A survey of unresolved problems in life cycle assessment

Background, aims, and scopeLife cycle assessment (LCA) stands as the pre-eminent tool for estimating environmental effects caused by products and processes from ‘cradle to grave’ or ‘cradle to cradle.’ It exists in multiple forms, claims a growing list of practitioners, and remains a focus of continuing research. Despite its popularity and codification by organizations such as the International Organization for Standards and the Society of Environmental Toxicology and Chemistry, life cycle assessment is a tool in need of improvement. Multiple authors have written about its individual problems, but a unified treatment of the subject is lacking. The following literature survey gathers and explains issues, problems and problematic decisions currently limiting LCA’s goal and scope definition and life cycle inventory phases.Main featuresThe review identifies 15 major problem areas and organizes them by the LCA phases in which each appears. This part of the review focuses on the first 7 of these problems occurring during the goal and scope definition and life cycle inventory phases. It is meant as a concise summary for practitioners interested in methodological limitations which might degrade the accuracy of their assessments. For new researchers, it provides an overview of pertinent problem areas toward which they might wish to direct their research efforts.Results and discussionMultiple problems occur in each of LCA’s four phases and reduce the accuracy of this tool. Considering problem severity and the adequacy of current solutions, six of the 15 discussed problems are of paramount importance. In LCA’s first two phases, functional unit definition, boundary selection, and allocation are critical problems requiring particular attention.Conclusions and recommendationsProblems encountered during goal and scope definition arise from decisions about inclusion and exclusion while those in inventory analysis involve flows and transformations. Foundational decisions about the basis of comparison (functional unit), bounds of the study, and physical relationships between included processes largely dictate the representativeness and, therefore, the value of an LCA. It is for this reason that problems in functional unit definition, boundary selection, and allocation are the most critical examined in the first part of this review.

[1]  E. Hertwich,et al.  A decision-analytic framework for impact assessment part I: LCA and decision analysis , 2001 .

[2]  M. Morgan,et al.  Risk-based decision analysis in support of precautionary policies , 2002 .

[3]  Patrick Hofstetter,et al.  Survey Insights into Weighting Environmental Damages: Influence of Context and Group , 2004 .

[4]  Núria Agell,et al.  Fuzzy Approach to Life Cycle Impact Assessment An Application for Biowaste Management Systems , 2007 .

[5]  Gerald Rebitzer,et al.  Methodology and application of Life Cycle costing , 2003 .

[6]  Roland Clift,et al.  Social and environmental life cycle assessment (SELCA) , 1996 .

[7]  Reinout Heijungs,et al.  A proposal for the classification of toxic substances within the framework of life cycle assessment of products , 1993 .

[8]  John R. Ehrenfeld,et al.  The Importance of LCAs—Warts and All , 1997 .

[9]  H. S. Matthews,et al.  Extending the Boundaries of Life‐Cycle Assessment through Environmental Economic Input‐Output Models , 2000 .

[10]  Efstratios Nikolaidis,et al.  Engineering Design Reliability Handbook , 2004 .

[11]  Gjalt Huppes,et al.  Framework for scenario development in LCA , 2000 .

[12]  David Hunkeler,et al.  The Future of Life Cycle Assessment , 2005 .

[13]  David Hunkeler,et al.  Societal LCA Methodology and Case Study (12 pp) , 2006 .

[14]  Daniel Kahneman,et al.  Valuing public goods: The purchase of moral satisfaction , 1992 .

[15]  Fredy Dinkel,et al.  Imprecision and Uncertainty in LCA , 1996 .

[16]  J. W. Owens,et al.  Life‐Cycle Assessment in Relation to Risk Assessment: An Evolving Perspective , 1997 .

[17]  Edgar G. Hertwich,et al.  A comment on "Functions, commodities and environmental impacts in an ecological-economic model" , 2006 .

[18]  T E Graedel,et al.  Research issues in sustainable consumption: toward an analytical framework for materials and the environment. , 2003, Environmental science & technology.

[19]  Ian J. Bateman,et al.  Environmental Economics: An Elementary Introduction , 1993 .

