The contribution of recollection and familiarity to recognition and source-memory judgments: a formal dual-process model and an analysis of receiver operating characteristics.

A formal dual-process model that assumes that memory judgments can be based on a threshold recollection process and a signal-detection-based familiarity process is proposed to account for both recognition and source-memory performance. The model was tested in 4 experiments by examining recognition and source-memory receiver operating characteristics (ROCs). In agreement with the predictions of the model, recognition and source memory dissociated in certain conditions. Recognition ROCs were curvilinear in probability space and relatively linear in z-space, as expected if recollection and familiarity contributed to performance. In contrast, source ROCs typically were linear and exhibited a pronounced U shape in z-space, as expected if performance primarily relied on recollection. However, in conditions in which familiarity was clearly indicative of an item's source, the source ROC became curvilinear, suggesting that participants could use familiarity as a basis for source judgments. Several alternative models, including the unequal-variance signal-detection model, were found to be inconsistent with the ROC data.

[1]  R Ratcliff,et al.  Process dissociation, single-process theories, and recognition memory. , 1995, Journal of experimental psychology. General.

[2]  A. Yonelinas,et al.  Distinctiveness in Recognition and Free Recall: The Role of Recollection in the Rejection of the Familiar☆☆☆★ , 1998 .

[3]  R T Knight,et al.  Recollection and familiarity deficits in amnesia: convergence of remember-know, process dissociation, and receiver operating characteristic data. , 1998, Neuropsychology.

[4]  F. Craik,et al.  Age differences in memory for item and source information. , 1987, Canadian journal of psychology.

[5]  Jonathan R. Treadwell,et al.  Status of recognition memory in amnesia. , 1993 .

[6]  E M Reingold,et al.  Toward a redefinition of implicit memory: process dissociations following elaborative processing and self-generation. , 1994, Journal of experimental psychology. Learning, memory, and cognition.

[7]  R. Shiffrin,et al.  A retrieval model for both recognition and recall. , 1984, Psychological review.

[8]  J D Gabrieli,et al.  Dissociations between familiarity processes in explicit recognition and implicit perceptual memory. , 1997, Journal of experimental psychology. Learning, memory, and cognition.

[9]  M. Moscovitch Memory and Working-with-Memory: A Component Process Model Based on Modules and Central Systems , 1992, Journal of Cognitive Neuroscience.

[10]  A J Parkin,et al.  Recollective experience, normal aging, and frontal dysfunction. , 1992, Psychology and aging.

[11]  L. Jacoby,et al.  On the relationship between autobiographical memory and perceptual learning. , 1981, Journal of experimental psychology. General.

[12]  B. Murdock,et al.  Strength theory and recognition memory , 1972 .

[13]  P. Suppes,et al.  Contemporary Developments in Mathematical Psychology , 1976 .

[14]  A. Yonelinas,et al.  Signal-Detection, Threshold, and Dual-Process Models of Recognition Memory: ROCs and Conscious Recollection , 1996, Consciousness and Cognition.

[15]  G. Bower,et al.  Eliciting cryptomnesia: unconscious plagiarism in a puzzle task. , 1993, Journal of experimental psychology. Learning, memory, and cognition.

[16]  Andrew P. Yonelinas,et al.  Separating conscious and unconscious influences of memory: measuring recollection , 1993 .

[17]  Role of memory strength in reality monitoring decisions: evidence from source attribution biases. , 1997, Journal of experimental psychology. Learning, memory, and cognition.

[18]  A. Pickering,et al.  Is Organic Amnesia Caused by a Selective Deficit in Remembering Contextual Information? , 1985, Cortex.

[19]  A. Yonelinas Recognition memory ROCs for item and associative information: The contribution of recollection and familiarity , 1997, Memory & cognition.

[20]  Daniel L. Schacter,et al.  Retrieval without Recollection: An Experimental Analysis of Source Amnesia , 1984 .

[21]  H. Akaike A new look at the statistical model identification , 1974 .

[22]  L. Jacoby,et al.  Direct versus indirect tests of memory for source: judgments of modality. , 1989, Journal of experimental psychology. Learning, memory, and cognition.

[23]  Arthur P. Shimamura,et al.  Source memory impairment in patients with frontal lobe lesions , 1989, Neuropsychologia.

[24]  W. Hirst,et al.  The amnesic syndrome: descriptions and explanations. , 1982, Psychological bulletin.

[25]  L L Jacoby,et al.  Automatic versus intentional uses of memory: aging, attention, and control. , 1993, Psychology and aging.

[26]  S. Gronlund,et al.  Global matching models of recognition memory: How the models match the data , 1996, Psychonomic bulletin & review.

[27]  A. Yonelinas Receiver-operating characteristics in recognition memory: evidence for a dual-process model. , 1994, Journal of experimental psychology. Learning, memory, and cognition.

[28]  G. Kimble,et al.  Recognition memory for words and pictures at short and long retention intervals , 1976, Memory & cognition.

[29]  Y. Takane,et al.  Structures in stimulus identification data. , 1992 .

[30]  G. Mandler Recognizing: The judgment of previous occurrence. , 1980 .

[31]  Andrew P. Yonelinas,et al.  The relation between conscious and unconscious (automatic) influences: A declaration of independence. , 1997 .

