine.

[85]  Lance Wallace,et al.  Indoor Sources of Ultrafine and Accumulation Mode Particles: Size Distributions, Size-Resolved Concentrations, and Source Strengths , 2006 .

[86]  P. Tiittanen,et al.  Ultrafine particles in urban air and respiratory health among adult asthmatics. , 2001, The European respiratory journal.

[87]  Bin Zhao,et al.  Review of relationship between indoor and outdoor particles: I/O ratio, infiltration factor and penetration factor , 2011 .

[88]  B. Turpin,et al.  Shifts in the Gas-Particle Partitioning of Ambient Organics with Transport into the Indoor Environment , 2014 .

[89]  Adams Rackes,et al.  Modeling impacts of dynamic ventilation strategies on indoor air quality of offices in six US cities , 2013 .

[90]  Steven J. Emmerich,et al.  Effect of central fans and in-duct filters on deposition rates of ultrafine and fine particles in an occupied townhouse , 2004 .

[91]  C. Sioutas,et al.  Determination of Particle Effective Density in Urban Environments with a Differential Mobility Analyzer and Aerosol Particle Mass Analyzer , 2006 .

[92]  Derrick Crump,et al.  Ventilation and indoor air quality in new homes , 2005 .