[20]  Hans-Jürgen Dr. Klüppel,et al.  The Revision of ISO Standards 14040-3 - ISO 14040: Environmental management – Life cycle assessment – Principles and framework - ISO 14044: Environmental management – Life cycle assessment – Requirements and guidelines , 2005 .

[21]  John J. Reap,et al.  A survey of unresolved problems in life cycle assessment , 2008 .

[22]  M. Huijbregts,et al.  Spatially Explicit Characterization of Acidifying and Eutrophying Air Pollution in Life‐Cycle Assessment , 2000 .

[23]  Andreas Ciroth,et al.  Uncertainty calculation in life cycle assessments , 2004 .

[24]  Henri Lecouls,et al.  ISO 14043: Environmental management · life cycle assessment · life cycle interpretation , 1999 .

[25]  Ruedi Müller-Wenk A method to include in lca road traffic noise and its health effects , 2004 .

[26]  Karl Michael Nigge Generic spatial classes for human health impacts, part II: , 2001 .

[27]  Hans-Jürgen Dr. Klüppel,et al.  ISO 14041: Environmental management — life cycle assessment — goal and scope definition — inventory analysis , 1998 .

[28]  G. Norris,et al.  TRACI the tool for the reduction and assessment of chemical and other environmental impacts , 2002 .

[29]  M. Hauschild,et al.  A Framework for Social Life Cycle Impact Assessment (10 pp) , 2006 .

[30]  Robert U. Ayres,et al.  Life cycle analysis: A critique , 1995 .

[31]  Max Henrion,et al.  Uncertainty: A Guide to Dealing with Uncertainty in Quantitative Risk and Policy Analysis , 1990 .

[32]  Domenico Grasso,et al.  Industrial Ecology: Policy Potential and Research Needs , 2003 .

[33]  Edgar G. Hertwich,et al.  A Theoretical Foundation for Life‐Cycle Assessment , 2000 .

[34]  S. Carpenter,et al.  Global Consequences of Land Use , 2005, Science.

[35]  H Scott Matthews,et al.  Life Cycle Impact Assessment: A Challenge for Risk Analysts , 2002, Risk analysis : an official publication of the Society for Risk Analysis.

[36]  Sangwon Suh,et al.  Reply: Downstream cut-offs in integrated hybrid life-cycle assessment , 2006 .

[37]  Robert U. Ayres,et al.  The Impact of Remanufacturing in the Economy , 2000 .

[38]  Göran Finnveden,et al.  On the limitations of life cycle assessment and environmental systems analysis tools in general , 2000 .

[39]  Joyce Smith Cooper,et al.  Specifying functional units and reference flows for comparable alternatives , 2003 .

[40]  C. Dujet,et al.  Possibility Theory: A New Approach to Uncertainty Analysis? (3 pp) , 2006 .

[41]  Roland Hischier,et al.  Multifunctional electronic media-traditional media , 2003 .

[42]  Erwin Lindeijer,et al.  Review of land use impact methodologies , 2000 .

[43]  Thomas E. Graedel,et al.  Streamlined Life-Cycle Assessment , 1998 .

[44]  S. E. Jørgensen A Systems Approach to the Environmental Analysis of Pollution Minimization , 2020 .

[45]  Faisal I. Khan,et al.  An integrated approach for risk-based life cycle assessment and multi-criteria decision-making: Selection, design and evaluation of cleaner and greener processes , 2006, Bus. Process. Manag. J..

[46]  Belarmino Adenso-Díaz,et al.  A fuzzy logic approach for the impact assessment in LCA , 2002 .

[47]  Helias A. Udo de Haes,et al.  How to approach land use in LCIA or, how to avoid the Cinderella effect? , 2006 .

[48]  David L. McCleese,et al.  Using monte carlo simulation in life cycle assessment for electric and internal combustion vehicles , 2002 .

[49]  Anna Björklund,et al.  Survey of approaches to improve reliability in lca , 2002 .

[50]  William C. Regli,et al.  A repository for design, process planning and assembly , 1997, Comput. Aided Des..