[32]  D. Stephen Lindsay,et al.  The Process-Dissociation Procedure and Similarity: Defining and Estimating Recollection and Familiarity in Recognition Memory , 1997 .

[33]  Marcia K. Johnson,et al.  Age differences in using source-relevant cues. , 1992, Psychology and aging.

[34]  L. Jacoby A process dissociation framework: Separating automatic from intentional uses of memory , 1991 .

[35]  B B Murdock,et al.  Criterion change in continuous recognition memory. , 1968, Journal of experimental psychology.

[36]  James L. McClelland,et al.  A Hippocampal Model of Recognition Memory , 1997, NIPS.

[37]  M K Johnson,et al.  Aging and source monitoring. , 1989, Psychology and aging.

[38]  Marcia K. Johnson,et al.  Source monitoring. , 1993, Psychological bulletin.

[39]  Andrew P. Yonelinas,et al.  Noncriterial Recollection: Familiarity as Automatic, Irrelevant Recollection , 1996, Consciousness and Cognition.

[40]  E. Tulving,et al.  Event-related brain potential correlates of two states of conscious awareness in memory. , 1997, Proceedings of the National Academy of Sciences of the United States of America.

[41]  Richard C. Atkinson,et al.  Search and decision processes in recognition memory. , 1974 .

[42]  Andrew P. Yonelinas,et al.  Recognition memory ROCs and the dual-process signal-detection model: Comment on Glanzer, Kim, Hilford, and Adams (1999). , 1999 .

[43]  Felicia A. Huppert,et al.  Recognition Memory in Amnesic Patients: Effect of Temporal Context and Familiarity of Material , 1976, Cortex.

[44]  R. Kinchla Comments on Batchelder and Riefer's multinomial model for source monitoring. , 1994, Psychological review.

[45]  Jeffrey P. Toth,et al.  Conceptual automaticity in recognition memory: levels-of-processing effects on familiarity. , 1996, Canadian journal of experimental psychology = Revue canadienne de psychologie experimentale.

[46]  M. W. Brown,et al.  Episodic memory, amnesia, and the hippocampal–anterior thalamic axis , 1999, Behavioral and Brain Sciences.

[47]  J. Kounios,et al.  Time-course studies of reality monitoring and recognition. , 1994, Journal of experimental psychology. Learning, memory, and cognition.

[48]  Robert A. Bjork,et al.  Measures of Memory , 1988 .

[49]  B. Murdock Human memory: Theory and data. , 1975 .

[50]  F. Schmitt,et al.  The generation effect and reality monitoring: evidence from dementia and normal aging. , 1986, Journal of gerontology.

[51]  Neil W. Mulligan,et al.  Measuring the bases of recognition memory: An investigation of the process-dissociation framework , 1997 .

[52]  R Ratcliff,et al.  Testing global memory models using ROC curves. , 1992, Psychological review.

[53]  Marcia K. Johnson A multiple-entry, modular memory system , 1983 .

[54]  G. Bower,et al.  A propositional theory of recognition memory , 1974, Memory & cognition.

[55]  L. Jacoby,et al.  Dissociations of processes in recognition memory: effects of interference and of response speed. , 1994, Canadian journal of experimental psychology = Revue canadienne de psychologie experimentale.

[56]  R Ratcliff,et al.  Empirical generality of data from recognition memory receiver-operating characteristic functions and implications for the global memory models. , 1994, Journal of experimental psychology. Learning, memory, and cognition.

[57]  L. Jacoby,et al.  The Relation between Remembering and Knowing as Bases for Recognition: Effects of Size Congruency , 1995 .

[58]  F. Gregory Ashby,et al.  Multivariate probability distributions. , 1992 .

[59]  Felicia A. Huppert,et al.  The Role of Trace Strength in Recency and Frequency Judgements by Amnesic and Control Subjects , 1978, The Quarterly journal of experimental psychology.

[60]  A P Yonelinas,et al.  Recognition memory for faces: When familiarity supports associative recognition judgments , 1999, Psychonomic bulletin & review.

[61]  D. Schacter,et al.  The relation between source memory and aging. , 1991, Psychology and aging.

[62]  James P. Egan,et al.  Recognition memory and the operating characteristic. , 1958 .

[63]  B. Murdock A Theory for the Storage and Retrieval of Item and Associative Information. , 1982 .

[64]  David M. Riefer,et al.  Multinomial processing models of source monitoring. , 1990 .

[65]  Neil A. Macmillan,et al.  Detection Theory: A User's Guide , 1991 .

[66]  D L Schacter,et al.  Implicit memory and test awareness. , 1990, Journal of experimental psychology. Learning, memory, and cognition.

[67]  E. Balint Memory and consciousness. , 1987, The International journal of psycho-analysis.

[68]  M. Glanzer,et al.  Slope of the receiver-operating characteristic in recognition memory. , 1999 .

[69]  M Glanzer,et al.  The mirror effect in recognition memory: data and theory. , 1990, Journal of experimental psychology. Learning, memory, and cognition.

[70]  Douglas L. Hintzman,et al.  "Schema Abstraction" in a Multiple-Trace Memory Model , 1986 .

[71]  G. Mandler,et al.  Retrieval processes in recognition , 1974, Memory & cognition.