Constrained Phase Noise Estimation in OFDM Using Scattered Pilots Without Decision Feedback

In this paper, we consider an OFDM radio link corrupted by oscillator phase noise in the receiver, namely the problem of estimating and compensating for the impairment. To lessen the computational burden and delay incurred onto the receiver, we estimate phase noise using only scattered pilot subcarriers, i.e., no tentative symbol decisions are used in obtaining and improving the phase noise estimate. In particular, the phase noise estimation problem is posed as an unconstrained optimization problem whose minimizer suffers from the so-called amplitude and phase estimation error. These errors arise due to receiver noise, estimation from limited scattered pilot subcarriers and estimation using a dimensionality reduction model. It is empirically shown that, at high signal-to-noise-ratios, the phase estimation error is small. To reduce the amplitude estimation error, we restrict the minimizer to be drawn from the so-called phase noise geometry set when minimizing the cost function. The resulting optimization problem is a nonconvex program. However, using the S-procedure for quadratic equalities, we show that the optimal solution can be obtained by solving the convex dual problem. We also consider a less complex heuristic scheme that achieves the same objective of restricting the minimizer to the phase noise geometry set. Through simulations, we demonstrate improved coded bit-error-rate and phase noise estimation error performance when enforcing the phase noise geometry. For example, at high signal-to-noise-ratios, the probability density function of the phase noise estimation error exhibits thinner tails which results in lower bit-error-rate.

[1]  Graham C. Goodwin,et al.  EM-Based Maximum-Likelihood Channel Estimation in Multicarrier Systems With Phase Distortion , 2013, IEEE Transactions on Vehicular Technology.

[2]  Ali H. Sayed,et al.  An Efficient Carrier Phase Synchronization Technique for High-Order M-QAM–OFDM , 2008, IEEE Transactions on Signal Processing.

[3]  Raúl A. Casas,et al.  Time domain phase noise correction for OFDM signals , 2002, Conference Record of the Thirty-Sixth Asilomar Conference on Signals, Systems and Computers, 2002..

[4]  Mikko Valkama,et al.  Phase noise modelling and mitigation techniques in ofdm communications systems , 2009, 2009 Wireless Telecommunications Symposium.

[5]  Atika Rivenq,et al.  Monte Carlo Methods for Channel, Phase Noise, and Frequency Offset Estimation With Unknown Noise Variances in OFDM Systems , 2008, IEEE Transactions on Signal Processing.

[6]  Taneli Riihonen,et al.  Phase Noise Estimation in OFDM: Utilizing Its Associated Spectral Geometry , 2016, IEEE Transactions on Signal Processing.

[7]  Mikko Valkama,et al.  Receiver DSP for OFDM Systems Impaired by Transmitter and Receiver Phase Noise , 2011, 2011 IEEE International Conference on Communications (ICC).

[8]  Mikko Valkama,et al.  Iterative receiver signal processing for joint mitigation of transmitter and receiver phase noise in OFDM-based cognitive radio link , 2012 .

[9]  I MontojoJuan,et al.  Effects of imperfections on the performance of OFDM systems , 2009 .

[10]  Wolfgang Rave,et al.  Effects of Phase Noise on OFDM Systems With and Without PLL: Characterization and Compensation , 2007, IEEE Transactions on Communications.

[11]  C.-C. Jay Kuo,et al.  Multi-Carrier Techniques for Broadband Wireless Communications , 2007 .

[12]  Taneli Riihonen,et al.  Characterization of OFDM Radio Link Under PLL-Based Oscillator Phase Noise and Multipath Fading Channel , 2012, IEEE Transactions on Communications.

[13]  Simo Srkk,et al.  Bayesian Filtering and Smoothing , 2013 .

[14]  Yeheskel Bar-Ness,et al.  Phase Noise Estimation and Mitigation for OFDM Systems , 2006, IEEE Transactions on Wireless Communications.

[15]  L. Brickman ON THE FIELD OF VALUES OF A MATRIX , 1961 .

[16]  Lauri Anttila,et al.  Digital Front-End Signal Processing with Widely-Linear Signal Models in Radio Devices , 2011 .