[51]  Gerald Rebitzer,et al.  The LCIA midpoint-damage framework of the UNEP/SETAC life cycle initiative , 2004 .

[52]  Thomas Heck,et al.  Country-specific damage factors for air pollutants , 2001 .

[53]  Jane C. Bare,et al.  Life cycle impact assessment sophistication , 1999 .

[54]  Gjalt Huppes,et al.  A Structure Comparison of two Approaches to LCA Inventory Data, Based on the MIET and ETH Databases (10 pp) , 2005 .

[55]  C. Bauer,et al.  Key Elements in a Framework for Land Use Impact Assessment Within LCA (11 pp) , 2007 .

[56]  Walter Klöpffer,et al.  Life cycle assessment , 1997, Environmental science and pollution research international.

[57]  Tomas Ekvall,et al.  Open-loop recycling: Criteria for allocation procedures , 1997 .

[58]  Yuichi Moriguchi,et al.  A simplified model for spatially differentiated impact assessment of air emissions , 2000 .

[59]  S. Ryding ISO 14042 Environmental management • Life cycle assessment • life cycle impact assessment , 1999 .

[60]  James K. Hammitt,et al.  QALYs Versus WTP , 2002 .

[61]  Bruce Vigon,et al.  Life cycle assessment: data quality and databases practitioner survey , 1995 .

[62]  Tomas Ekvall,et al.  Life cycle assessment – introduction and overview , 2005 .

[63]  Arpad Horvath,et al.  Economic Input–Output Models for Environmental Life-Cycle Assessment , 1998 .

[64]  R. L. Keeney,et al.  Decisions with Multiple Objectives: Preferences and Value Trade-Offs , 1977, IEEE Transactions on Systems, Man, and Cybernetics.

[65]  Göran Finnveden,et al.  Best available practice regarding impact categories and category indicators in life cycle impact assessment , 1999 .

[66]  Y. Ben-Haim Info-Gap Decision Theory: Decisions Under Severe Uncertainty , 2006 .

[67]  Bert Bras,et al.  Activity-Based Cost and Environmental Management , 2001 .

[68]  Sangwon Suh,et al.  Functions, commodities and environmental impacts in an ecological–economic model , 2004 .

[69]  Göran Finnveden,et al.  Allocation in ISO 14041—a critical review , 2001 .

[70]  Stefanie Hellweg,et al.  Confronting workplace exposure to chemicals with LCA: examples of trichloroethylene and perchloroethylene in metal degreasing and dry cleaning. , 2005, Environmental science & technology.

[71]  Jean-Paul Hettelingh,et al.  Country-dependent Characterisation Factors for Acidification in Europe - A Critical Evaluation (7 pp) , 2005 .

[72]  Konrad Hungerbühler,et al.  Uncertainty analysis in life cycle inventory. Application to the production of electricity with French coal power plants , 2000 .

[73]  M. Hauschild Spatial Differentiation in Life Cycle Impact Assessment: A decade of method development to increase the environmental realism of LCIA , 2006 .

[74]  E. Hertwich Life cycle approaches to sustainable consumption: a critical review. , 2005, Environmental science & technology.

[75]  S. Hellweg,et al.  Discounting and the Environment Lca Methodology with Case Study 8 Lca Methodology with Case Study Should Current Impacts Be Weighted Differently than Impacts Harming Future Generations? , 2022 .

[76]  Gjalt Huppes,et al.  Methods for Life Cycle Inventory of a product , 2005 .

[77]  Adisa Azapagic,et al.  Allocation of environmental burdens in co-product systems: Product-related burdens (Part 1) , 1999 .

[78]  Andrew D. Jones,et al.  Supporting Online Material for: Ethanol Can Contribute To Energy and Environmental Goals , 2006 .

[79]  David Hunkeler,et al.  Life cycle costing in LCM: ambitions, opportunities, and limitations , 2003 .

[80]  Reinout Heijungs,et al.  Bias in normalization: Causes, consequences, detection and remedies , 2007 .

