Railway Accidents Caused by Human Error

Accident investigation and analysis are key to reinforcing and improving railway safety. Many railway accidents have been caused by degraded human performance and human error, and the tasks of train drivers and signalers have remained essentially the same. Although new technologies and equipment have gradually reduced railway operation accidents, no investigation has been conducted to investigate whether railway performance shaping factors (R-PSFs), attributed to degraded human performance, have changed or remained constant. Focusing on UK railways, this paper analyzes railway accidents involving human error for the period 1945 to 2012. The purpose of the analysis is twofold: to identify whether the number and type of factors that affect human performance and contribute to human errors have changed during this period and to assess the quality of data collected by investigation reports and to determine whether the collection of such data has evolved and improved. The analysis identifies the number of R-PSFs and their relationship to such variables as responsible personnel, immediate causes, and the time and location of the event. The contribution of those variables to the severity of an accident is calculated. Moreover, any changes in trends and patterns in the number of R-PSFs over time are explored through smoothing techniques of time series analysis. Finally, the quality of the collected data is analyzed with the data quality index. Results show that data investigation and data collection have significantly improved. However, although accident rates have decreased, the average number and type of factors that affect human performance have remained the same.

[1]  W Gibson,et al.  Incident Factor Classification System , 2013 .

[2]  Richard Y. Wang,et al.  Data Quality Assessment , 2002 .

[3]  Andrew W Evans,et al.  Fatal train accidents on Europe's railways: 1980-2009. , 2014, Accident; analysis and prevention.

[4]  D. Goda Statistics: A Tool for Social Research , 1992 .

[5]  G. R. J. Hockey,et al.  The railway as a socio-technical system: Human factors at the heart of successful rail engineering , 2007 .

[6]  Erik Hollnagel,et al.  Cognitive reliability and error analysis method , 1998 .

[7]  Gudela Grote,et al.  Development and Assessment of Taxonomy for Performance-Shaping Factors for Railway Operations , 2012 .

[8]  E. Liski An Introduction to Categorical Data Analysis, 2nd Edition by Alan Agresti , 2007 .

[9]  Miltos Kyriakidis,et al.  Developing a human performance railway operational index to enhance safety of railway operations , 2013 .

[10]  Arnab Majumdar,et al.  Developing and Testing Model of Data Quality for Safety Management Information Systems: Exploratory Study in British Railway Industry , 2013 .

[11]  Daniel E Maurino ICAO SUPPORTS PROACTIVE APPROACH TO MANAGING HUMAN FACTORS ISSUES RELATED TO ADVANCED TECHNOLOGY , 1998 .

[12]  Arnab Majumdar,et al.  A Data Based Framework to Identify the Most Significant Performance Shaping Factors in Railway Operations , 2014 .

[13]  A. Agresti An introduction to categorical data analysis , 1997 .

[14]  Jürgen G. Backhaus,et al.  The Pareto Principle , 1980 .

[15]  Neville Davies,et al.  Time Series Models, 2nd Edn. , 1995 .

[16]  Katrina M. Groth,et al.  A DATA-INFORMED MODEL OF PERFORMANCE SHAPING FACTORS FOR USE IN HUMAN RELIABILITY ANALYSIS , 2009 .

[17]  Balbir S. Dhillon Human Reliability and Error in Transportation Systems , 2007 .

[18]  Arnab Majumdar,et al.  A Framework for Assessing the Quality of Aviation Safety Databases , 2014 .

[19]  Andy P. Field,et al.  Discovering Statistics Using SPSS , 2000 .

[20]  Ronald L. Boring,et al.  The Measure of human error: Direct and indirect performance shaping factors , 2007, 2007 IEEE 8th Human Factors and Power Plants and HPRCT 13th Annual Meeting.

[21]  J Braband,et al.  Statistical analysis of railway safety performance in the European Union , 2011 .

[22]  J. Tebbs,et al.  An Introduction to Categorical Data Analysis , 2008 .

[23]  Andy Field,et al.  Discovering statistics using SPSS, 2nd ed. , 2005 .