[17]  Stephen P. Boyd,et al.  Convex Optimization , 2004, Algorithms and Theory of Computation Handbook.

[18]  E. Rubiola,et al.  Phase Noise and Frequency Stability in Oscillators , 2008 .

[19]  Dimitrios Hatzinakos,et al.  Joint estimation of channel response, frequency offset, and phase noise in OFDM , 2006, IEEE Transactions on Signal Processing.

[20]  Marc Moeneclaey,et al.  BER sensitivity of OFDM systems to carrier frequency offset and Wiener phase noise , 1995, IEEE Trans. Commun..

[21]  A. Demir Phase noise and timing jitter in oscillators with colored-noise sources , 2002 .

[22]  Yurii Nesterov,et al.  Interior-point polynomial algorithms in convex programming , 1994, Siam studies in applied mathematics.

[23]  Stephen P. Boyd,et al.  Recent Advances in Learning and Control , 2008, Lecture Notes in Control and Information Sciences.

[24]  L. L. Dines,et al.  On the mapping of $n$ quadratic forms , 1942 .

[25]  James P. Reilly,et al.  A Blind Sequential Monte Carlo Detector for OFDM Systems in the Presence of Phase Noise, Multipath Fading, and Channel Order Uncertainty , 2007, IEEE Transactions on Signal Processing.

[26]  C.-C. Jay Kuo,et al.  Multi-Carrier Techniques for Broadband Wireless Communications - A Signal Processing Perspective , 2007, Communications and Signal Processing.

[27]  Arne Svensson,et al.  An ICI reduction scheme for OFDM system with phase noise over fading channels , 2008, IEEE Transactions on Communications.

[28]  Stephen P. Boyd,et al.  Graph Implementations for Nonsmooth Convex Programs , 2008, Recent Advances in Learning and Control.

[29]  Simo Särkkä,et al.  Bayesian Filtering and Smoothing , 2013, Institute of Mathematical Statistics textbooks.

[30]  Yeheskel Bar-Ness,et al.  OFDM systems in the presence of phase noise: consequences and solutions , 2004, IEEE Transactions on Communications.

[31]  J. Stott The effects of phase noise in COFDM , 1998 .

[32]  Laurence B. Milstein,et al.  Effects of imperfections on the performance of OFDM systems , 2009, IEEE Transactions on Communications.

[33]  U. Jönsson A Lecture on the S-Procedure , 2006 .

[34]  Arkadi Nemirovski,et al.  Lectures on modern convex optimization - analysis, algorithms, and engineering applications , 2001, MPS-SIAM series on optimization.

[35]  Ali A. Nasir,et al.  Channel, Phase Noise, and Frequency Offset in OFDM Systems: Joint Estimation, Data Detection, and Hybrid Cramér-Rao Lower Bound , 2013, IEEE Transactions on Communications.

[36]  Kameshwar Poolla,et al.  On Filtering and Smoothing , 1992 .

[37]  Andreas Polydoros,et al.  Phase-impairment effects and compensation algorithms for OFDM systems , 2005, IEEE Transactions on Communications.

[38]  Taneli Riihonen,et al.  EVM Analysis for Broadband OFDM Direct-Conversion Transmitters , 2013, IEEE Transactions on Vehicular Technology.

[39]  Naofal Al-Dhahir,et al.  A Non-Iterative Technique for Phase Noise ICI Mitigation in Packet-Based OFDM Systems , 2010, IEEE Transactions on Signal Processing.

[40]  Wolfgang Rave,et al.  Dirty RF: A New Paradigm , 2005, 2005 IEEE 16th International Symposium on Personal, Indoor and Mobile Radio Communications.

[41]  Teng Joon Lim,et al.  The Variational Inference Approach to Joint Data Detection and Phase Noise Estimation in OFDM , 2007, IEEE Transactions on Signal Processing.

[42]  Taneli Riihonen,et al.  Performance Analysis of OFDM with Wiener Phase Noise and Frequency Selective Fading Channel , 2011, IEEE Transactions on Communications.