[81]  Núria Agell,et al.  Fuzzy approach to life cycle impact assessment , 2006 .

[82]  S. Cowell,et al.  Use of Risk Assessment and Life Cycle Assessment in Decision Making: A Common Policy Research Agenda , 2002, Risk analysis : an official publication of the Society for Risk Analysis.

[83]  Stefanie Hellweg,et al.  Uncertainty Analysis in Life Cycle Assessment (LCA): Case Study on Plant-Protection Products and Implications for Decision Making (9 pp + 3 pp) , 2005 .

[84]  Randolph Kirchain,et al.  Life‐Cycle Assessment and Temporal Distributions of Emissions: Developing a Fleet‐Based Analysis , 2000 .

[85]  Patrick Hofstetter,et al.  Tools for Comparative Analysis of Alternatives: Competing or Complementary Perspectives? , 2002, Risk analysis : an official publication of the Society for Risk Analysis.

[86]  Jacquetta Lee,et al.  Critical review of life cycle analysis and assessment techniques and their application to commercial activities , 1995 .

[87]  Roel Hammerschlag,et al.  Ethanol's energy return on investment: a survey of the literature 1990-present. , 2006, Environmental science & technology.

[88]  Mark A. J. Huijbregts,et al.  Part I: A General Framework for the Analysis of Uncertainty and Variability in Life Cycle Assessment , 1998 .

[89]  Mitchell J. Small,et al.  Economic Valuation of the Environment: A Special Issue† , 2000 .

[90]  M. Huijbregts,et al.  Towards region-specific, european fate factors for airborne nitrogen compounds causing aquatic eutrophication , 2000 .

[91]  Hans-Jörg Althaus,et al.  The Environmental Relevance of Capital Goods in Life Cycle Assessments of Products and Services , 2007 .

[92]  Roydon Andrew Fraser,et al.  The Relative Mass-Energy-Economic (RMEE) Method for System Boundary Selection , 2000 .

[93]  A. A. Jensen Life cycle assessment (LCA) : a guide to approaches, experiences and information sources , 1998 .

[94]  Bo Pedersen Weidema,et al.  Data quality management for life cycle inventories—an example of using data quality indicators☆ , 1996 .

[95]  Mark A. J. Huijbregts,et al.  Application of uncertainty and variability in LCA , 1998 .

[96]  R. Frischknecht,et al.  A special view on the nature of the allocation problem , 1998 .

[97]  Stefanie Hellweg,et al.  Time- and site-dependent life cycle assessment of thermal waste treatment processes , 2001 .

[98]  D W Pennington,et al.  Life cycle assessment: Part 1: Framework, goal and scope definition, inventory analysis, and applications , 2004 .

[99]  Roydon Andrew Fraser,et al.  The relative mass-energy-economic (RMEE) method for system boundary selection Part 1: A means to systematically and quantitatively select LCA boundaries , 2000 .

[100]  Robert Ries,et al.  Characterizing, Propagating, and Analyzing Uncertainty in Life‐Cycle Assessment: A Survey of Quantitative Approaches , 2007 .

[101]  Manfred Lenzen,et al.  Errors in Conventional and Input‐Output—based Life—Cycle Inventories , 2000 .

[102]  Gregory A. Norris,et al.  Integrating life cycle cost analysis and LCA , 2001 .

[103]  D. A. Tolle Regional scaling and normalization in LCIA , 1997 .

[104]  Michael Zwicky Hauschild,et al.  Comparison of Three Different LCIA Methods: EDIP97, CML2001 and Eco-indicator 99 , 2003 .

[105]  Vaclav Smil,et al.  Energy at the Crossroads: Global Perspectives and Uncertainties , 2005 .

[106]  M. Hauschild,et al.  Site‐Dependent Life‐Cycle Impact Assessment of Acidification , 1998 .

[107]  David Hunkeler,et al.  Life Cycle costing — paving the road to sustainable development? , 2003 .

[108]  Bart Muys,et al.  Extending the Life Cycle Methodology to Cover Impacts of Land Use Systems on the Water Balance (7 pp) , 2003 .

