Defining Agency: Individuality, Normativity, Asymmetry, and Spatio-temporality in Action

The concept of agency is of crucial importance in cognitive science and artificial intelligence, and it is often used as an intuitive and rather uncontroversial term, in contrast to more abstract and theoretically heavily weighted terms such as intentionality , rationality, or mind. However, most of the available definitions of agency are too loose or unspecific to allow for a progressive scientific research program. They implicitly and unproblematically assume the features that characterize agents, thus obscuring the full potential and challenge of modeling agency. We identify three conditions that a system must meet in order to be considered as a genuine agent: (a) a system must define its own individuality, (b) it must be the active source of activity in its environment (interactional asymmetry), and (c) it must regulate this activity in relation to certain norms (normativity). We find that even minimal forms of proto-cellular systems can already provide a paradigmatic example of genuine agency. By abstracting away some specific details of minimal models of living agency we define the kind of organization that is capable of meeting the required conditions for agency (which is not restricted to living organisms). On this basis, we define agency as an autonomous organization that adaptively regulates its coupling with its environment and contributes to sustaining itself as a consequence. We find that spatiality and temporality are the two fundamental domains in which agency spans at different scales. We conclude by giving an outlook for the road that lies ahead in the pursuit of understanding, modeling, and synthesizing agents.

[1]  T. S. Collett,et al.  Landmark learning in bees , 1983, Journal of comparative physiology.

[2]  R. A. Brooks,et al.  Intelligence without Representation , 1991, Artif. Intell..

[3]  P. Maes Modeling adaptive autonomous agents , 1993 .

[4]  F. J. Langdon,et al.  The Child's Conception of Space , 1967 .

[5]  M. Wheeler Reconstructing the Cognitive World: The Next Step , 2005 .

[6]  Randall D. Beer,et al.  The brain has a body: adaptive behavior emerges from interactions of nervous system, body and environment , 1997, Trends in Neurosciences.

[7]  Nicholas R. Jennings,et al.  Intelligent agents: theory and practice , 1995, The Knowledge Engineering Review.

[8]  Steen Rasmussen,et al.  Protocells : bridging nonliving and living matter , 2008 .

[9]  Takashi Ikegami,et al.  From a homeostatic to a homeodynamic self , 2008, Biosyst..

[10]  Yasuo Kuniyoshi,et al.  Methods for Quantifying the Causal Structure of bivariate Time Series , 2007, Int. J. Bifurc. Chaos.

[11]  Fabio Mavelli,et al.  On the way towards 'basic autonomous agents': Stochastic simulations of minimal lipid-peptide cells , 2008, Biosyst..

[12]  H. Hendriks-Jansen Catching Ourselves in the Act: Situated Activity, Interactive Emergence, Evolution, and Human Thought , 1996 .

[13]  W. Christensen,et al.  Autonomy and the emergence of intelligence: Organised interactive construction , 2000 .

[14]  Marieke Rohde,et al.  Evolutionary Robotics Simulation Models in the Study of Human Behaviour and Cognition , 2008 .

[15]  A. Pérez-Villalba Rhythms of the Brain, G. Buzsáki. Oxford University Press, Madison Avenue, New York (2006), Price: GB £42.00, p. 448, ISBN: 0-19-530106-4 , 2008 .

[16]  Jean Piaget,et al.  The child's conception of time; , 1969 .

[17]  R. Dawkins The selfish gene, 30th anniversary ed. , 2006 .

[18]  Andrew Philippides,et al.  Flexible Couplings: Diffusing Neuromodulators and Adaptive Robotics , 2005, Artificial Life.

[19]  E. D. Di Paolo Extended Life , 2008 .

[20]  Evan Thompson,et al.  Life and mind: From autopoiesis to neurophenomenology. A tribute to Francisco Varela , 2004 .

[21]  Arthur C. Graesser,et al.  Is it an Agent, or Just a Program?: A Taxonomy for Autonomous Agents , 1996, ATAL.

[22]  H. Jonas,et al.  Biological Foundations of Individuality , 1968 .

[23]  K. Von Maltzahn Problems of Life, An Evaluation of Modern Biological Thought , 1953, The Yale Journal of Biology and Medicine.

[24]  Mark H. Bickhard,et al.  The Process Dynamics of Normative Function , 2002 .

[25]  Xabier E. Barandiaran,et al.  Modelling autonomy: Simulating the essence of life and cognition , 2008, Biosyst..

[26]  H. Jonas The phenomenon of life: toward a philosophical biology , 1966 .

[27]  Anil K. Seth Measuring Autonomy by Multivariate Autoregressive Modelling , 2007, ECAL.

[28]  W. Ashby,et al.  Design for a brain; the origin of adaptive behavior , 2011 .

[29]  Artur Buchenau Kritik der reinen Vernunft , 1928 .

[30]  F. Varela Patterns of Life: Intertwining Identity and Cognition , 1997, Brain and Cognition.

[31]  Randall D. Beer,et al.  A Dynamical Systems Perspective on Agent-Environment Interaction , 1995, Artif. Intell..

[32]  Rolf Pfeifer,et al.  Understanding intelligence , 2020, Inequality by Design.

[33]  Hiroyuki Iizuka,et al.  How (not) to model autonomous behaviour , 2008, Biosyst..

[34]  Randall D. Beer,et al.  The Dynamics of Active Categorical Perception in an Evolved Model Agent , 2003, Adapt. Behav..

[35]  K. Ruiz-Mirazo,et al.  A Universal Definition of Life: Autonomy and Open-Ended Evolution , 2004, Origins of life and evolution of the biosphere.

[36]  Stuart A. Kauffman,et al.  Cellular Homeostasis, Epigenesis and Replication in Randomly Aggregated Macromolecular Systems , 1971 .

[37]  Alvaro Moreno,et al.  Searching for the roots of autonomy: The natural and artificial paradigms revisited , 2000 .

[38]  Kenneth L. Artis Design for a Brain , 1961 .

[39]  Peter R. Wills,et al.  Simulation of a Chemical Autonomous Agent , 2002 .

[40]  Xabier E. Barandiaran Conceptual Models and Synthetic Methodologies for a Post-Cognitivist Psychology , 2007 .

[41]  J. Todd,et al.  INVESTIGATIONS , 1984, The Lancet.

[42]  E. Thompson Mind in Life , 2007 .

[43]  Eduardo Izquierdo-Torres,et al.  Is an Embodied System Ever Purely Reactive? , 2005, ECAL.

[44]  Bernd Rosslenbroich,et al.  The evolution of multicellularity in animals as a shift in biological autonomy , 2005, Theory in Biosciences.

[45]  Evan Thompson,et al.  Life and Mind: From Autopoiesis to Neurophenomenology , 2009 .

[46]  J. Piaget Biology and knowledge;: An essay on the relations between organic regulations and cognitive processes , 1971 .

[47]  Xabier E. Barandiaran Behavioral Adaptive Autonomy. A milestone on the Alife route to AI , 2004 .

[48]  A. Moreno,et al.  An Organizational Account of Biological Functions , 2009, The British Journal for the Philosophy of Science.

[49]  Stanley J. Rosenschein,et al.  A dynamical systems perspective on agent-environment interaction , 1996 .

[50]  Alvaro Moreno,et al.  Agency in Natural and Artificial Systems , 2005, Artificial Life.

[51]  E. Thompson,et al.  Mind in life : biology, phenomenology, and the sciences of mind , 2007 .

[52]  H. Maturana,et al.  Autopoiesis: the organization of living systems, its characterization and a model. , 1974, Currents in modern biology.

[53]  R. Rosen Life Itself: A Comprehensive Inquiry Into the Nature, Origin, and Fabrication of Life , 1991 .

[54]  Alfred R. Mele,et al.  Motivation and Agency , 2003 .

[55]  Peter Norvig,et al.  Artificial Intelligence: A Modern Approach , 1995 .

[56]  Robert Rosen,et al.  A relational theory of biological systems II , 1958 .

[57]  J. Gibson,et al.  The relation between visual and postural determinants of the phenomenal vertical. , 1952, Psychological review.

[58]  E. D. Paolo,et al.  Autopoiesis, Adaptivity, Teleology, Agency , 2005 .

[59]  G. Lakoff,et al.  Metaphors We Live by , 1982 .

[60]  Luc Steels,et al.  The "Artificial Life" Route to "Artificial Intelligence": Building Situated Embodied Agents , 1995 .

[61]  Takashi Ikegami,et al.  Fatty acid chemistry at the oil-water interface: self-propelled oil droplets. , 2007, Journal of the American Chemical Society.

[62]  F. Varela Principles of biological autonomy , 1979 .

[63]  Fred Keijzer,et al.  Principles of Minimal Cognition: Casting Cognition as Sensorimotor Coordination , 2006, Adapt. Behav..

[64]  Christian A. Ruckmick,et al.  The Mental Life , 1929 .

[65]  F. Varela,et al.  Life after Kant: Natural purposes and the autopoietic foundations of biological individuality , 2002 .

[66]  B. Fernández,et al.  Mental life. A naturalized approach to the autonomy of cognitive agents , 2008 .

[67]  Xabier E. Barandiaran,et al.  On What Makes Certain Dynamical Systems Cognitive: A Minimally Cognitive Organization Program , 2006, Adapt. Behav..

[68]  N. Boyce Life itself , 2018, The Lancet.

[69]  E. Szathmáry,et al.  The principles of life , 2003 .

[70]  M. Kalapos,et al.  ON THE CHEMOTON THEORY , 1997 .

[71]  Hiroyuki Iizuka,et al.  Toward Spinozist Robotics: Exploring the Minimal Dynamics of Behavioral Preference , 2007, Adapt. Behav..

[72]  E. D. Paolo,et al.  Organismically-inspired robotics: homeostatic adaptation and teleology beyond the closed sensorimotor loop , 2003 .

[73]  Marieke Rohde,et al.  Ascriptional and 'genuine' autonomy , 2008, Biosyst..

[74]  H. Maturana,et al.  Autopoiesis and Cognition , 1980 .

[75]  M. Rohde,et al.  Horizons for the Enactive Mind: Values, Social Interaction, and Play , 2010 .

[76]  Chrisantha Fernando,et al.  The origin of autonomous agents by natural selection , 2008, Biosyst..