[109]  Christiaan J. J. Paredis,et al.  An approach to robust decision making under severe uncertainty in life cycle design , 2008 .

[110]  L. Macaskie,et al.  Microbially-enhanced chemisorption of heavy metals : A method for the bioremediation of solutions containing long-lived isotopes of neptunium and plutonium , 1998 .

[111]  Raymond J. Kopp,et al.  On measuring economic values for nature , 2000 .

[112]  Karl Michael Nigge,et al.  Generic spatial classes for human health impacts, Part I: , 2001 .

[113]  Roland W. Scholz,et al.  Measuring Preferences on Environmental Damages in LCIA. Part 1: Cognitive Limits in Panel Surveys (9 pp) , 2006 .

[114]  Janet K. Allen,et al.  Applying Ecological Input‐Output Flow Analysis to Material Flows in Industrial Systems: Part II: Flow Metrics , 2004 .

[115]  Gjalt Huppes,et al.  System boundary selection in life-cycle inventories using hybrid approaches. , 2004, Environmental science & technology.

[116]  David Evans,et al.  Excluding site-specific data from the lca inventory: how this affects life cycle impact assessment , 2002 .

[117]  H. S. Matthews,et al.  Applications of Environmental Valuation for Determining Externality Costs , 2000 .

[118]  B. Norton Sustainability: A Philosophy of Adaptive Ecosystem Management , 2005 .

[119]  G. Finnveden,et al.  Site-dependent Life-Cycle Impact Assessment in Sweden (5 pp) , 2005 .

[120]  Frank Brentrup,et al.  Life Cycle Impact assessment of land use based on the hemeroby concept , 2002 .

[121]  Stefan Schaltegger,et al.  Life cycle assessment (LCA)-quo vadis? , 1996 .

[122]  Tom C. J. Feijtel,et al.  Comparison between three different LCIA methods for aquatic ecotoxicity and a product environmental risk assessment , 2004 .

[123]  Edgar G. Hertwich,et al.  A decision-analytic framework for impact assessment , 2001 .

[124]  Martin Weber,et al.  Behavioral influences on weight judgments in multiattribute decision making , 1993 .

[125]  R. O'Neill,et al.  Landscape Ecology Explained@@@Landscape Ecology in Theory and Practice: Pattern and Process , 2001 .

[126]  J. Potting,et al.  Spatial Differentiation in the Characterisation of Photochemical Ozone Formation: The EDIP2003 Methodology , 2006 .

[127]  Mark Goedkoop,et al.  Life-Cycle Impact Assessment: Striving towards Best Practice , 2002 .

[128]  Matthias Finkbeiner,et al.  ENVIRONMENTAL AUDITING: The Functional Unit in the Life Cycle Inventory Analysis of Degreasing Processes in the Metal-Processing Industry , 1997, Environmental management.

[129]  M Cliff Joslyn and Jane Booker,et al.  Generalized Information Theory for Engineering Modeling and Simulation , 2004 .

[130]  Adisa Azapagica,et al.  Allocation of Environmental Burdens in Multiple-function Systems , 1999 .

[131]  Alexander Ruhland,et al.  Functional equivalence of industrial metal cleaning processes comparison of metal cleaning processes within LCA , 2000 .

[132]  Janet K. Allen,et al.  Applying Ecological Input‐Output Flow Analysis to Material Flows in Industrial Systems: Part I: Tracing Flows , 2004 .

[133]  J. W. Owens Life‐Cycle Assessment: Constraints on Moving from Inventory to Impact Assessment , 1997 .

[134]  B. Dale,et al.  Ethanol Fuels: E10 or E85 – Life Cycle Perspectives (5 pp) , 2006 .

[135]  Göran Finnveden,et al.  The Resource Debate Needs to Continue [Stewart M, Weidema B (2005): A Consistent Framework for Assessing the Impacts from Resource Use. Int J LCA 10 (4) 240−247] , 2005 .

[136]  Roland W. Scholz,et al.  Measuring Preferences on Environmental Damages in LCIA , 2006 .